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Horn Sidney Mortimer

Disclosed activity across 1 company

Tapewire entity
148166
SEC CIK
0001316083

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Loop Industries, Inc.

Report date June 29, 2020 · Filed June 30, 2020

Section 16 reporting ended · disclosed 2020-06-30. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect23,510 Reported balance After 2020-06-29 transaction · row 1
1 source row

Row 1 · 2020-06-29 · Exercise / conversion · Acquired 18,305 · Balance 23,510

F1: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-06-29 · Exercise / conversion · Disposed 18,305 · Balance 0

F1: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

F2: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

F2: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 29, 2020 Filed Jun 30, 2020 18:05 UTC Loop Industries, Inc. LOOP · Entity 7573 Exercise / conversionRestricted Stock Units · Derivative 18,305 $0.00 $0.00
Disclosure

SEC source: 0001654954-20-007173 · section16.xml · derivative · entry 2

Horn Sidney Mortimer · CIK 0001316083 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

F2 · derivative.expiration_date: The RSUs were vested but had been deferred in the form of stock units and were settled on June 29, 2020 in shares of the Issuer's common stock on a one-for-one basis at the end of the Reporting Person's term as director.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 18:05 UTC Loop Industries, Inc. LOOP · Entity 7573 Exercise / conversionCommon Stock 18,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-20-007173 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 16:16 UTC Loop Industries, Inc. LOOP · Entity 7573 SaleCommon Stock 5,000 $12.00 $60,000.00
Disclosure

SEC source: 0001654954-19-008300 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,205

Read SEC document
June 28, 2019 Filed Jul 16, 2019 16:15 UTC Amendment Loop Industries, Inc. LOOP · Entity 7573 Exercise / conversionRestricted Stock Units · Derivative 10,205 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-008299 · section16.xml · derivative · entry 3

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,305

Underlying: Common Stock · 10,205 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F4 · derivative.exercise_date: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F4 · derivative.expiration_date: The RSUs vested on June 28, 2019, and were settled on June 28, 2019 in shares of the Issuer's common stock on a one-for-one basis.

F5 · balance_after: This Amendment to the Form 4, filed with the Securities and Exchange Commission on July 1, 2019, corrects the Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) of certain of the RSUs granted to the Reporting Person in his capacity as a director of the Issuer.

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June 28, 2019 Filed Jul 16, 2019 16:15 UTC Amendment Loop Industries, Inc. LOOP · Entity 7573 Exercise / conversionCommon Stock 10,205 Not disclosed Not disclosed
Disclosure

SEC source: 0001654954-19-008299 · section16.xml · nonDerivative · entry 1

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units (the "RSUs") convert into Loop Industries, Inc.'s (the "Issuer") common stock on a one-for-one basis.

Read SEC document
June 27, 2019 Filed Jul 16, 2019 16:15 UTC Amendment Loop Industries, Inc. LOOP · Entity 7573 GrantRestricted Stock Units · Derivative 18,305 $0.00 $0.00
Disclosure

SEC source: 0001654954-19-008299 · section16.xml · derivative · entry 2

Horn Sidney Mortimer · CIK 0001316083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,510

Underlying: Common Stock · 18,305 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: All of the RSUs shall be fully vested subject thereto upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

F3 · derivative.expiration_date: All of the RSUs shall be fully vested subject thereto upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.