LPSN

SEC source: 0001102993-20-000145 · wf-form4_160453345898412.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,613

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on October 29, 2020.

F2 · balance_after: Number reported includes 25,693 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000143 · wf-form4_160453333833975.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust

Disclosed balance after: 2,500

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.77 to $53.54, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000141 · wf-form4_160401342270871.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,255

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on October 26, 2020.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000137 · wf-form4_160193272558665.xml · nonDerivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000137 · wf-form4_160193272558665.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 455

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.15 to $53.07, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001102993-20-000135 · wf-form4_159916745510972.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 2,500

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000133 · wf-form4_159787704304260.xml · derivative · entry 4

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,520

Underlying: Common Stock · 5,132 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F5 · derivative.exercise_date: The option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-20-000133 · wf-form4_159787704304260.xml · nonDerivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.80 to $59.96, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000133 · wf-form4_159787704304260.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,454

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.80 to $59.77, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000133 · wf-form4_159787704304260.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 10

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-05-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 9

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,625 shares

Expires 2024-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 8

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 12,824 shares

Expires 2023-10-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,641

Underlying: Common Stock · 1,827 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,974

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000131 · wf-form4_159787685691387.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 825 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,468

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000126 · wf-form4_159709254549533.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · derivative · entry 7

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,775

Underlying: Common Stock · 550 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,375 underlying shares (after taking into account prior exercises, but including the 550 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · derivative · entry 6

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,544

Underlying: Common Stock · 8,304 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,140

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,353

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000120 · wf-form4_159680550715157.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000118 · wf-form4_159680522268959.xml · derivative · entry 5

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2025-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: This option is fully vested and currently exercisable.

SEC source: 0001102993-20-000118 · wf-form4_159680522268959.xml · derivative · entry 4

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2024-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: This option is fully vested and currently exercisable.

SEC source: 0001102993-20-000118 · wf-form4_159680522268959.xml · nonDerivative · entry 3

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000118 · wf-form4_159680522268959.xml · nonDerivative · entry 2

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000118 · wf-form4_159680522268959.xml · nonDerivative · entry 1

Block Peter · CIK 0001497735 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000116 · wf-form4_159680504689111.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 5,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.73 to $54.94, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,513 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,848

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000114 · wf-form4_159675077543601.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,463

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 1,650 underlying shares (including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,924

Underlying: Common Stock · 2,076 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Option is fully exercisable.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,713

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000112 · wf-form4_159657824271985.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0001102993-20-000110 · wf-form4_159657787423294.xml · nonDerivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust - 2000

Disclosed balance after: 8,000

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 105b-1 trading plan adopted by the reporting person.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $45.04, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.