Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Director | March 01, 2026 | March 02, 2026 |
| Principal Real Asset FundN/A · Entity 9033 | Director | January 26, 2023 | January 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date March 01, 2026 · Filed March 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,323 |
Reported balance
After 2026-03-01 transaction · row 1
1 source rowRow 1 · 2026-03-01 · Exercise / conversion · Acquired 4,928 · Balance 41,323 F1: Represents the vesting of restricted stock units. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2026-03-01 | Direct | 0 |
Reported balance
After 2026-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-01 · Exercise / conversion · Disposed 4,928 · Balance 0 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1: Represents the vesting of restricted stock units. F3: These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026). |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-03-01 | Direct | 5,694 |
Reported balance
After 2026-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-01 · Grant · Acquired 5,694 · Balance 5,694 F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4: These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of restricted stock units.
F2: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3: These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026).
F4: These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027).
Principal Real Asset Fund
Report date January 26, 2023 · Filed January 26, 2023
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2026 Filed Mar 2, 2026 22:44 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 5,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001797913-26-000002 · ownership.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,694 Underlying: Common Stock · 5,694 shares Expires 2027-03-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units were granted on March 1, 2026 and vests on the first anniversary of the grant date (March 1, 2027). Read SEC document |
| March 01, 2026 Filed Mar 2, 2026 22:44 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 4,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001797913-26-000002 · ownership.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,928 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units were granted on March 1, 2025 and vested on the first anniversary of the grant date (March 1, 2026). Read SEC document |
| March 01, 2026 Filed Mar 2, 2026 22:44 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001797913-26-000002 · ownership.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| December 11, 2025 Filed Dec 13, 2025 02:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 8,196 | $31.62 | $259,157.52 |
DisclosureSEC source: 0001797913-25-000003 · ownership.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,395 Read SEC document |
| March 10, 2025 Filed Mar 10, 2025 20:16 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 9,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036316 · ownership.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,306 shares Expires 2025-03-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date. Read SEC document |
| March 10, 2025 Filed Mar 10, 2025 20:16 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 9,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036316 · ownership.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,591 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| March 01, 2025 Filed Mar 10, 2025 20:16 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 4,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036316 · ownership.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,928 Underlying: Common Stock · 4,928 shares Expires 2026-03-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3 · derivative.exercise_date: These restricted stock units vest one year from the grant date. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 20:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 9,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-030753 · ownership.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,306 Underlying: Common Stock · 9,306 shares Expires 2025-03-11 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F2 · derivative.exercise_date: These restricted stock units will vest on the first anniversary on the grant date (i.e., March 11, 2025). Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 23:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002705 · doc4.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,627 shares Expires 2024-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units vested on February 1, 2024. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 23:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-002705 · doc4.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 6,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006885 · doc4.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,627 Underlying: Common Stock · 6,627 shares Expires 2024-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2024. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 5,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006885 · doc4.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,206 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2023. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 5,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006885 · doc4.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 23:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 5,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,206 Underlying: Common Stock · 5,206 shares Expires 2023-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2023. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 23:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Grant · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,655 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units fully vested on February 1, 2022. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 23:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000028 · wf-form4_164384293838689.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 4,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · derivative · entry 3 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,655 Underlying: Common Stock · 4,655 shares Expires 2022-02-01 F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest on February 1, 2022. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Grant · Derivative | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · derivative · entry 2 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the vesting of restricted stock units. F3 · derivative.exercise_date: These restricted stock units became fully vested on February 1, 2021. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 21:41 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000041 · wf-form4_161238850242371.xml · nonDerivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the vesting of restricted stock units. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Grant · Derivative | 18,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001235468-20-000042 · wf-form4_158085559682664.xml · derivative · entry 1 Dyer Katharin S · CIK 0001797913 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,797 Underlying: Common Stock · 18,797 shares Expires 2021-02-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3 · price: Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit. F2 · derivative.exercise_date: These restricted shares have a one-year vesting period such that 100% of this restricted stock grant will vest on February 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.