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Nasdaq · USD

LMNR

Limoneira CO

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Tapewire entity
6108
SEC CIK
0001342423
Parsed reports
289

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202630
Feb 202600
Mar 202601
Apr 202601
May 202601
Jun 202601
Jul 202601
Aug 202601
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 02, 2017 Filed Nov 13, 2017 16:03 UTC GiftCommon Stock 53,925 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-058329 · tv479194_form4.xml · nonDerivative · entry 5

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 107,850

F3 · ownership.nature: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

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November 01, 2017 Filed Nov 13, 2017 16:03 UTC GiftCommon Stock 6,085 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-058329 · tv479194_form4.xml · nonDerivative · entry 4

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 6,085

F4 · ownership.nature: Shares beneficially owned by the Reporting Person through the Robert McGahie Sawyer Separate GST Trust.

Read SEC document
November 01, 2017 Filed Nov 13, 2017 16:03 UTC GiftCommon Stock 6,085 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-058329 · tv479194_form4.xml · nonDerivative · entry 3

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 19,427

F2 · ownership.nature: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

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October 16, 2017 Filed Nov 13, 2017 16:03 UTC SaleCommon Stock 2 $23.65 $47.31
Disclosure

SEC source: 0001144204-17-058329 · tv479194_form4.xml · nonDerivative · entry 2

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 161,775

F3 · ownership.nature: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Bypass Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Bypass Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
October 16, 2017 Filed Nov 13, 2017 16:03 UTC SaleCommon Stock 1 $23.63 $23.63
Disclosure

SEC source: 0001144204-17-058329 · tv479194_form4.xml · nonDerivative · entry 1

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 25,512

F1 · kind: The following transactions are in respect to the winding-up of the Sawyer Family Survivor's Trust and the Sawyer Family Bypass Trust upon the death of the surviving settlor pursuant to the terms of such trusts.

F2 · ownership.nature: Reflects shares indirectly held by the Reporting Person in the Sawyer Family Survivor's Trust not previously reported by the Reporting Person. Mr. Sawyer became a co-trustee of the Sawyer Family Survivor's Trust in 2014. The Reporting Person disclaims beneficial ownership of shares of Issuer common stock held by the trust except to the extent of his pecuniary interest therein.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 16:05 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-052254 · tv476878_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 112,178

Read SEC document
October 05, 2017 Filed Oct 6, 2017 20:59 UTC
Edwards Harold SDirector · President and CEO
SaleCommon Stock 6,652 $23.00 $153,013.30
Disclosure

SEC source: 0001144204-17-051695 · v476612_4.xml · nonDerivative · entry 1

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,422

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.9343 to $23.0858, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

F2 · balance_after: Since the date of the Reporting Person's last ownership report, he transferred 250 shares to his ex-wife pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.

Read SEC document
October 02, 2017 Filed Oct 2, 2017 16:26 UTC SaleCommon Stock 1,500 $23.58 $35,371.50
Disclosure

SEC source: 0001144204-17-050932 · v476296_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 112,478

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.52 to $23.64, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 16:00 UTC SaleCommon Stock 494 $24.00 $11,856.00
Disclosure

SEC source: 0001144204-17-047632 · v475006_4.xml · nonDerivative · entry 1

CHESS ELIZABETH BLANCHARD · CIK 0001692008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 131,699

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Elizabeth Chess Trust on February 16, 2017.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 16:08 UTC SaleCommon Stock 1,500 $22.19 $33,285.00
Disclosure

SEC source: 0001144204-17-046582 · v474663_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 113,978

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
August 01, 2017 Filed Aug 1, 2017 16:00 UTC SaleCommon Stock 1,500 $22.70 $34,050.00
Disclosure

SEC source: 0001144204-17-039568 · v472095_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 115,478

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 18:01 UTC SaleCommon Stock 1,500 $23.44 $35,160.00
Disclosure

SEC source: 0001144204-17-035500 · v470252_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 116,978

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.30 to $23.51, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 16:42 UTC SaleCommon Stock 1,506 $24.00 $36,144.00
Disclosure

SEC source: 0001144204-17-034916 · v470078_4.xml · nonDerivative · entry 2

CHESS ELIZABETH BLANCHARD · CIK 0001692008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 132,193

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Elizabeth Chess Trust on February 16, 2017.

