Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIQUIDITY SERVICES INC
Report date August 13, 2021 · Filed August 17, 2021
Section 16 reporting ended · disclosed 2021-08-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,797 |
Reported balance
After 2021-08-13 transaction · row 1
1 source rowRow 1 · 2021-08-13 · Sale · Disposed 16,071 · Balance 9,797 |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.95 · Expires 2022-08-12 | Direct | 1,042 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,042 F1: Effective August 13, 2021 (the "Departure Date"), Nicholas Rozdilsky (the "Reporting Person") ceased to be an officer of Liquidity Services, Inc. (the "Issuer"). Pursuant to the grant agreements entered into by the Issuer and the Reporting Person, the unvested portion of any grant of restricted stock units or stock options (the "Unvested Grants") held by the Reporting Person on the Departure Date was forfeited and canceled as of the Departure Date. Therefore, the Unvested Grants have been deleted from Table II of this Form 4. The amounts included in Column 7 and Column 9 of Table II of this Form 4 represent stock options held by the Reporting Person that were vested as of the Departure Date (the "Vested Options"). Pursuant to the terms of the Issuer's Third Amended and Restated Omnibus Long-Term Incentive Plan, the Reporting Person may exercise the Vested Options for the twelve-month period following the Departure Date. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.11 · Expires 2022-08-12 | Direct | 1,619 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,619 F2: These options were vested as of the Departure Date and may be exercised by the reporting person for the twelve-month period following the Departure Date. |
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.69 · Expires 2022-08-12 | Direct | 4,366 |
Reported balance
Holding disclosure · report date 2021-08-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,366 F2: These options were vested as of the Departure Date and may be exercised by the reporting person for the twelve-month period following the Departure Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective August 13, 2021 (the "Departure Date"), Nicholas Rozdilsky (the "Reporting Person") ceased to be an officer of Liquidity Services, Inc. (the "Issuer"). Pursuant to the grant agreements entered into by the Issuer and the Reporting Person, the unvested portion of any grant of restricted stock units or stock options (the "Unvested Grants") held by the Reporting Person on the Departure Date was forfeited and canceled as of the Departure Date. Therefore, the Unvested Grants have been deleted from Table II of this Form 4. The amounts included in Column 7 and Column 9 of Table II of this Form 4 represent stock options held by the Reporting Person that were vested as of the Departure Date (the "Vested Options"). Pursuant to the terms of the Issuer's Third Amended and Restated Omnibus Long-Term Incentive Plan, the Reporting Person may exercise the Vested Options for the twelve-month period following the Departure Date.
F2: These options were vested as of the Departure Date and may be exercised by the reporting person for the twelve-month period following the Departure Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 13, 2021 Filed Aug 17, 2021 21:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 16,071 | $23.49 | $377,507.79 |
DisclosureSEC source: 0001235468-21-000146 · wf-form4_162923674294108.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,797 Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 11:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Grant · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000133 · wf-form4_162807645435935.xml · derivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 25,000 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3 · kind: Represents the vesting of restricted stock units. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter, an additional 1/4th will vest on each of August 1, 2020, August 1, 2021, and August 1, 2022. Read SEC document |
| August 01, 2021 Filed Aug 4, 2021 11:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 7,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000133 · wf-form4_162807645435935.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,868 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 7,118 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 5,382 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,415 | $24.84 | $109,668.60 |
DisclosureSEC source: 0001235468-21-000124 · wf-form4_162335565051791.xml · nonDerivative · entry 3 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 29,200 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000124 · wf-form4_162335565051791.xml · derivative · entry 10 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: This option grant becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 17,708 | $0.00 Strike: $6.95 | $0.00 |
DisclosureSEC source: 0001235468-21-000124 · wf-form4_162335565051791.xml · derivative · entry 5 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,292 Underlying: Common Stock · 25,000 shares Expires 2028-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: Twenty-five percent of this option grant vested on August 1, 2019 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 30,000 | $25.69 | $770,700.00 |
DisclosureSEC source: 0001235468-21-000124 · wf-form4_162335565051791.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,165 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 34,415 | $6.69 | $230,236.35 |
DisclosureSEC source: 0001235468-21-000124 · wf-form4_162335565051791.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 46,908 stock options on a share withhold basis. 12,493 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 34,415 shares acquired. F2 · price: The reporting person exercised a total of 46,908 options, of which 17,708 had an exercise price of $6.95 and 29,200 of which had an exercise price of $6.69. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:58 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 3,087 | $27.83 | $85,911.21 |
DisclosureSEC source: 0001235468-21-000114 · wf-form4_162093944014663.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Read SEC document |
| May 11, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 18,354 | $26.75 | $490,969.50 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · nonDerivative · entry 5 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396 Read SEC document |
| May 11, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 443 | $24.06 | $10,658.58 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · nonDerivative · entry 4 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:58 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 25,900 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000114 · wf-form4_162093944014663.xml · derivative · entry 7 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,900 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:58 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,158 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000114 · wf-form4_162093944014663.xml · derivative · entry 6 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,792 Underlying: Common Stock · 2,158 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:58 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 21,441 | $6.11 | $131,004.51 |
