Last 12 months
Inside the activity.
0 purchase rows · 82 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 9 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 14 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 24 |
| Jun 2026 | 0 | 15 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 2 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 3, 2021 21:48 UTC |
INFANTE BEATRIZ VDirector
|
GrantRestricted Stock Grant · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000045 · wf-form4_161238888517575.xml · derivative · entry 3 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Underlying: Common Stock · 4,655 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:48 UTC |
INFANTE BEATRIZ VDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000045 · wf-form4_161238888517575.xml · derivative · entry 2 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:48 UTC |
INFANTE BEATRIZ VDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000045 · wf-form4_161238888517575.xml · nonDerivative · entry 1 INFANTE BEATRIZ V · CIK 0001193369 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:50 UTC |
Mateus-Tique JaimeDirector
|
GrantRestricted Stock Grant · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000047 · wf-form4_161238897555091.xml · derivative · entry 9 Mateus-Tique Jaime · CIK 0001352656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Underlying: Common Stock · 4,655 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:50 UTC |
Mateus-Tique JaimeDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000047 · wf-form4_161238897555091.xml · derivative · entry 8 Mateus-Tique Jaime · CIK 0001352656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:50 UTC |
Mateus-Tique JaimeDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000047 · wf-form4_161238897555091.xml · nonDerivative · entry 1 Mateus-Tique Jaime · CIK 0001352656 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:46 UTC |
GROSS PATRICK WDirector
|
GrantStock Option · Derivative | 7,451 | $0.00 Strike: $21.48 | $0.00 |
DisclosureSEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 11 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902 Underlying: Common Stock · 7,451 shares Expires 2031-02-01 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:46 UTC |
GROSS PATRICK WDirector
|
GrantRestricted Stock Grant · Derivative | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 10 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Common Stock · 3,346 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:46 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 19,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · derivative · entry 9 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,502 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:46 UTC |
GROSS PATRICK WDirector
|
Exercise / conversionCommon Stock | 19,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000043 · wf-form4_161238874486664.xml · nonDerivative · entry 1 GROSS PATRICK W · CIK 0001184343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,141 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC |
Dyer Katharin SDirector
|
GrantRestricted Stock Grant · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Underlying: Common Stock · 4,655 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC |
Dyer Katharin SDirector
|
Exercise / conversionRestricted Stock Grant · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units became fully vested on February 1, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC |
Dyer Katharin SDirector
|
Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC |
Rozdilsky NicholasChief Marketing Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 9,797 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · derivative · entry 6 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,103 Underlying: Common Stock · 9,797 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC |
Rozdilsky NicholasChief Marketing Officer
|
Tax withholdingCommon Stock | 3,115 | $19.22 | $59,870.30 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · nonDerivative · entry 2 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,038 F1 · kind: The reporting person surrendered 3,115 shares with a market value of $59,870.30 to the Issuer to pay the purchase price of 9,797 shares at $6.11 per share. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 22:45 UTC |
Rozdilsky NicholasChief Marketing Officer
|
Exercise / conversionCommon Stock | 9,797 | $6.11 | $59,859.67 |
DisclosureSEC source: 0001235468-21-000038 · wf-form4_161196033747430.xml · nonDerivative · entry 1 Rozdilsky Nicholas · CIK 0001774016 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 5,656 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 23 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,344 Underlying: Common Stock · 20,000 shares Expires 2029-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F13 · derivative.exercise_date: 12/48th of this option grant vested on May 1, 2020 and thereafter, an additional 1/4th will vest on each of May 1, 2021, May 1, 2022 and May 1, 2023. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 9,542 | $0.00 Strike: $6.58 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 22 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458 Underlying: Common Stock · 20,000 shares Expires 2029-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 10,400 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 20 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,600 Underlying: Common Stock · 20,000 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 5,967 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 19 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,033 Underlying: Common Stock · 20,000 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 1,311 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 15 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 989 Underlying: Common Stock · 2,300 shares Expires 2026-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 2,300 | $0.00 Strike: $10.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 14 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,300 shares Expires 2026-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F5 · derivative.exercise_date: These options became fully exercisable on October 1, 2020. