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Nasdaq · USD

LPSN

LIVEPERSON INC

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Tapewire entity
7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2021 Filed Feb 17, 2021 23:25 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 2,061 $12.45 $25,659.45
Disclosure

SEC source: 0001102993-21-000014 · wf-form4_161360433415047.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001102993-21-000010 · wf-form4_161308179176264.xml · derivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · derivative.exercise_date: The option is fully vested and currently exercisable.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:16 UTC Exercise / conversionCommon Stock 15,000 $11.96 $179,400.00
Disclosure

SEC source: 0001102993-21-000010 · wf-form4_161308179176264.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 23:07 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 138 $0.00 Strike: $28.18 $0.00
Disclosure

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,225

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 412 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 23:07 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 138 $70.00 $9,660.00
Disclosure

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 23:07 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 138 $28.18 $3,888.84
Disclosure

SEC source: 0001102993-21-000008 · wf-form4_161282561540480.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,111

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 21:53 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 109 $65.56 $7,146.04
Disclosure

SEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,973

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
January 27, 2021 Filed Jan 29, 2021 21:53 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 95 $64.43 $6,120.85
Disclosure

SEC source: 0001102993-21-000006 · wf-form4_161195719486829.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,082

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on January 26, 2021.

F2 · balance_after: Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:40 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 3,750 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001102993-21-000004 · wf-form4_161109600004770.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 3,750 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:40 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 3,750 $65.93 $247,237.50
Disclosure

SEC source: 0001102993-21-000004 · wf-form4_161109600004770.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 22:40 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionCommon Stock 3,750 $9.24 $34,650.00
Disclosure

SEC source: 0001102993-21-000004 · wf-form4_161109600004770.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:55 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $9.24 $0.00
Disclosure

SEC source: 0001102993-21-000002 · wf-form4_160997008819947.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 15,000 shares

Expires 2023-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:55 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 15,000 $61.94 $929,100.00
Disclosure

SEC source: 0001102993-21-000002 · wf-form4_160997008819947.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:55 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Exercise / conversionCommon Stock 15,000 $9.24 $138,600.00
Disclosure

SEC source: 0001102993-21-000002 · wf-form4_160997008819947.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2019.

F2 · balance_after: The amount reported includes 7,500 unvested restricted stock units held by the reporting person as of the date of this filing.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 21:33 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 39,495 $62.09 $2,452,244.55
Disclosure

SEC source: 0001102993-20-000173 · wf-form4_160945036931183.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,971

F1 · shares: Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of restricted stock units on December 28, 2020.

F2 · balance_after: Number reported includes 197,923 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:06 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 137 $0.00 Strike: $28.18 $0.00
Disclosure

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,363

Underlying: Common Stock · 137 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F5 · derivative.exercise_date: The Option is vested and exercisable with respect to 550 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:06 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 2,598 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,618

Underlying: Common Stock · 2,598 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 20,341 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:06 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 2,735 $67.50 $184,612.50
Disclosure

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:06 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 137 $28.18 $3,860.66
Disclosure

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 22, 2020 Filed Dec 23, 2020 23:06 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 2,598 $12.45 $32,345.10
Disclosure

SEC source: 0001102993-20-000171 · wf-form4_160876478185620.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:03 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 138 $0.00 Strike: $28.18 $0.00
Disclosure

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 5

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 138 shares

Expires 2029-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · derivative.exercise_date: The Option is vested and exercisable with respect to 688 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:03 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 2,598 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,216

Underlying: Common Stock · 2,598 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is vested and exercisable with respect to 22,939 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:03 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 2,736 $65.00 $177,840.00
Disclosure

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:03 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 138 $28.18 $3,888.84
Disclosure

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 21, 2020 Filed Dec 23, 2020 22:03 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 2,598 $12.45 $32,345.10
Disclosure

SEC source: 0001102993-20-000169 · wf-form4_160876096963644.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:23 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 261 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,814

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:23 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 261 $60.00 $15,660.00
Disclosure

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:23 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 261 $12.45 $3,249.45
Disclosure

SEC source: 0001102993-20-000167 · wf-form4_160824379357115.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 153,416 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · derivative · entry 12

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 153,416 shares

Expires 2021-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 4,956 $56.84 $281,699.04
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 8

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,466

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $56.95, inclusive.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
December 10, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 148,460 $56.11 $8,330,090.60
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 7

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,422

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.69 to $56.67, inclusive.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 10, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 153,416 $13.28 $2,037,364.48
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 6

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 09, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 46,584 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · derivative · entry 11

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,416

Underlying: Common Stock · 46,584 shares

Expires 2021-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021.

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December 09, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 6,815 $57.23 $390,022.45
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 5

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,466

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.68, inclusive.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 09, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 39,769 $56.61 $2,251,323.09
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 4

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,281

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.99, inclusive.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 09, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 46,584 $13.28 $618,635.52
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 3

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

Read SEC document
December 08, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $13.28 $0.00
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · derivative · entry 10

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2021-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021.

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December 08, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
SaleCommon Stock 200,000 $56.40 $11,280,000.00
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 2

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,466

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $57.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4, 5 and 6 to this Form 4.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 08, 2020 Filed Dec 11, 2020 02:18 UTC
LOCASCIO ROBERT PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $13.28 $2,656,000.00
Disclosure

SEC source: 0001102993-20-000165 · wf-form4_160765306775278.xml · nonDerivative · entry 1

LOCASCIO ROBERT P · CIK 0001133835 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions.

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December 01, 2020 Filed Dec 3, 2020 01:19 UTC SaleCommon Stock 2,500 $57.50 $143,750.00
Disclosure

SEC source: 0001102993-20-000161 · wf-form4_160695837343417.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wesemann Family Trust

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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November 20, 2020 Filed Nov 24, 2020 02:12 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 261 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,075

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

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November 20, 2020 Filed Nov 24, 2020 02:12 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 261 $57.50 $15,007.50
Disclosure

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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November 20, 2020 Filed Nov 24, 2020 02:12 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 261 $12.45 $3,249.45
Disclosure

SEC source: 0001102993-20-000155 · wf-form4_160618391996574.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

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November 19, 2020 Filed Nov 24, 2020 02:09 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 261 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · derivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,336

Underlying: Common Stock · 261 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

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November 19, 2020 Filed Nov 24, 2020 02:09 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 261 $55.00 $14,355.00
Disclosure

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
November 19, 2020 Filed Nov 24, 2020 02:09 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 261 $12.45 $3,249.45
Disclosure

SEC source: 0001102993-20-000153 · wf-form4_160618375393427.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,438

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:28 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionStock Option (Right to Buy) · Derivative 1,044 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · derivative · entry 4

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,597

Underlying: Common Stock · 1,044 shares

Expires 2028-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · derivative.exercise_date: The Option is fully exercisable.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:28 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 783 $50.36 $39,431.88
Disclosure

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 3

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,177

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:28 UTC
Carlough DarylSVP, Global & Corp Controller
SaleCommon Stock 261 $52.50 $13,702.50
Disclosure

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 2

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,960

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 22:28 UTC
Carlough DarylSVP, Global & Corp Controller
Exercise / conversionCommon Stock 1,044 $12.45 $12,997.80
Disclosure

SEC source: 0001102993-20-000151 · wf-form4_160573849786762.xml · nonDerivative · entry 1

Carlough Daryl · CIK 0001506224 · SVP, Global & Corp Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.