DisclosureSEC source: 0001235468-21-000114 · wf-form4_162093944014663.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 28,058 stock options on a share withhold basis. 6,617 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 21,441 shares acquired. Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 7,192 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · derivative · entry 12 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,008 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 3,153 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · derivative · entry 9 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,950 Underlying: Common Stock · 16,103 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 3,900 | $24.81 | $96,759.00 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · nonDerivative · entry 3 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,193 Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,343 | $6.69 | $29,054.67 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 10,345 stock options on a share withhold basis. 6,002 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 4,343 shares acquired. F2 · price: The reporting person exercised a total 10,345 options, 3,153 of which had an exercise price of $6.11 and 7,192 of which had an exercise price of $6.69. Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 6,176 | $24.43 | $150,879.68 |
DisclosureSEC source: 0001235468-21-000110 · wf-form4_162077205827292.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Read SEC document |
| February 12, 2021 Filed Feb 12, 2021 21:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,515 | $17.20 | $43,258.00 |
DisclosureSEC source: 0001235468-21-000077 · wf-form4_161316609623088.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,926 Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 22:51 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 4,300 | $17.32 | $74,476.00 |
DisclosureSEC source: 0001235468-21-000073 · wf-form4_161308386121616.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,441 Read SEC document |
| February 08, 2021 Filed Feb 9, 2021 22:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 5,297 | $17.79 | $94,233.63 |
DisclosureSEC source: 0001235468-21-000065 · wf-form4_161290826344433.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,741 Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 9,797 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · derivative · entry 6 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,103 Underlying: Common Stock · 9,797 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 3,115 | $19.22 | $59,870.30 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,038 F1 · kind: The reporting person surrendered 3,115 shares with a market value of $59,870.30 to the Issuer to pay the purchase price of 9,797 shares at $6.11 per share. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 9,797 | $6.11 | $59,859.67 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:05 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 12,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000022 · wf-form4_161117671835748.xml · derivative · entry 9 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:05 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000022 · wf-form4_161117671835748.xml · derivative · entry 6 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,200 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7 · kind: Represents the vesting of restricted stock units. F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:05 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 6,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000022 · wf-form4_161117671835748.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 6,878 shares from the vesting of 12,250 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 5,372 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:05 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000022 · wf-form4_161117671835748.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,358 shares from the vesting of 4,200 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,842 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000010 · wf-form4_160988577827487.xml · derivative · entry 10 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000010 · wf-form4_160988577827487.xml · derivative · entry 5 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,100 Underlying: Common Stock · 3,150 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000010 · wf-form4_160988577827487.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,827 shares from the vesting of 3,063 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,236 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 626 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000010 · wf-form4_160988577827487.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 626 shares from the vesting of 1,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 424 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 15 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 14 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2025-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 38,800 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 13 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 38,800 shares Expires 2030-12-01 F11 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:10 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 38,800 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000197 · wf-form4_160703340731399.xml · derivative · entry 12 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,800 Underlying: Common Stock · 38,800 shares Expires 2030-12-01 F10 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:22 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Grant · Derivative | 3,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000140 · wf-form4_159657587659008.xml · derivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,506 Underlying: Common Stock · 3,994 shares Expires 2028-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 21:22 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 8,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000140 · wf-form4_159657587659008.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 8,506 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,994 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:39 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000013 · wf-form4_157834673688011.xml · derivative · entry 4 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Underlying: Common Stock · 4,200 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:39 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000013 · wf-form4_157834673688011.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 688 shares from the vesting of 1,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 362 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 12,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001774016-19-000002 · wf-form4_157558462528869.xml · derivative · entry 5 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 12,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001774016-19-000002 · wf-form4_157558462528869.xml · derivative · entry 4 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 29,200 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001774016-19-000002 · wf-form4_157558462528869.xml · derivative · entry 3 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 29,200 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001774016-19-000002 · wf-form4_157558462528869.xml · derivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009792 · wf-form4_156469216318194.xml · derivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 50,000 shares Expires 2028-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 9,473 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,027 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on August 1, 2019 and thereafter 1/4th of this restricted stock grant will vest on August 1, 2020, August 1, 2021, and August 1, 2022. Read SEC document |
| August 01, 2019 Filed Aug 1, 2019 20:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 9,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009792 · wf-form4_156469216318194.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Vice President, Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 9,473 shares from the vesting of 12,500 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,027 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.