LOOP

SEC source: 0001654954-24-008556 · section16.xml · nonDerivative · entry 1

Sams Louise S · CIK 0001796961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,261

F1 · shares: This reported transaction involved the reporting person's grant of 36,069 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-24-008558 · section16.xml · nonDerivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,761

F1 · price: This reported transaction involved the reporting person's grant of 36,069 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-24-008557 · section16.xml · nonDerivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,896

F1 · shares: This reported transaction involved the reporting person's grant of 36,069 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-24-008686 · section16.xml · nonDerivative · entry 1

Auguste Laurent · CIK 0002029554 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,069

F1 · shares: This reported transaction involved the reporting person's grant of 36,069 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-23-008571 · section16.xml · nonDerivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,692

F1 · shares: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-23-008570 · section16.xml · nonDerivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,827

F1 · shares: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-23-008569 · section16.xml · nonDerivative · entry 1

Lapham Andrew · CIK 0001780139 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,518

F1 · shares: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-23-008596 · section16.xml · nonDerivative · entry 1

Sams Louise S · CIK 0001796961 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,192

F1 · shares: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-23-004943 · section16.xml · derivative · entry 1

Champagne Stephen · CIK 0001814066 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2033-03-28

F1 · derivative.exercise_date: The Stock Options vest in three equal annual installments beginning on March 28, 2024, and each anniversary thereof over the following two years, subject to the Reporting Person's continued employment.

SEC source: 0001654954-23-005007 · section16.xml · nonDerivative · entry 1

Mansour Fady · CIK 0001974458 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,000

F1 · shares: This reported transaction involved the reporting person's grant of 470,000 restricted stock units ("RSU"), 17.5% of which shall vest upon each of the first four anniversaries of the grant date, and 30% of which shall vest upon the fifth anniversary of the grant date, subject to the Reporting Person's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001654954-22-009050 · section16.xml · nonDerivative · entry 1

Sams Louise S · CIK 0001796961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,351

F1 · shares: This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · balance_after: The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs and (ii) 10,665 RSUs that had been previously reported in Table II.

SEC source: 0001654954-22-009052 · section16.xml · nonDerivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,851

F1 · shares: This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · balance_after: The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs, (ii) 49,605 RSUs that had been previously reported in Table II, and (iii) 9,560 shares of common stock.

SEC source: 0001654954-22-009051 · section16.xml · nonDerivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,986

F1 · shares: This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · balance_after: The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs, (ii) 74,605 RSUs that had been previously reported in Table II, and (iii) 11,695 shares of common stock.

SEC source: 0001654954-22-009049 · section16.xml · nonDerivative · entry 1

Lapham Andrew · CIK 0001780139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,677

F1 · shares: This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.

F2 · balance_after: The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs and (ii) 35,991 RSUs that had been previously reported in Table II.

SEC source: 0001654954-22-007859 · section16.xml · nonDerivative · entry 1

Perron Yves · CIK 0001921022 · VP, Engineering & Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,541

F1 · date: This price represents the approximate weighted average price per share of purchases of common stock of Loop Industries, Inc. ("the Company"), which were executed at prices ranging from $5.46 to $5.48 per share. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F1 · price: This price represents the approximate weighted average price per share of purchases of common stock of Loop Industries, Inc. ("the Company"), which were executed at prices ranging from $5.46 to $5.48 per share. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001654954-22-002408 · section16.xml · nonDerivative · entry 1

Champagne Stephen · CIK 0001814066 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

F1 · price: Open market purchases reported on this line occurred all at a price of $6.63.