Read SEC document
June 28, 2017 Filed Jun 29, 2017 16:42 UTC SaleCommon Stock 2,000 $23.00 $46,000.00
Disclosure

SEC source: 0001144204-17-034916 · v470078_4.xml · nonDerivative · entry 1

CHESS ELIZABETH BLANCHARD · CIK 0001692008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 133,699

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Elizabeth Chess Trust on February 16, 2017.

Read SEC document
June 23, 2017 Filed Jun 29, 2017 16:01 UTC GiftCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-034873 · v470061_form4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 118,478

Read SEC document
June 13, 2017 Filed Jun 15, 2017 16:05 UTC GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-032720 · v469073_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 119,328

Read SEC document
June 08, 2017 Filed Jun 8, 2017 16:15 UTC SaleCommon Stock 1,400 $20.00 $28,000.00
Disclosure

SEC source: 0001144204-17-031736 · v468715_4.xml · nonDerivative · entry 2

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 120,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 16:15 UTC SaleCommon Stock 100 $20.00 $2,000.00
Disclosure

SEC source: 0001144204-17-031736 · v468715_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 122,228

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
May 02, 2017 Filed May 3, 2017 16:07 UTC SaleCommon Stock 1,500 $20.26 $30,383.10
Disclosure

SEC source: 0001144204-17-024202 · v466043_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 122,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.23 to $20.33, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 16:57 UTC SaleCommon Stock 1,500 $20.37 $30,555.00
Disclosure

SEC source: 0001144204-17-018552 · v463388_form4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 123,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 16:01 UTC SaleCommon Stock 1,000 $21.00 $21,000.00
Disclosure

SEC source: 0001144204-17-019196 · v463632_4.xml · nonDerivative · entry 1

CHESS ELIZABETH BLANCHARD · CIK 0001692008 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 135,699

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Elizabeth Chess Trust on February 16, 2017.

Read SEC document
March 16, 2017 Filed Mar 17, 2017 16:00 UTC SaleCommon Stock 1,899 $20.00 $37,980.00
Disclosure

SEC source: 0001144204-17-015364 · v462110_4.xml · nonDerivative · entry 2

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 125,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:00 UTC SaleCommon Stock 1,101 $20.00 $22,020.00
Disclosure

SEC source: 0001144204-17-015364 · v462110_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 127,227

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:17 UTC
COLE LECIL EDirector
GrantCommon Stock 1,557 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004411 · v457796_4.xml · nonDerivative · entry 1

COLE LECIL E · CIK 0001162344 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,577

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:19 UTC GrantCommon Stock 1,616 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004412 · v457797_4.xml · nonDerivative · entry 1

CHESS ELIZABETH BLANCHARD · CIK 0001692008 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:20 UTC GrantCommon Stock 2,093 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004414 · v457800_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,686

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:16 UTC
Kimball Gordon EDirector · Chairman
GrantCommon Stock 3,305 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004410 · v457795_4.xml · nonDerivative · entry 1

Kimball Gordon E · CIK 0001488786 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · Through GNK Trust

Disclosed balance after: 25,564

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

F2 · ownership.nature: Securities beneficially owned by the Reporting Person through the GNK Trust, dated June 29, 2011, of which the Reporting Person and his wife are trustees and beneficiaries.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:22 UTC GrantCommon Stock 2,776 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004416 · v457802_4.xml · nonDerivative · entry 1

Sawyer Robert M · CIK 0001488872 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 57,715

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

F2 · ownership.nature: Shares beneficially owned by the Reporting Person through the Sawyer Family 2004 Revocable Trust u/t/a/ dated July 22, 2004.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 18:21 UTC GrantCommon Stock 1,910 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004415 · v457801_4.xml · nonDerivative · entry 1

Merriman John W.H. · CIK 0001488886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 23:22 UTC GrantCommon Stock 1,880 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004417 · v457803_4.xml · nonDerivative · entry 1

Rudkin Donald R · CIK 0001607758 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,934

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 24, 2017 Filed Jan 27, 2017 23:19 UTC GrantCommon Stock 3,819 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-004413 · v457798_4.xml · nonDerivative · entry 1

Slater Scott S · CIK 0001519037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,645

F1 · shares: Reflects the granting of a stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 16:34 UTC SaleCommon Stock 1,500 $21.17 $31,755.00
Disclosure

SEC source: 0001144204-17-000610 · v456252_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 128,328

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
December 27, 2016 Filed Dec 28, 2016 16:01 UTC SaleCommon Stock 3,000 $20.00 $60,000.00
Disclosure

SEC source: 0001144204-16-141553 · v455812_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 129,828

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Michaelis Family Living Trust U/A 11/27/89 on October 13, 2016.

