Last 12 months
Inside the activity.
0 purchase rows · 48 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 8 |
| Dec 2025 | 0 | 13 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 9 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2022 Filed Mar 10, 2022 21:49 UTC |
Glavin William Francis JrDirector
|
PurchaseCommon Stock | 260 | $142.02 | $36,925.20 |
DisclosureSEC source: 0001397911-22-000042 · wf-form4_164694893694211.xml · nonDerivative · entry 3 Glavin William Francis Jr · CIK 0001298173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse's Trust Disclosed balance after: 1,760 F2 · ownership.nature: The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 21:49 UTC |
Glavin William Francis JrDirector
|
PurchaseCommon Stock | 1,500 | $141.51 | $212,265.00 |
DisclosureSEC source: 0001397911-22-000042 · wf-form4_164694893694211.xml · nonDerivative · entry 2 Glavin William Francis Jr · CIK 0001298173 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Spouse's Trust Disclosed balance after: 1,500 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased at prices ranging from $141.02 to $141.94, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · ownership.nature: The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 4,100 | $182.10 | $746,610.00 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 8 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,274.94 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.85 to $182.64, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (8) to this Form 4. F9 · balance_after: Consists of (i) 152,841.94 shares of Common Stock; (ii) 4,849 restricted stock units that vest in full on February 25, 2023; (iii) 9,829 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 7,275 | $181.47 | $1,320,194.25 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 7 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,374.94 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.84 to $181.83, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 7,447 | $180.24 | $1,342,247.28 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 6 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,649.94 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.84 to $180.78, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 3,599 | $179.48 | $645,948.52 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 5 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,096.94 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.84 to $179.79, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
SaleCommon Stock | 698 | $178.07 | $124,292.86 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 4 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,695.94 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $177.43 to $178.33, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 1,991 | $181.85 | $362,063.35 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 7 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,667 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.55 to $182.34, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. F8 · balance_after: Consists of (i) 6,203 shares of Common Stock; (ii) 1,567 restricted stock units that vest in full on February 25, 2023; (iii) 2,512 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 1,189 | $181.14 | $215,375.46 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 6 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,658 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.54 to $181.52, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 2,300 | $179.92 | $413,816.00 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 5 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,847 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.48 to $180.43, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
SaleCommon Stock | 300 | $178.55 | $53,565.00 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 4 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,147 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.24 to $179.18, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 23:10 UTC |
Larsen Sallie R.Managing Director
|
SaleCommon Stock | 4,506 | $177.77 | $801,031.62 |
DisclosureSEC source: 0001397911-22-000030 · wf-form4_164617620217133.xml · nonDerivative · entry 4 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,740 F3 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F4 · balance_after: Consists of (i) 5,265 shares of Common Stock; (ii) 759 restricted stock units that vest in full on February 25, 2023; (iii) 1,354 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:57 UTC |
Fandrey EdwardManaging Director
|
SaleCommon Stock | 630 | $181.75 | $114,502.50 |
DisclosureSEC source: 0001397911-22-000026 · wf-form4_164617540450846.xml · nonDerivative · entry 4 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,289 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.33 to $182.22, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F5 · balance_after: Consists of (i) 885 shares of Common Stock; (ii) 12,002 restricted stock units that vest in four installments as follows: 1,953 restricted stock units on each of May 25, 2022, August 25, 2022 and November 25, 2022; and 6,143 restricted stock units on February 25, 2023; and (iii) 2,402 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:57 UTC |
Fandrey EdwardManaging Director
|
SaleCommon Stock | 205 | $180.51 | $37,004.55 |
DisclosureSEC source: 0001397911-22-000026 · wf-form4_164617540450846.xml · nonDerivative · entry 3 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,919 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.30 to $180.96, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:57 UTC |
Fandrey EdwardManaging Director
|
SaleCommon Stock | 420 | $179.67 | $75,461.40 |
DisclosureSEC source: 0001397911-22-000026 · wf-form4_164617540450846.xml · nonDerivative · entry 2 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,124 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 13, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.18 to $180.04, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:03 UTC |
Gates GregManaging Director
|
GrantCommon Stock | 2,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000028 · wf-form4_164617575366441.xml · nonDerivative · entry 2 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,834 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 14,063 shares of Common Stock; (ii) 735 restricted stock units that vest in full on February 25, 2023; (iii) 2,999 restricted stock units that vest ratably on each of June 5, 2022 and June 5, 2023; (iv) 1,980 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:03 UTC |
Gates GregManaging Director
|
Tax withholdingCommon Stock | 729 | $182.73 | $133,210.17 |