SEC source: 0001654954-21-007451 · section16.xml · derivative · entry 2

Sams Louise S · CIK 0001796961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,665

Underlying: Common Stock · 8,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-21-007457 · section16.xml · derivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,605

Underlying: Common Stock · 8,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-21-007455 · section16.xml · derivative · entry 1

Lapham Andrew · CIK 0001780139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,991

Underlying: Common Stock · 8,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-21-007453 · section16.xml · derivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,605

Underlying: Common Stock · 8,296 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-21-007451 · section16.xml · derivative · entry 1

Sams Louise S · CIK 0001796961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,369

Underlying: Common Stock · 2,369 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-21-002231 · section16.xml · derivative · entry 1

Hickey Thomas Andrew · CIK 0001847232 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,185

Underlying: Common stock · 148,185 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: The RSUs shall vest on the following dates (each a "Vesting Date"), subject to the Reporting Person continuing to be a service provider through such date: March 1, 2024: 20%, March 1, 2025: 20%, and March 1, 2026: 60%. The shares of the Issuer's common stock delivered pursuant to these RSUs shall be delivered within 60 days following each Vesting Date.

F2 · derivative.expiration_date: The RSUs shall vest on the following dates (each a "Vesting Date"), subject to the Reporting Person continuing to be a service provider through such date: March 1, 2024: 20%, March 1, 2025: 20%, and March 1, 2026: 60%. The shares of the Issuer's common stock delivered pursuant to these RSUs shall be delivered within 60 days following each Vesting Date.

SEC source: 0001654954-22-004647 · section16.xml · nonDerivative · entry 1

Perron Yves · CIK 0001921022 · VP, Engineering & Construction

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,801

F1 · date: Reported late due to administrative error.

F2 · balance_after: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. ("the Company") common stock. RSUs vest in 20% increments on the second and third anniversaries of the grant date, being January 14, 2021, and in 30% increments on the fourth and fifth anniversaries of the grant date, with full vesting to occur upon January 14, 2026, subject to the Reporting Person continuing to be employed by the Company through such date.

SEC source: 0001762690-20-000001 · primary_doc.xml · nonDerivative · entry 1

Gentiletti Nelson · CIK 0001762690 · COO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,083

SEC source: 0001654954-20-011160 · section16.xml · nonDerivative · entry 1

Solomita Daniel · CIK 0001649149 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,000

SEC source: 0001706802-20-000001 · primary_doc.xml · nonDerivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 85,000

F1 · ownership.nature: 1. Shares are held by 6337708 Canada Inc., a corporation duly formed and existing under the laws of Canada and controlled by Jay Stubina.

SEC source: 0001737294-20-000001 · primary_doc.xml · nonDerivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,695

SEC source: 0001104659-21-026773 · tm217541-2_4seq1.xml · derivative · entry 2

Northern Private Capital Fund I Limited Partnership · CIK 0001780414 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061,988

Underlying: Common Stock, par value $0.0001 · 1,031,579 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Offering, the Reporting Person acquired options to purchase up to an additional 4,093,567 shares of Common Stock at an exercise price of $11.00 per share, which vested on December 15, 2019 and are exercisable until June 14, 2022 (the "Options"). Since the date of the Offering, the Reporting Person has held 1,031,579 Options in trust for NPC I NR LP. On September 22, 2020, the Reporting Person transferred registered ownership of 1,031,579 Options to NPC I NR LP.

F3 · price: Pursuant to the Offering, the Reporting Person acquired options to purchase up to an additional 4,093,567 shares of Common Stock at an exercise price of $11.00 per share, which vested on December 15, 2019 and are exercisable until June 14, 2022 (the "Options"). Since the date of the Offering, the Reporting Person has held 1,031,579 Options in trust for NPC I NR LP. On September 22, 2020, the Reporting Person transferred registered ownership of 1,031,579 Options to NPC I NR LP.

F3 · derivative.exercise_date: Pursuant to the Offering, the Reporting Person acquired options to purchase up to an additional 4,093,567 shares of Common Stock at an exercise price of $11.00 per share, which vested on December 15, 2019 and are exercisable until June 14, 2022 (the "Options"). Since the date of the Offering, the Reporting Person has held 1,031,579 Options in trust for NPC I NR LP. On September 22, 2020, the Reporting Person transferred registered ownership of 1,031,579 Options to NPC I NR LP.