Read SEC document
December 26, 2016 Filed Dec 28, 2016 20:10 UTC
Teague Alex MSenior Vice President
Tax withholdingCommon Stock 1,675 $19.92 $33,366.00
Disclosure

SEC source: 0001144204-16-141615 · v455863_4.xml · nonDerivative · entry 3

Teague Alex M · CIK 0001488787 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,279

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 26, 2016 Filed Dec 29, 2016 01:12 UTC
Edwards Harold SDirector · President and CEO
Tax withholdingCommon Stock 2,041 $19.92 $40,656.72
Disclosure

SEC source: 0001144204-16-141617 · v455865_4.xml · nonDerivative · entry 3

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,817

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 26, 2016 Filed Dec 29, 2016 01:12 UTC
Rumley Joseph DCFO, Secretary and Treasurer
Tax withholdingCommon Stock 1,001 $19.92 $19,939.92
Disclosure

SEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 3

Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,655

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 26, 2016 Filed Feb 7, 2017 21:00 UTC Amendment
Edwards Harold SDirector · President and CEO
Tax withholdingCommon Stock 2,041 $19.92 $40,656.72
Disclosure

SEC source: 0001144204-17-006484 · v458608_4-a.xml · nonDerivative · entry 3

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,117

F1 · balance_after: The original Form 4 filed on December 28, 2016 did not include the prior transfer of 31,700 shares to the Reporting Person's ex-wife since the date of the Reporting Person's last ownership report pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.

Read SEC document
December 24, 2016 Filed Dec 28, 2016 20:10 UTC
Teague Alex MSenior Vice President
Tax withholdingCommon Stock 1,094 $19.92 $21,792.48
Disclosure

SEC source: 0001144204-16-141615 · v455863_4.xml · nonDerivative · entry 2

Teague Alex M · CIK 0001488787 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,954

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 24, 2016 Filed Dec 29, 2016 01:12 UTC
Edwards Harold SDirector · President and CEO
Tax withholdingCommon Stock 1,332 $19.92 $26,533.44
Disclosure

SEC source: 0001144204-16-141617 · v455865_4.xml · nonDerivative · entry 2

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,858

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 24, 2016 Filed Dec 29, 2016 01:12 UTC
Rumley Joseph DCFO, Secretary and Treasurer
Tax withholdingCommon Stock 635 $19.92 $12,649.20
Disclosure

SEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 2

Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,656

F2 · shares: Shares withheld for the payment of a tax liability related to the vesting and distribution of restricted stock awards.

Read SEC document
December 24, 2016 Filed Feb 7, 2017 21:00 UTC Amendment
Edwards Harold SDirector · President and CEO
Tax withholdingCommon Stock 1,332 $19.92 $26,533.44
Disclosure

SEC source: 0001144204-17-006484 · v458608_4-a.xml · nonDerivative · entry 2

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,158

F1 · balance_after: The original Form 4 filed on December 28, 2016 did not include the prior transfer of 31,700 shares to the Reporting Person's ex-wife since the date of the Reporting Person's last ownership report pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.

Read SEC document
December 23, 2016 Filed Dec 28, 2016 20:10 UTC
Teague Alex MSenior Vice President
GrantCommon Stock 5,505 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-141615 · v455863_4.xml · nonDerivative · entry 1

Teague Alex M · CIK 0001488787 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,048

F1 · shares: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
December 23, 2016 Filed Dec 29, 2016 01:12 UTC
Edwards Harold SDirector · President and CEO
GrantCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-141617 · v455865_4.xml · nonDerivative · entry 1

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,190

F1 · shares: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
December 23, 2016 Filed Dec 29, 2016 01:12 UTC
Rumley Joseph DCFO, Secretary and Treasurer
GrantCommon Stock 4,525 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-141616 · v455864_4.xml · nonDerivative · entry 1

Rumley Joseph D · CIK 0001501160 · CFO, Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,291

F1 · shares: Reflects the granting of restricted stock award pursuant to the Limoneira Company Amended and Restated 2010 Omnibus Incentive Plan as approved by the shareholders.