DisclosureSEC source: 0001397911-22-000028 · wf-form4_164617575366441.xml · nonDerivative · entry 1 Gates Greg · CIK 0001877100 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,777 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
GrantCommon Stock | 11,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 3 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,393.94 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
Tax withholdingCommon Stock | 27,349 | $182.73 | $4,997,482.77 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 2 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,638.94 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 17:37 UTC |
Arnold Dan H.Director · President & CEO
|
GrantCommon Stock | 45,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000020 · wf-form4_164617421565444.xml · nonDerivative · entry 1 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,987.94 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
GrantCommon Stock | 2,385 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 3 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,447 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
Tax withholdingCommon Stock | 7,795 | $182.73 | $1,424,380.35 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 2 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,062 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:44 UTC |
Audette Matthew JChief Financial Officer
|
GrantCommon Stock | 11,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000022 · wf-form4_164617465539552.xml · nonDerivative · entry 1 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,857 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 18:21 UTC |
SEMERJIAN DAYTONManaging Director
|
GrantCommon Stock | 2,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000034 · wf-form4_164617684579467.xml · nonDerivative · entry 2 SEMERJIAN DAYTON · CIK 0001287252 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,373 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 9,188 shares of Common Stock; (ii) 1,230 restricted stock units that vest in full on February 25, 2023; (iii) 1,911 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 18:21 UTC |
SEMERJIAN DAYTONManaging Director
|
Tax withholdingCommon Stock | 779 | $182.73 | $142,346.67 |
DisclosureSEC source: 0001397911-22-000034 · wf-form4_164617684579467.xml · nonDerivative · entry 1 SEMERJIAN DAYTON · CIK 0001287252 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,329 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:25 UTC |
Simonich BrentEVP, CAO and Treasurer
|
GrantCommon Stock | 1,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000036 · wf-form4_164617712950507.xml · nonDerivative · entry 2 Simonich Brent · CIK 0001644152 · EVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,122 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 2,351 shares of Common Stock; (ii) 1,352 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iii) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:25 UTC |
Simonich BrentEVP, CAO and Treasurer
|
Tax withholdingCommon Stock | 233 | $182.73 | $42,576.09 |
DisclosureSEC source: 0001397911-22-000036 · wf-form4_164617712950507.xml · nonDerivative · entry 1 Simonich Brent · CIK 0001644152 · EVP, CAO and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,703 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:36 UTC |
White George BurtonManaging Director
|
Tax withholdingCommon Stock | 4,964 | $182.73 | $907,071.72 |
DisclosureSEC source: 0001397911-22-000040 · wf-form4_164617775597707.xml · nonDerivative · entry 2 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,578 F2 · balance_after: Consists of (i) 46,956 shares of Common Stock; (ii) 984 restricted stock units that vest in full on February 25, 2023; and (iii) 1,638 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:36 UTC |
White George BurtonManaging Director
|
GrantCommon Stock | 7,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000040 · wf-form4_164617775597707.xml · nonDerivative · entry 1 White George Burton · CIK 0001548543 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,542 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:31 UTC |
Steinmeier RichardManaging Director
|
GrantCommon Stock | 2,612 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000038 · wf-form4_164617747016989.xml · nonDerivative · entry 3 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,078 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 9,711 shares of Common Stock; (ii) 7,537 restricted stock units that vest in full on September 7, 2022; (iii) 1,378 restricted stock units that vest in full on February 25, 2023; (iv) 2,840 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (v) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:31 UTC |
Steinmeier RichardManaging Director
|
Tax withholdingCommon Stock | 4,234 | $182.73 | $773,678.82 |
DisclosureSEC source: 0001397911-22-000038 · wf-form4_164617747016989.xml · nonDerivative · entry 2 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,466 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:31 UTC |
Steinmeier RichardManaging Director
|
GrantCommon Stock | 6,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000038 · wf-form4_164617747016989.xml · nonDerivative · entry 1 Steinmeier Richard · CIK 0001750576 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,700 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:15 UTC |
Oroschakoff MichelleManaging Director
|
GrantCommon Stock | 1,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000032 · wf-form4_164617652671269.xml · nonDerivative · entry 3 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,888.1482 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F3 · balance_after: Consists of (i) 33,359.15 shares of Common Stock; (ii) 1,019 restricted stock units that vest in full on February 25, 2023; (iii) 1,693 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:15 UTC |
Oroschakoff MichelleManaging Director
|
Tax withholdingCommon Stock | 4,733 | $182.73 | $864,861.09 |
DisclosureSEC source: 0001397911-22-000032 · wf-form4_164617652671269.xml · nonDerivative · entry 2 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,071.1482 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:15 UTC |
Oroschakoff MichelleManaging Director
|
GrantCommon Stock | 6,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000032 · wf-form4_164617652671269.xml · nonDerivative · entry 1 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,804.1482 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:10 UTC |
Larsen Sallie R.Managing Director
|
GrantCommon Stock | 1,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000030 · wf-form4_164617620217133.xml · nonDerivative · entry 3 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,246 F2 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:10 UTC |
Larsen Sallie R.Managing Director
|