F3 · derivative.expiration_date: Pursuant to the Offering, the Reporting Person acquired options to purchase up to an additional 4,093,567 shares of Common Stock at an exercise price of $11.00 per share, which vested on December 15, 2019 and are exercisable until June 14, 2022 (the "Options"). Since the date of the Offering, the Reporting Person has held 1,031,579 Options in trust for NPC I NR LP. On September 22, 2020, the Reporting Person transferred registered ownership of 1,031,579 Options to NPC I NR LP.

F3 · ownership.direct: Pursuant to the Offering, the Reporting Person acquired options to purchase up to an additional 4,093,567 shares of Common Stock at an exercise price of $11.00 per share, which vested on December 15, 2019 and are exercisable until June 14, 2022 (the "Options"). Since the date of the Offering, the Reporting Person has held 1,031,579 Options in trust for NPC I NR LP. On September 22, 2020, the Reporting Person transferred registered ownership of 1,031,579 Options to NPC I NR LP.

F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001104659-21-026773 · tm217541-2_4seq1.xml · nonDerivative · entry 1

Northern Private Capital Fund I Limited Partnership · CIK 0001780414 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032,068

F1 · price: On May 29, 2019, Loop Industries, Inc. (the "Issuer") entered into a securities purchase agreement by and among the Issuer, the Reporting Person, and Daniel Solomita ("Solomita"), in his individual capacity and solely for the purposes of the voting arrangement (the "SPA"). On June 14, 2019, the parties to the SPA entered into an amendment to such SPA, and closed on the registered direct offering (the "Offering").

F2 · price: Since the date of the Offering, the Reporting Person has held 1,021,499 shares of Common Stock acquired in the Offering in trust for Northern Private Capital Fund I Non-Resident Limited Partnership ("NPC I NR LP"), a sister limited partnership controlled by NPC I LP's general partner, Northern Private Capital GP I Ltd., and managed by Northern Private Capital Ltd., which is also the manager of the Reporting Person. On September 22, 2020, the Reporting Person transferred registered ownership of 1,021,499 shares of Common Stock to NPC I NR LP.

F1 · ownership.direct: On May 29, 2019, Loop Industries, Inc. (the "Issuer") entered into a securities purchase agreement by and among the Issuer, the Reporting Person, and Daniel Solomita ("Solomita"), in his individual capacity and solely for the purposes of the voting arrangement (the "SPA"). On June 14, 2019, the parties to the SPA entered into an amendment to such SPA, and closed on the registered direct offering (the "Offering").

F2 · ownership.direct: Since the date of the Offering, the Reporting Person has held 1,021,499 shares of Common Stock acquired in the Offering in trust for Northern Private Capital Fund I Non-Resident Limited Partnership ("NPC I NR LP"), a sister limited partnership controlled by NPC I LP's general partner, Northern Private Capital GP I Ltd., and managed by Northern Private Capital Ltd., which is also the manager of the Reporting Person. On September 22, 2020, the Reporting Person transferred registered ownership of 1,021,499 shares of Common Stock to NPC I NR LP.

F4 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.

SEC source: 0001654954-20-007183 · section16.xml · derivative · entry 1

Kezios Peter · CIK 0001815469 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,662

Underlying: Common Stock · 9,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-20-007173 · section16.xml · derivative · entry 2

Horn Sidney Mortimer · CIK 0001316083 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

F2 · derivative.expiration_date: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

SEC source: 0001654954-20-007173 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

SEC source: 0001654954-20-007179 · section16.xml · derivative · entry 1

Stubina Jay Howard · CIK 0001706802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,309

Underlying: Common Stock · 9,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-20-007175 · section16.xml · derivative · entry 1

Sellyn Laurence G. · CIK 0001737294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,309

Underlying: Common Stock · 9,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-20-007177 · section16.xml · derivative · entry 1

Lapham Andrew · CIK 0001780139 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,695

Underlying: Common Stock · 9,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-20-006451 · section16.xml · derivative · entry 1

Champagne Stephen · CIK 0001814066 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,963

Underlying: Common Stock · 51,963 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock.

