Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Loop Industries, Inc.LOOP · Entity 7573 | Director | June 28, 2023 | June 29, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Loop Industries, Inc.
Report date June 28, 2023 · Filed June 29, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,518 |
Reported balance
After 2023-06-28 transaction · row 1
1 source rowRow 1 · 2023-06-28 · Grant · Acquired 28,841 · Balance 81,518 F1: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 4,053,567 |
Reported balance
Holding disclosure · report date 2023-06-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,053,567 F2: Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of the Company's common stock by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP). F3: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.
F2: Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of the Company's common stock by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP).
F3: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2023 Filed Jun 29, 2023 20:17 UTC | Loop Industries, Inc. LOOP · Entity 7573 | GrantCommon Stock | 28,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-23-008569 · section16.xml · nonDerivative · entry 1 Lapham Andrew · CIK 0001780139 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,518 F1 · shares: This reported transaction involved the reporting person's grant of 28,841 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. Read SEC document |
| June 28, 2022 Filed Jun 30, 2022 20:15 UTC | Loop Industries, Inc. LOOP · Entity 7573 | GrantCommon Stock | 16,686 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009049 · section16.xml · nonDerivative · entry 1 Lapham Andrew · CIK 0001780139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,677 F1 · shares: This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock. F2 · balance_after: The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs and (ii) 35,991 RSUs that had been previously reported in Table II. Read SEC document |
| June 28, 2021 Filed Jul 1, 2021 01:47 UTC | Loop Industries, Inc. LOOP · Entity 7573 | GrantRestricted Stock Units · Derivative | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007455 · section16.xml · derivative · entry 1 Lapham Andrew · CIK 0001780139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,991 Underlying: Common Stock · 8,296 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock. F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Read SEC document |
| June 29, 2020 Filed Jun 30, 2020 22:22 UTC | Loop Industries, Inc. LOOP · Entity 7573 | GrantRestricted Stock Units · Derivative | 9,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-007177 · section16.xml · derivative · entry 1 Lapham Andrew · CIK 0001780139 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,695 Underlying: Common Stock · 9,662 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Loop Industries, Inc. (the "Issuer") common stock. F2 · derivative.exercise_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. F2 · derivative.expiration_date: All of the RSUs shall be fully vested upon the earlier of the one (1) year anniversary of the grant date or on the day prior to the Issuer's next annual meeting of stockholders occurring after the grant date, in each case, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.