Tapewire

Nasdaq · USD

LPSN

LIVEPERSON INC

Export transactions ↓
Tapewire entity
7365
SEC CIK
0001102993
Parsed reports
408

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202502
Jan 202601
Feb 202600
Mar 202604
Apr 202601
May 202602
Jun 202601
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 04, 2026 Filed Sep 4, 2026 20:13 UTC Sale0% Convertible Senior Notes due 2026 · Derivative 3,456 $0.00 Strike: $1,128.39 $0.00
Disclosure

SEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · derivative · entry 3

Vardeman Ryan L. · CIK 0001574629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes (3)(4)(5)

Disclosed balance after: 0

Underlying: Common Stock · 3,456 shares

Expires 2026-12-15

F8 · price: Following the closing of the merger of the Issuer with and into SoundHound AI, Inc., Palogic Value Fund sold $3.9 million aggregate principal amount of the Issuer's 0% Convertible Senior Notes due 2026 to the Issuer at a price of $3.12 million.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:13 UTC Disposition to issuerCommon Stock 23,350 Not disclosed Not disclosed
Disclosure

SEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · nonDerivative · entry 2

Vardeman Ryan L. · CIK 0001574629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F6 · price: Represents 23,350 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F7 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were cancelled and converted into the right to receive the Per Share Merger Consideration, subject to the terms and conditions of the Merger Agreement, in respect of each share of Issuer common stock subject to such Company RSU.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:13 UTC Disposition to issuerCommon Stock 44,422 Not disclosed Not disclosed
Disclosure

SEC source: 0001574629-26-000002 · wk-form4_1788552798.xml · nonDerivative · entry 1

Vardeman Ryan L. · CIK 0001574629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation ("Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3 · ownership.nature: The reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that the reporting person is, for the purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended, or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.

F4 · ownership.nature: The reporting person declares that neither the filing of this statement nor anything herein shall be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of the reporting person in such securities. The reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, as amended.

F5 · ownership.nature: This statement is filed by and on behalf of Ryan L. Vardeman. Palogic Value Fund, L.P., a Delaware limited partnership (Palogic Value Fund), is the record and direct beneficial owner of the securities covered by this statement. Palogic Value Management, L.P., a Delaware limited partnership (Palogic Value Management), is the general partner of, and may be deemed to beneficially own securities owned by, Palogic Value Fund. Palogic Capital Management, LLC, a Delaware limited liability company (Palogic Capital Management), is the general partner of, and may be deemed to beneficially own securities beneficially owned by, Palogic Value Management. Mr. Vardeman is the sole member of, and may be deemed to beneficially own securities beneficially owned by, Palogic Capital Management. Mr. Vardeman is also a limited partner in, and may be deemed to beneficially own securities owned by, Palogic Value Fund.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:12 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Disposition to issuerStock Option (Right to Buy) · Derivative 18,902 Not disclosed Not disclosed
Disclosure

SEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · derivative · entry 3

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,902 shares

Expires not disclosed

F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:12 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Disposition to issuerCommon Stock 43,344 Not disclosed Not disclosed
Disclosure

SEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · nonDerivative · entry 2

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents 43,344 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:12 UTC
Greenberg Monica L.EVP, Policy & General Counsel
Disposition to issuerCommon Stock 32,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001434179-26-000017 · wk-form4_1788552748.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,344

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 6,260 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · derivative · entry 3

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,260 shares

Expires not disclosed

F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC Disposition to issuerCommon Stock 81,148 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 2

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents 81,148 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:11 UTC Disposition to issuerCommon Stock 27,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001806386-26-000019 · wk-form4_1788552698.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,148

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:10 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
Disposition to issuerStock Option (Right to Buy) · Derivative 66,666 Not disclosed Not disclosed
Disclosure

SEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · derivative · entry 3

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 66,666 shares

Expires not disclosed

F5 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F5 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F5 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement). The number of shares underlying the Options reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:10 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
Disposition to issuerCommon Stock 135,271 Not disclosed Not disclosed
Disclosure

SEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · nonDerivative · entry 2

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents 135,271 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:10 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
Disposition to issuerCommon Stock 37,080 Not disclosed Not disclosed
Disclosure

SEC source: 0002008679-26-000023 · wk-form4_1788552644.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,271

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:09 UTC
Mina Christopher AllenChief Tech Product Officer
Disposition to issuerCommon Stock 43,000 Not disclosed Not disclosed
Disclosure

SEC source: 0002076004-26-000005 · wk-form4_1788552571.xml · nonDerivative · entry 2

Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: Represents 43,000 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F4 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were automatically assumed by Parent and converted into restricted stock units covering shares of Parent's Class A common stock (the "Assumed RSUs"). The Assumed RSUs will continue to have the same terms and conditions as applied to the corresponding award of Company RSUs immediately prior to the First Effective Time (including service-vesting and settlement terms, but excluding any performance-based vesting conditions). Each award of Assumed RSUs will cover the number of shares of Parent's Class A common stock (rounded down to the nearest whole share) equal to (i) the number of shares of Issuer common stock subject to the corresponding award of Company RSUs immediately prior to the First Effective Time, multiplied by (ii) the Per Share Merger Consideration.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:09 UTC
Mina Christopher AllenChief Tech Product Officer
Disposition to issuerCommon Stock 9,636 Not disclosed Not disclosed
Disclosure

SEC source: 0002076004-26-000005 · wk-form4_1788552571.xml · nonDerivative · entry 1

Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,000

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:08 UTC
Lane NathanDirector
Disposition to issuerCommon Stock 23,350 Not disclosed Not disclosed
Disclosure

SEC source: 0002023502-26-000002 · wk-form4_1788552531.xml · nonDerivative · entry 1

Lane Nathan · CIK 0002023502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: Represents 23,350 restricted stock units previously awarded by the Issuer ("Company RSUs") and held by the reporting person immediately prior to the First Effective Time (as defined in the Merger Agreement).

F3 · price: Pursuant to the Merger Agreement, at the First Effective Time, these Company RSUs were cancelled and converted into the right to receive the Per Share Merger Consideration, subject to the terms and conditions of the Merger Agreement, in respect of each share of Issuer common stock subject to such Company RSU.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:08 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 26,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001180246-26-000004 · wk-form4_1788552484.xml · derivative · entry 1

ZINGALE ANTHONY · CIK 0001180246 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,666 shares

Expires not disclosed

F1 · security: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F1 · derivative.exercise_price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F3 · shares: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F1 · derivative.exercise_date: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F1 · derivative.expiration_date: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time (as defined in the Merger Agreement), whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:06 UTC Disposition to issuerCommon Stock 22,663 Not disclosed Not disclosed
Disclosure

SEC source: 0001765069-26-000002 · wk-form4_1788552397.xml · nonDerivative · entry 1

Pegueros Vanessa · CIK 0001765069 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:05 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 7,067 Not disclosed Not disclosed
Disclosure

SEC source: 0001310687-26-000002 · wk-form4_1788552353.xml · derivative · entry 2

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,067 shares

Expires not disclosed

F4 · security: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F4 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F3 · shares: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

F4 · price: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to acquire shares of Issuer common stock (each "Option") previously granted by the Issuer to the reporting person that was outstanding and unexercised immediately prior to the First Effective Time, whether vested or unvested, was cancelled without any payment in respect thereof because the per-share exercise price of each Option exceeded the Per Share Cash Equivalent Consideration (as defined in the Merger Agreement).

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:05 UTC Disposition to issuerCommon Stock 43,655 Not disclosed Not disclosed
Disclosure

SEC source: 0001310687-26-000002 · wk-form4_1788552353.xml · nonDerivative · entry 1

Wesemann William · CIK 0001310687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:05 UTC Disposition to issuerCommon Stock 18,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001882368-26-000002 · wk-form4_1788552312.xml · nonDerivative · entry 1

Tjon Karin-Joyce · CIK 0001882368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:04 UTC Disposition to issuerCommon Stock 22,196 Not disclosed Not disclosed
Disclosure

SEC source: 0001431244-26-000004 · wk-form4_1788552253.xml · nonDerivative · entry 1

Miller James R. · CIK 0001431244 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:03 UTC
Fletcher DanDirector
Disposition to issuerCommon Stock 18,666 Not disclosed Not disclosed
Disclosure

SEC source: 0002046224-26-000002 · wk-form4_1788552210.xml · nonDerivative · entry 1

Fletcher Dan · CIK 0002046224 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: On September 4, 2026, pursuant to the terms of the Amended and Restated Merger Agreement, dated as of July 2, 2026 (the "Merger Agreement"), by and among the Issuer, SoundHound AI, Inc., a Delaware corporation (the "Parent"), Lightspeed Merger Sub Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), and Lightspeed Merger Sub II Inc., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub II"), Merger Sub merged with and into the Issuer and immediately thereafter, Merger Sub II merged with and into the Issuer, with the Issuer continuing as the surviving corporation as an indirect wholly owned subsidiary of Parent (the "Mergers").

F2 · price: In connection with the Mergers, each share of Issuer common stock was cancelled and converted into the right to receive 0.4673 fully paid and nonassessable shares of Parent's Class A common stock (the "Per Share Merger Consideration"), subject to the terms and conditions of the Merger Agreement.