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 1,252 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 13 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,252 shares Expires 2026-03-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 3,756 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 12 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,756 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F4 · derivative.exercise_date: These options became fully exercisable on October 1, 2019. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 2,500 | $0.00 Strike: $8.17 | $0.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · derivative · entry 11 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2025-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the exercise of stock options. F3 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Tax withholdingCommon Stock | 15,275 | $19.04 | $290,836.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 10 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,571 F1 · kind: The reporting person surrendered 15,275 shares with a market value of $290,826.55 to the Issuer to pay the purchase price of 3,756 shares at $6.63 per share; 2,500 shares at $8.17 per share; 1,252 shares at $6.63 per share; 2,300 shares at $10.30 per share; 1,311 shares at $10.30 per share; 10,400 shares at $6.11 per share; 5,967 shares at $6.11 per share; 5,656 shares at $6.58 per share; and 9,542 at $6.58 per share. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 9,542 | $6.58 | $62,786.36 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 9 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 5,656 | $6.58 | $37,216.48 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 8 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 5,967 | $6.11 | $36,458.37 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 7 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 10,400 | $6.11 | $63,544.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 6 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,311 | $10.30 | $13,503.30 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 5 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 2,300 | $10.30 | $23,690.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 4 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,970 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 1,252 | $6.63 | $8,300.76 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 3 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 2,500 | $8.17 | $20,425.00 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 2 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,418 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 21:06 UTC |
Daunt JohnChief Commercial Officer
|
Exercise / conversionCommon Stock | 3,756 | $6.63 | $24,902.28 |
DisclosureSEC source: 0001235468-21-000036 · wf-form4_161186800672607.xml · nonDerivative · entry 1 Daunt John · CIK 0001774667 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Option · Derivative | 6,142 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 17 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,058 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Option · Derivative | 649 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,501 Underlying: Common Stock · 31,150 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Option · Derivative | 253 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 12 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 Underlying: Common Stock · 2,533 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F8 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Option · Derivative | 7,296 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 11 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,296 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
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Exercise / conversionEmployee Stock Option · Derivative | 2,992 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,258 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionEmployee Stock Option · Derivative | 5,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the exercise of stock options. F5 · derivative.exercise_date: These options became fully exercisable on October 1, 2020. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Tax withholdingCommon Stock | 7,394 | $19.91 | $147,214.54 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 7 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,959 F1 · kind: The reporting person surrendered 7,394 shares with a market value of $147,214.54 to the Issuer to pay the purchase price of 5,250 shares at $8.30 per share; 253 shares at $4.47 per share; 649 shares at $6.11 per share; 6,142 shares at $6.69 per share; 2,992 shares at $8.30 per share; and 7,296 shares at $4.47 per share. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 7,296 | $4.47 | $32,613.12 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 6 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,353 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 2,992 | $8.30 | $24,833.60 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 5 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 6,142 | $6.69 | $41,089.98 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 649 | $6.11 | $3,965.39 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
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Exercise / conversionCommon Stock | 253 | $4.47 | $1,130.91 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 21, 2021 21:04 UTC |
Shaffer Mark AChief Legal Officer & Corp Sec
|
Exercise / conversionCommon Stock | 5,250 | $8.30 | $43,575.00 |
DisclosureSEC source: 0001235468-21-000034 · wf-form4_161126308395170.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC |
Celaya JorgeChief Financial Officer
|
Exercise / conversionEmployee Stock Option · Derivative | 36,500 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 16 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,500 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC |
Celaya JorgeChief Financial Officer
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Exercise / conversionEmployee Stock Option · Derivative | 12,168 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 10 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,168 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.