Last 12 months
Inside the activity.
0 purchase rows · 48 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2021 Filed Apr 1, 2021 21:02 UTC |
Putnam James SDirector
|
GrantCommon Stock | 17 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000084 · wf-form4_161731093871552.xml · nonDerivative · entry 1 Putnam James S · CIK 0001405298 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,436.5 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:50 UTC |
Glavin William Francis JrDirector
|
GrantCommon Stock | 20 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000080 · wf-form4_161731018414852.xml · nonDerivative · entry 2 Glavin William Francis Jr · CIK 0001298173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,775 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:50 UTC |
Glavin William Francis JrDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000080 · wf-form4_161731018414852.xml · nonDerivative · entry 1 Glavin William Francis Jr · CIK 0001298173 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,755 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:09 UTC |
SCHIFTER RICHARD PDirector
|
GrantCommon Stock | 29 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000086 · wf-form4_161731127559293.xml · nonDerivative · entry 2 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,233.8345 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:09 UTC |
SCHIFTER RICHARD PDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000086 · wf-form4_161731127559293.xml · nonDerivative · entry 1 SCHIFTER RICHARD P · CIK 0001249554 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,204.8345 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:37 UTC |
BERNARD EDWARD CDirector
|
GrantCommon Stock | 2 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 2 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,255 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:37 UTC |
BERNARD EDWARD CDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000076 · wf-form4_161730934683840.xml · nonDerivative · entry 1 BERNARD EDWARD C · CIK 0001203065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,253 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:17 UTC |
Thomas Corey E.Director
|
GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000088 · wf-form4_161731162107440.xml · nonDerivative · entry 2 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,467 F2 · shares: Represents stock units granted under the 2010 Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the DDCP, which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 21:17 UTC |
Thomas Corey E.Director
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000088 · wf-form4_161731162107440.xml · nonDerivative · entry 1 Thomas Corey E. · CIK 0001647486 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,461 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan (the "2010 Plan"). Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 20:56 UTC |
Mnookin AllisonDirector
|
GrantCommon Stock | 4 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000082 · wf-form4_161731052122629.xml · nonDerivative · entry 1 Mnookin Allison · CIK 0001603473 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,012 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is scheduled to vest in full on May 4, 2021. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the"DDCP"), which stock units are scheduled to vest in full on May 4, 2021. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 22:16 UTC |
Steinmeier RichardManaging Director
|
SaleCommon Stock | 1,406 | $136.67 | $192,158.02 |
DisclosureSEC source: 0001397911-21-000071 · wf-form4_161541456976910.xml · nonDerivative · entry 1 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,902 F1 · balance_after: Consists of (i) 15,072 restricted stock units that vest ratably on each of September 7, 2021 and September 7, 2022; (ii) 816 restricted stock units that vest in full on February 25, 2022; (iii) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 4,259 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 00:30 UTC |
Enyedi MatthewManaging Director
|
SaleCommon Stock | 476 | $136.41 | $64,931.16 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 3 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,210 F2 · balance_after: Consists of (i) 1,422 shares of Common Stock; (ii) 417 restricted stock units that vest in full on February 25, 2022; (iii) 1,406 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 19:17 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 2,558 | $130.23 | $333,128.34 |
DisclosureSEC source: 0001397911-21-000047 · wf-form4_161464420667634.xml · nonDerivative · entry 3 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,014.94 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F3 · balance_after: Consists of (i) 166,636.94 shares of Common Stock; (ii) 12,937 restricted stock units that vest in full on February 13, 2022; (iii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 121 | $132.65 | $16,050.65 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 8 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,393 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2020. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.55 to $132.90, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. F9 · balance_after: Consists of (i) 4,059 shares of Common Stock; (ii) 1,433 restricted stock units that vest in full on February 25, 2022; (iii) 3,134 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 846 | $131.97 | $111,646.62 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 7 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,514 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2020. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.50 to $132.45, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 167 | $131.01 | $21,878.67 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 6 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,360 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.46 to $131.43, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 227 | $129.96 | $29,500.92 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 5 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,527 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.41 to $130.30, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 151 | $128.85 | $19,456.35 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 4 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,754 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.37 to $129.19, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 1, 2021 20:07 UTC |