F3 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 20:44 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 506 $1.67 $843.50
Disclosure

SEC source: 0001434179-26-000015 · wk-form4_1785444274.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,894

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 43,344 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
July 28, 2026 Filed Jul 30, 2026 20:43 UTC SaleCommon Stock 1,494 $1.67 $2,490.50
Disclosure

SEC source: 0001806386-26-000017 · wk-form4_1785444196.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,230

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 81,148 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 22:40 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 4,538 $1.93 $8,758.34
Disclosure

SEC source: 0002008679-26-000021 · wk-form4_1783032022.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 172,351

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.85 to $1.95, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 135,271 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
June 16, 2026 Filed Jun 17, 2026 20:17 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 3,405 $2.01 $6,840.65
Disclosure

SEC source: 0002008679-26-000016 · wk-form4_1781727442.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,889

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 135,271 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:28 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 3,600 $2.18 $7,848.00
Disclosure

SEC source: 0001434179-26-000011 · wk-form4_1779229698.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,400

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 44,651 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
May 18, 2026 Filed May 19, 2026 22:24 UTC SaleCommon Stock 7,203 $2.18 $15,702.54
Disclosure

SEC source: 0001806386-26-000013 · wk-form4_1779229495.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,724

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 84,053 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
April 01, 2026 Filed Apr 2, 2026 21:16 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 7,844 $2.57 $20,159.08
Disclosure

SEC source: 0002008679-26-000011 · wk-form4_1775164603.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,294

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.53 to $2.63, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 23, 2026 Filed Mar 25, 2026 20:28 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 8,033 $2.50 $20,082.50
Disclosure

SEC source: 0002008679-26-000007 · wk-form4_1774470504.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 188,138

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person entered into in November 2025.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.40 to $2.58, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:13 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 12,594 $2.72 $34,255.68
Disclosure

SEC source: 0002008679-26-000003 · wk-form4_1773789183.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 196,171

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 146,023 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:11 UTC SaleCommon Stock 931 $2.72 $2,532.32
Disclosure

SEC source: 0001806386-26-000009 · wk-form4_1773789091.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,927

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 17, 2026 Filed Mar 17, 2026 23:09 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 315 $2.72 $856.80
Disclosure

SEC source: 0001434179-26-000007 · wk-form4_1773788988.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting and settlement of the reporting person's performance-based restricted stock units.

F2 · balance_after: Number reported includes 53,927 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:27 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 833 $0.00 $0.00
Disclosure

SEC source: 0001434179-26-000004 · wk-form4_1773696464.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,315

F1 · shares: The reported transaction reflects the acquisition of performance-vesting restricted stock units in respect of the issuer's Class A common stock that were granted to the reporting person in July 2022, subject to the achievement of certain performance goals in respect of the period July 27, 2022 through July 27, 2025. The level of achievement of those performance goals was formally approved on March 12, 2026.

F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 53,927 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
March 12, 2026 Filed Mar 16, 2026 21:26 UTC GrantCommon Stock 1,851 $0.00 $0.00
Disclosure

SEC source: 0001806386-26-000006 · wk-form4_1773696411.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,858

F1 · shares: The reported transaction reflects the acquisition of performance-vesting restricted stock units in respect of the issuer's Class A common stock that were granted to the reporting person in July 2022, subject to the achievement of certain performance goals in respect of the period July 27, 2022 through July 27, 2025. The level of achievement of those performance goals was formally approved on March 12, 2026.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 22:55 UTC
Mina Christopher AllenChief Tech Product Officer
SaleCommon Stock 7,152 $3.15 $22,543.10
Disclosure

SEC source: 0002076004-26-000003 · wk-form4_1768949739.xml · nonDerivative · entry 1

Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,636

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: This number reflects the issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 43,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 02:18 UTC GrantCommon Stock 34,193 $0.00 $0.00
Disclosure

SEC source: 0001806386-26-000002 · wk-form4_1767838730.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,007

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 34,193 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 103,764 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
December 17, 2025 Filed Dec 19, 2025 00:28 UTC SaleCommon Stock 2,133 $4.73 $10,089.09
Disclosure

SEC source: 0001431244-25-000006 · wk-form4_1766104096.xml · nonDerivative · entry 1

Miller James R. · CIK 0001431244 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 22,196

F1 · shares: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 13,333 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
December 16, 2025 Filed Dec 17, 2025 21:07 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 4,984 $4.73 $23,574.32
Disclosure

SEC source: 0002008679-25-000016 · wk-form4_1766005635.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,765

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 182,581 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:13 UTC GrantCommon Stock 23,350 $0.00 $0.00
Disclosure

SEC source: 0001574629-25-000010 · wk-form4_1765574021.xml · nonDerivative · entry 1

Vardeman Ryan L. · CIK 0001574629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,350

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 23,350 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock of the issuer. These RSUs will fully vest on December 10, 2026.