F2 · derivative.exercise_date: The RSUs shall vest on March 9, 2023 (the "Vesting Date"), subject to the Reporting Person continuing to be a service provider through such date. The shares of the Issuer's common stock delivered pursuant to these RSUs shall be delivered within 60 days following the Vesting Date.

F2 · derivative.expiration_date: The RSUs shall vest on March 9, 2023 (the "Vesting Date"), subject to the Reporting Person continuing to be a service provider through such date. The shares of the Issuer's common stock delivered pursuant to these RSUs shall be delivered within 60 days following the Vesting Date.

SEC source: 0001654954-20-002173 · section16.xml · derivative · entry 1

Gentiletti Nelson · CIK 0001762690 · COO & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,061

Underlying: common stock · 40,496 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. common stock.

F2 · derivative.exercise_date: RSUs vest in 1/3 increments on each anniversary of the grant date, being March 1, 2020, with full vesting to occur upon the later of February 28, 2024 or Reporting Person's retirement date with the Company; in each case, subject to Reporting Person continuing to be an Officer of Loop Industries, Inc. through such date.

F2 · derivative.expiration_date: RSUs vest in 1/3 increments on each anniversary of the grant date, being March 1, 2020, with full vesting to occur upon the later of February 28, 2024 or Reporting Person's retirement date with the Company; in each case, subject to Reporting Person continuing to be an Officer of Loop Industries, Inc. through such date.

SEC source: 0001654954-19-013439 · section16.xml · nonDerivative · entry 2

Solomita Daniel · CIK 0001649149 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000,000

F3 · date: Shares underlying restricted stock units approved by the Board and were issued following the annual general meeting of shareholders of the Issuer, following the shareholder's approval of an increase in the number of shares of common stock reserved under the equity incentive plan. On October 15, 2019, 200,000 restricted stock units were settled.

SEC source: 0001654954-19-008300 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205

SEC source: 0001654954-19-008299 · section16.xml · derivative · entry 3

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 10,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F4 · derivative.expiration_date: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F5 · balance_after: This Amendment to the Form 4, filed with the Securities and Exchange Commission on July 1, 2019, corrects the Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) of certain of the RSUs granted to the Reporting Person in his capacity as a director of the Issuer.

SEC source: 0001654954-19-008299 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

SEC source: 0001654954-19-008299 · section16.xml · derivative · entry 2

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,510

Underlying: Common Stock · 18,305 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the RSUs shall be fully vested subject thereto upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F3 · derivative.expiration_date: All of the RSUs shall be fully vested subject thereto upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

SEC source: 0001654954-19-013439 · section16.xml · nonDerivative · entry 1

Solomita Daniel · CIK 0001649149 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,600,000

F1 · date: Daniel Solomita (the "Reporting Person") signed share purchase agreements, dated October 27, 2015, with each of Rocas Limited, Humber AG and Jackson Bennett LLC, to purchase 475,000 shares, 500,000 shares, and 625,000 shares, respectively, of the common stock of Loop Industries, Inc. (the "Issuer"), the transfers were held and were settled on November 15, 2016.

F2 · ownership.nature: Shares held through 10036552 Canada Inc., a Canadian corporation that is wholly-owned by Daniel Solomita, pursuant to an exchange agreement, dated May 31, 2017.

SEC source: 0001654954-19-013439 · section16.xml · derivative · entry 3

Solomita Daniel · CIK 0001649149 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Underlying: Common stock · 1 shares

Expires not disclosed

F4 · derivative.exercise_date: The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.

F4 · derivative.expiration_date: The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date.