SEMERJIAN DAYTONManaging Director
|
Tax withholdingCommon Stock | 1,863 | $131.54 | $245,059.02 |
DisclosureSEC source: 0001397911-21-000063 · wf-form4_161464722607733.xml · nonDerivative · entry 3 SEMERJIAN DAYTON · CIK 0001287252 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,108 F2 · balance_after: Consists of (i) 7,782 shares of Common Stock; (ii) 2,460 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iii) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 01:00 UTC |
Seese ScottManaging Director
|
SaleCommon Stock | 907 | $130.23 | $118,118.61 |
DisclosureSEC source: 0001397911-21-000061 · wf-form4_161464680590652.xml · nonDerivative · entry 3 Seese Scott · CIK 0001712038 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,594 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F3 · balance_after: Consists of (i) 18,372 shares of Common Stock; (ii) 1,364 restricted stock units that vest in full on February 25, 2022; (iii) 2,910 the restricted stock units that vest ratably on each of February 25, 2022, and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:54 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 943 | $130.23 | $122,806.89 |
DisclosureSEC source: 0001397911-21-000059 · wf-form4_161464646018980.xml · nonDerivative · entry 3 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,392.1482 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2020. F3 · balance_after: Consists of (i) 18,962.15 shares of Common Stock; (ii) 853 restricted stock units that vest in full on February 25, 2022; (iii) 2,038 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 00:40 UTC |
Kalbaugh John AndrewManaging Director
|
SaleCommon Stock | 926 | $130.23 | $120,592.98 |
DisclosureSEC source: 0001397911-21-000055 · wf-form4_161464561851857.xml · nonDerivative · entry 3 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,523 F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F3 · balance_after: Consists of (i) 25,026 shares of Common Stock; (ii) 816 restricted stock units that vest in full on February 25, 2022; and (iii) 1,681 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:17 UTC |
Arnold Dan H.Director · President & CEO
|
GrantCommon Stock | 14,743 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000047 · wf-form4_161464420667634.xml · nonDerivative · entry 2 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,572.94 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 19:17 UTC |
Arnold Dan H.Director · President & CEO
|
Tax withholdingCommon Stock | 2,291 | $132.10 | $302,641.10 |
DisclosureSEC source: 0001397911-21-000047 · wf-form4_161464420667634.xml · nonDerivative · entry 1 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,829.94 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
GrantCommon Stock | 3,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 3 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,905 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
Tax withholdingCommon Stock | 1,488 | $132.10 | $196,564.80 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 2 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,138 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:24 UTC |
Audette Matthew JChief Financial Officer
|
GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000049 · wf-form4_161464462381129.xml · nonDerivative · entry 1 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,626 F1 · kind: This transaction was a charitable gift of securities by the reporting person. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:07 UTC |
SEMERJIAN DAYTONManaging Director
|
GrantCommon Stock | 2,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000063 · wf-form4_161464722607733.xml · nonDerivative · entry 2 SEMERJIAN DAYTON · CIK 0001287252 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,971 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:07 UTC |
SEMERJIAN DAYTONManaging Director
|
Tax withholdingCommon Stock | 453 | $132.10 | $59,841.30 |
DisclosureSEC source: 0001397911-21-000063 · wf-form4_161464722607733.xml · nonDerivative · entry 1 SEMERJIAN DAYTON · CIK 0001287252 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,105 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:11 UTC |
Simonich BrentEVP, CAO and Treasurer
|
GrantCommon Stock | 2,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000065 · wf-form4_161464742910863.xml · nonDerivative · entry 1 Simonich Brent · CIK 0001644152 · EVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,936 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 1,909 shares of Common Stock and (ii) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:20 UTC |
White George BurtonManaging Director
|
GrantCommon Stock | 2,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000069 · wf-form4_161464798659730.xml · nonDerivative · entry 2 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,892 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 32,479 shares of Common Stock; (ii) 988 restricted stock units that vest in full on February 25, 2022; (iii) 1,968 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:20 UTC |
White George BurtonManaging Director
|
Tax withholdingCommon Stock | 915 | $132.10 | $120,871.50 |
DisclosureSEC source: 0001397911-21-000069 · wf-form4_161464798659730.xml · nonDerivative · entry 1 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,435 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:15 UTC |
Steinmeier RichardManaging Director
|
GrantCommon Stock | 4,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000067 · wf-form4_161464770562939.xml · nonDerivative · entry 2 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,308 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 1,406 shares of Common Shares; (ii) 15,072 restricted stock units that vest ratably on each of September 7, 2021 and September 7, 2022; (iii) 816 restricted stock units that vest in full on February 25, 2022; (iv) 2,755 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:15 UTC |
Steinmeier RichardManaging Director
|
Tax withholdingCommon Stock | 788 | $132.10 | $104,094.80 |
DisclosureSEC source: 0001397911-21-000067 · wf-form4_161464770562939.xml · nonDerivative · entry 1 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,049 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:00 UTC |
Seese ScottManaging Director
|