Read SEC document
December 23, 2016 Filed Feb 7, 2017 21:00 UTC Amendment
Edwards Harold SDirector · President and CEO
GrantCommon Stock 8,045 $0.00 $0.00
Disclosure

SEC source: 0001144204-17-006484 · v458608_4-a.xml · nonDerivative · entry 1

Edwards Harold S · CIK 0001361033 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,490

F1 · balance_after: The original Form 4 filed on December 28, 2016 did not include the prior transfer of 31,700 shares to the Reporting Person's ex-wife since the date of the Reporting Person's last ownership report pursuant to a domestic relations order. The Reporting Person no longer reports as beneficially owned any securities owned by his ex-wife. Column 5 now reflects the amount of securities beneficially owned by the Reporting Person following the transfer to his ex-wife.

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October 20, 2016 Filed Oct 21, 2016 16:00 UTC SaleCommon Stock 9,867 $19.54 $192,770.59
Disclosure

SEC source: 0001144204-16-128960 · v450961_4.xml · nonDerivative · entry 1

Merriman John W.H. · CIK 0001488886 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.4500 to $19.6550, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

F2 · ownership.nature: Shares owned directly by John W. B. Merriman Revocable Trust. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of any pecuniary interests therein.

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September 19, 2016 Filed Oct 11, 2016 16:01 UTC GiftCommon Stock 1,240 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-127624 · v450374_4.xml · nonDerivative · entry 2

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 132,828

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September 14, 2016 Filed Oct 11, 2016 16:01 UTC GiftCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001144204-16-127624 · v450374_4.xml · nonDerivative · entry 1

Michaelis Ronald L · CIK 0001488865 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 134,068

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December 30, 2014 Filed Dec 21, 2021 16:45 UTC Amendment
Teague Alex MSenior Vice President
OtherCommon Stock 52,984 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-152226 · tm2136035d1_4aseq1.xml · nonDerivative · entry 2

Teague Alex M · CIK 0001488787 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,105

F1 · shares: On 1/16/2015, the Reporting Person filed a Form 4 that inadvertently reported the holdings of the Teague Family Limited Partnership (the "LP") as 105,968 shares of Common Stock of the Issuer. In fact, the LP was cancelled effective December 30, 2014 upon the death of the General Partner pursuant to the Partnership Agreement of the LP, and half of the holdings of the LP (52,984 shares of Common Stock of the Issuer) transferred to the Reporting Person, individually. The other half of the LP's holdings (52,984 shares of Common Stock of the Issuer) was transferred to Reporting Person's brother, who does not share the Reporting Person's household.

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December 30, 2014 Filed Dec 21, 2021 16:45 UTC Amendment
Teague Alex MSenior Vice President
OtherCommon Stock 105,968 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-152226 · tm2136035d1_4aseq1.xml · nonDerivative · entry 1

Teague Alex M · CIK 0001488787 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By a Limited Partnership

Disclosed balance after: 0

F1 · shares: On 1/16/2015, the Reporting Person filed a Form 4 that inadvertently reported the holdings of the Teague Family Limited Partnership (the "LP") as 105,968 shares of Common Stock of the Issuer. In fact, the LP was cancelled effective December 30, 2014 upon the death of the General Partner pursuant to the Partnership Agreement of the LP, and half of the holdings of the LP (52,984 shares of Common Stock of the Issuer) transferred to the Reporting Person, individually. The other half of the LP's holdings (52,984 shares of Common Stock of the Issuer) was transferred to Reporting Person's brother, who does not share the Reporting Person's household.

F2 · ownership.nature: Shares owned directly by the Teague Family Limited Partnership. The Reporting Person disclaims beneficial ownership of the reported shares except to the extent of any pecuniary interests therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.