Tax withholdingCommon Stock | 2,764 | $182.73 | $505,065.72 |
DisclosureSEC source: 0001397911-22-000030 · wf-form4_164617620217133.xml · nonDerivative · entry 2 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:10 UTC |
Larsen Sallie R.Managing Director
|
GrantCommon Stock | 5,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000030 · wf-form4_164617620217133.xml · nonDerivative · entry 1 Larsen Sallie R. · CIK 0001548541 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,648 F1 · shares: Represents shares of Common Stock received upon vesting of performance stock units ("PSUs") that were granted on February 25, 2019. The granted PSUs were eligible to become earned PSUs based on the Issuer's total stockholder return ("TSR") relative to the TSR of a predetermined comparator group over a three-year performance period ending December 31, 2021. Based on the Issuer's TSR relative to this peer group, PSUs were earned at 200% of the reporting person's target award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:57 UTC |
Fandrey EdwardManaging Director
|
Tax withholdingCommon Stock | 1,114 | $182.73 | $203,561.22 |
DisclosureSEC source: 0001397911-22-000026 · wf-form4_164617540450846.xml · nonDerivative · entry 1 Fandrey Edward · CIK 0001842672 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,544 Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:50 UTC |
Enyedi MatthewManaging Director
|
GrantCommon Stock | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001397911-22-000024 · wf-form4_164617500390071.xml · nonDerivative · entry 2 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,650 F1 · shares: These shares represent restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest ratably on each of February 25, 2023, February 25, 2024, and February 25, 2025. Vested shares will be issued to the reporting person as soon as practicable after the vesting date. F2 · balance_after: Consists of (i) 2,116 shares of Common Stock; (ii) 703 restricted stock units that vest in full on February 25, 2023; (iii) 1,310 restricted stock units that vest ratably on each of February 25, 2023 and February 25, 2024; and (iv) the restricted stock units reported on this Form 4. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 22:50 UTC |
Enyedi MatthewManaging Director
|
Tax withholdingCommon Stock | 643 | $182.73 | $117,495.39 |
DisclosureSEC source: 0001397911-22-000024 · wf-form4_164617500390071.xml · nonDerivative · entry 1 Enyedi Matthew · CIK 0001798805 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,129 Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
Exercise / conversionOption to purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · derivative · entry 7 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,160 Underlying: Common Stock · 20,000 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F9 · derivative.exercise_date: This option became exercisable in three installments, beginning on February 25, 2017, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2019. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 879 | $189.07 | $166,192.53 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 6 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,980.1482 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.86 to $189.36, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (7) to this Form 4. F8 · balance_after: Consists of (i) 28,550.15 shares of Common Stock; (ii) 853 restricted stock units that vest in full on February 25, 2022; (iii) 2,038 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iv) 2,539 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 700 | $188.32 | $131,824.00 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 5 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,859.1482 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.73, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6) to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 3,221 | $187.19 | $602,938.99 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 4 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,559.1482 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $186.80 to $187.79, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5) to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 300 | $186.34 | $55,902.00 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 3 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,780.1482 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.73 to $186.72, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
SaleCommon Stock | 10,117 | $184.57 | $1,867,294.69 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 2 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,080.1482 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.51 to $185.37, inclusive. The reporting person undertakes to provide to LPL Financial Holdings Inc., any security holder of LPL Financial Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4. Read SEC document |
| February 16, 2022 Filed Feb 18, 2022 22:08 UTC |
Oroschakoff MichelleManaging Director
|
Exercise / conversionCommon Stock | 20,000 | $19.85 | $397,000.00 |
DisclosureSEC source: 0001397911-22-000012 · wf-form4_164522207689429.xml · nonDerivative · entry 1 Oroschakoff Michelle · CIK 0001585874 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,197.1482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 14, 2021. Read SEC document |
| February 13, 2022 Filed Feb 14, 2022 16:22 UTC |
Arnold Dan H.Director · President & CEO
|
Tax withholdingCommon Stock | 5,312 | $187.08 | $993,768.96 |
DisclosureSEC source: 0001397911-22-000009 · wf-form4_164487368039717.xml · nonDerivative · entry 2 Arnold Dan H. · CIK 0001487487 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,131.94 F2 · balance_after: Consists of (i) 147,690.94 shares of Common Stock; (ii) 9,698 restricted stock units that vest ratably on each of February 25, 2022 and February 25, 2023; and (iii) 14,743 restricted stock units that vest ratably on each of February 25, 2022, February 25, 2023 and February 25, 2024. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 21:56 UTC |
Audette Matthew JChief Financial Officer
|
Exercise / conversionOption to purchase Common Stock · Derivative | 20,000 | $0.00 Strike: $19.85 | $0.00 |
DisclosureSEC source: 0001397911-22-000005 · wf-form4_164444374393960.xml · derivative · entry 6 Audette Matthew J · CIK 0001435098 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,810 Underlying: Common Stock · 20,000 shares Expires 2026-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2021. F8 · derivative.exercise_date: This option became exercisable in three installments, beginning February 25, 2017, which was the first anniversary of the date on which it was granted. The option became fully vested on February 25, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.