GrantCommon Stock | 2,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000061 · wf-form4_161464680590652.xml · nonDerivative · entry 2 Seese Scott · CIK 0001712038 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,501 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 01:00 UTC |
Seese ScottManaging Director
|
Tax withholdingCommon Stock | 1,307 | $132.10 | $172,654.70 |
DisclosureSEC source: 0001397911-21-000061 · wf-form4_161464680590652.xml · nonDerivative · entry 1 Seese Scott · CIK 0001712038 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,553 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:54 UTC |
Oroschakoff MichelleManaging Director
|
GrantCommon Stock | 2,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000059 · wf-form4_161464646018980.xml · nonDerivative · entry 2 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,335.1482 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:54 UTC |
Oroschakoff MichelleManaging Director
|
Tax withholdingCommon Stock | 929 | $132.10 | $122,720.90 |
DisclosureSEC source: 0001397911-21-000059 · wf-form4_161464646018980.xml · nonDerivative · entry 1 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,796.1482 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:45 UTC |
Larsen Sallie R.Managing Director
|
GrantCommon Stock | 2,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000057 · wf-form4_161464589511692.xml · nonDerivative · entry 2 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,131 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 13,934 shares of Common Stock; (ii) 648 restricted stock units that vest in full on February 25, 2022; (iii) 1,518 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:45 UTC |
Larsen Sallie R.Managing Director
|
Tax withholdingCommon Stock | 591 | $132.10 | $78,071.10 |
DisclosureSEC source: 0001397911-21-000057 · wf-form4_161464589511692.xml · nonDerivative · entry 1 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,100 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:40 UTC |
Kalbaugh John AndrewManaging Director
|
GrantCommon Stock | 4,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000055 · wf-form4_161464561851857.xml · nonDerivative · entry 2 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,449 F1 · shares: Represents stock units granted under the Issuer's Amended and Restated 2010 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. Vested shares will be issued to the reporting person as soon as practicable after the grant date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:40 UTC |
Kalbaugh John AndrewManaging Director
|
Tax withholdingCommon Stock | 3,008 | $132.10 | $397,356.80 |
DisclosureSEC source: 0001397911-21-000055 · wf-form4_161464561851857.xml · nonDerivative · entry 1 Kalbaugh John Andrew · CIK 0001548546 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,535 Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:36 UTC |
Fandrey EdwardManaging Director
|
GrantCommon Stock | 24,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000053 · wf-form4_161464534723552.xml · nonDerivative · entry 2 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,175 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Common Stock on the applicable vesting date. These restricted stock units will vest in eight installments as follows: 14.40% of the total number of shares on each of May 25, 2021, August 25, 2021 and November 25, 2021; 7.95% of the total number of shares on each of February 25, 2022, May 25, 2022, August 25, 2022 and November 25, 2022; and 25.00% of the total number of shares on February 25, 2023, subject to the Reporting Person's continued employment by the Issuer on each such vesting date. Vested shares will be issued to the Reporting Person as soon as practicable after their vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:36 UTC |
Fandrey EdwardManaging Director
|
GrantCommon Stock | 3,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000053 · wf-form4_161464534723552.xml · nonDerivative · entry 1 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,603 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:30 UTC |
Enyedi MatthewManaging Director
|
GrantCommon Stock | 1,965 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,686 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2022, February 25, 2023, and February 25, 2024. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:30 UTC |
Enyedi MatthewManaging Director
|
Tax withholdingCommon Stock | 388 | $132.10 | $51,254.80 |
DisclosureSEC source: 0001397911-21-000051 · wf-form4_161464500411629.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,721 Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 17:09 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 2,610 | $137.20 | $358,092.00 |
DisclosureSEC source: 0001397911-21-000031 · wf-form4_161429094003247.xml · nonDerivative · entry 6 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,120.94 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.05 to $137.54, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. F7 · balance_after: Consists of (i) 166,636.94 shares of Common Stock; (ii) 12,937 restricted stock units that vest in full on February 13, 2022; and (iii) 14,547 restricted stock units that vest ratably on each of February 25, 2021, February 25, 2022 and February 25, 2023. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 17:09 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 11,704 | $136.55 | $1,598,181.20 |
DisclosureSEC source: 0001397911-21-000031 · wf-form4_161429094003247.xml · nonDerivative · entry 5 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,730.94 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.05 to $137.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 17:09 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 9,057 | $135.60 | $1,228,129.20 |
DisclosureSEC source: 0001397911-21-000031 · wf-form4_161429094003247.xml · nonDerivative · entry 4 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,434.94 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.01, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 24, 2021 Filed Feb 25, 2021 17:09 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 1,923 | $134.33 | $258,316.59 |
DisclosureSEC source: 0001397911-21-000031 · wf-form4_161429094003247.xml · nonDerivative · entry 3 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,491.94 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 11, 2020. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.79 to $134.70, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.