F2 · balance_after: Number reported includes 23,350 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:11 UTC
Lane NathanDirector
GrantCommon Stock 23,350 $0.00 $0.00
Disclosure

SEC source: 0002023502-25-000006 · wk-form4_1765573913.xml · nonDerivative · entry 1

Lane Nathan · CIK 0002023502 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,350

F1 · shares: The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 23,350 restricted stock units (the "RSUs"), each of which represents a contingent right to receive one share of common stock of the issuer. These RSUs will fully vest on December 10, 2026.

F2 · balance_after: Number reported includes 23,350 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
December 01, 2025 Filed Dec 2, 2025 23:06 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0002008679-25-000013 · wk-form4_1764716764.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,749

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 60,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting persons continued employment with the Issuer through the applicable vesting dates, these RSUs are scheduled to vest 35% on September 15, 2026 and 65% on September 15, 2027.

F2 · balance_after: Number reported includes 193,333 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:06 UTC SaleCommon Stock 20,000 $5.19 $103,888.00
Disclosure

SEC source: 0001806386-25-000015 · wk-form4_1763507201.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,814

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.13 to $5.38, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 69,571 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 23:06 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 30,000 $5.26 $157,890.00
Disclosure

SEC source: 0002008679-25-000010 · wk-form4_1763507166.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,749

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.475, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: This number reflects the Issuer's 1-for-15 reverse stock split effected October 13, 2025. Number reported includes 133,333 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
September 25, 2025 Filed Sep 26, 2025 23:55 UTC SaleCommon Stock 446,601 $0.63 $280,912.03
Disclosure

SEC source: 0001806386-25-000012 · wk-form4_1758930940.xml · nonDerivative · entry 1

Collins John DeNeen · CIK 0001806386 · CFO and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,527,209

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").

F2 · balance_after: Number reported includes 1,043,573 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 23:44 UTC
Greenberg Monica L.EVP, Policy & General Counsel
SaleCommon Stock 157,203 $0.64 $100,452.72
Disclosure

SEC source: 0001434179-25-000010 · wk-form4_1758930237.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192,230

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").

F2 · balance_after: Number reported includes 808,912 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 24, 2025 Filed Sep 26, 2025 23:35 UTC
Ford JeffreyChief Accounting Officer
SaleCommon Stock 59,053 $0.64 $37,734.87
Disclosure

SEC source: 0001993556-25-000007 · wk-form4_1758929740.xml · nonDerivative · entry 1

Ford Jeffrey · CIK 0001993556 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 406,617

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units ("RSUs").

F2 · balance_after: Number reported includes 267,445 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 17, 2025 Filed Sep 18, 2025 22:36 UTC
Sabino Anthony JohnDirector · Chief Executive Officer
SaleCommon Stock 96,062 $0.69 $65,898.53
Disclosure

SEC source: 0002008679-25-000007 · wk-form4_1758234985.xml · nonDerivative · entry 1

Sabino Anthony John · CIK 0002008679 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,756,234

F1 · shares: Shares sold automatically by the issuer in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units.

F2 · balance_after: Number reported includes 2,000,002 unvested restricted stock units granted to and held by the reporting person following the reported transaction.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:53 UTC
Mina Christopher AllenChief Tech Product Officer
GrantCommon Stock 395,000 $0.00 $0.00
Disclosure

SEC source: 0002076004-25-000006 · wk-form4_1758142415.xml · nonDerivative · entry 1

Mina Christopher Allen · CIK 0002076004 · Chief Tech Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 896,832

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 395,000 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 895,000 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:52 UTC
Greenberg Monica L.EVP, Policy & General Counsel
GrantCommon Stock 650,163 $0.00 $0.00
Disclosure

SEC source: 0001434179-25-000006 · wk-form4_1758142341.xml · nonDerivative · entry 1

Greenberg Monica L. · CIK 0001434179 · EVP, Policy & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,349,433

F1 · shares: The reporting person was granted an award of Restricted Stock Units ("RSUs") under the terms of the LivePerson, Inc. 2019 Stock Incentive Plan consisting of a grant of 650,163 RSUs, each of which represents a contingent right to receive one share of common stock. Subject to the reporting person's continued employment with the Issuer through the applicable vesting, these RSUs are scheduled to vest on the first anniversary of the date of grant.

F2 · balance_after: Number reported includes 1,208,912 unvested RSUs granted to and held by the reporting person following the reported transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.