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Nasdaq · USD

LMB

Limbach Holdings, Inc.

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Tapewire entity
5430
SEC CIK
0001606163
Parsed reports
261

Last 12 months

Inside the activity.

7 purchase rows · 23 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202609
Apr 202605
May 202600
Jun 202604
Jul 202600
Aug 202600
Sep 202671
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Oct 1, 2019 20:16 UTC
Brooks Jayme L.EVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 54,215 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-046750 · tv530282_4.xml · derivative · entry 1

Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,215

Underlying: Common Stock · 54,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable.

F2 · derivative.expiration_date: This award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award are subject to service-based vesting conditions and vest on the one-year anniversary of the grant date, subject to continued service through such vesting date. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of cumulative adjusted EBITDA of the Company of at least $75,000,000 for fiscal years 2019, 2020 and 2021 (the "Performance Milestone"), subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of the Performance Milestone, if applicable.

Read SEC document
October 01, 2019 Filed Dec 22, 2020 21:15 UTC Amendment
Brooks Jayme L.EVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 54,215 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-138579 · tm2039154d1_4a.xml · derivative · entry 1

Brooks Jayme L. · CIK 0001447591 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 54,215 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · shares: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable.

F2 · derivative.exercise_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable.

F2 · derivative.expiration_date: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable.

F2 · derivative.underlying_shares: As reported in the original filing of this Form 4 on October 1, 2019, this award of RSUs was granted on October 1, 2019. 42,215 shares of common stock subject to this award were subject to service-based vesting conditions and vested on October 1, 2020. 6,000 shares of common stock subject to this award are subject to service-based vesting conditions and vest in equal annual installments on each of December 31, 2020, 2021 and 2022, subject to continued service through such vesting date. The remaining 6,000 shares of common stock subject to this award shall vest upon the Company's achievement of certain performance milestones, subject to Participant's continuous service with the Company or a subsidiary or affiliate of the Company, as applicable, as an employee through the certification by the Compensation Committee of the achievement of such performance milestones, if applicable.

Read SEC document
August 21, 2019 Filed Dec 10, 2019 16:16 UTC
McCann Michael MChief Operating Officer
SaleCommon Stock 576 $4.75 $2,736.00
Disclosure

SEC source: 0001104659-19-071434 · tm1924830d3_4.xml · nonDerivative · entry 1

McCann Michael M · CIK 0001760470 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,226

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.

Read SEC document
August 21, 2019 Filed Dec 10, 2019 21:17 UTC
Bacon Charles A. IIIPresident and CEO
SaleCommon Stock 7,260 $4.75 $34,485.00
Disclosure

SEC source: 0001104659-19-071436 · tm1924830d5_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,331

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.

Read SEC document
August 21, 2019 Filed Dec 10, 2019 21:16 UTC SaleCommon Stock 2,244 $4.75 $10,659.00
Disclosure

SEC source: 0001104659-19-071435 · tm1924830d4_4.xml · nonDerivative · entry 1

Jordan John T. Jr. · CIK 0001679802 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,896

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.

Read SEC document
August 21, 2019 Filed Dec 10, 2019 21:16 UTC SaleCommon Stock 2,169 $4.75 $10,302.75
Disclosure

SEC source: 0001104659-19-071433 · tm1924830d2_4.xml · nonDerivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,116

F1 · kind: Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units on August 1, 2019.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 16:15 UTC
McCann Michael MCo-Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037644 · tv526485_4.xml · derivative · entry 2

McCann Michael M · CIK 0001760470 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,168

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 16:15 UTC
McCann Michael MCo-Chief Operating Officer
Exercise / conversionCommon Stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037644 · tv526485_4.xml · nonDerivative · entry 1

McCann Michael M · CIK 0001760470 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Jordan John T. Jr.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037646 · tv526487_4.xml · derivative · entry 2

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,834

Underlying: Common Stock · 4,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Jordan John T. Jr.Chief Financial Officer
Exercise / conversionCommon Stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037646 · tv526487_4.xml · nonDerivative · entry 1

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Thorne Kristopher L.Co-Chief Operations Officer
Exercise / conversionRestricted Stock Units · Derivative 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037645 · tv526486_4.xml · derivative · entry 2

Thorne Kristopher L. · CIK 0001679795 · Co-Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 4,166 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Thorne Kristopher L.Co-Chief Operations Officer
Exercise / conversionCommon Stock 4,166 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037645 · tv526486_4.xml · nonDerivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · Co-Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Bacon Charles A. IIIDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037647 · tv526488_4.xml · derivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,501

Underlying: Common Stock · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

F2 · derivative.expiration_date: This award of RSUs was granted on August 30, 2017. 50% of the award is subject to service-based vesting conditions and vests in equal installments on each of August 30, 2017, August 1, 2018 and August 1, 2019, subject to continued employment through the applicable vesting date. The remaining 50% of the award will vest upon the achievement of a specified target share price of the Company's common stock on the Nasdaq Capital Market or other applicable principal securities exchange on which the Company's shares are then listed between August 1, 2018 and August 1, 2021, subject to continued employment from August 1, 2017 through the later of July 31, 2019 and the date on which the Compensation Committee of the Board of Directors certifies the achievement of the performance goal.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:15 UTC
Bacon Charles A. IIIDirector · President and CEO
Exercise / conversionCommon Stock 16,666 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-037647 · tv526488_4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

Read SEC document
June 04, 2019 Filed Jun 6, 2019 15:44 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
Other$11.50 Exercise Price Warrants · Derivative 43,667 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001144204-19-030088 · tv523217_form4.xml · derivative · entry 2

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,333

Underlying: Common Stock · 21,833 shares

Expires 2021-07-20

F4 · derivative.exercise_price: Each $11.50 Exercise Price Warrant is exercisable to purchase one-half of one share of common stock at an exercise price of $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).

F5 · kind: Represents a transfer of $11.50 Exercise Price Warrants pursuant to a Loan and Security Agreement, dated July 18, 2016, between 1347 Investors and American Service Insurance Company, Inc. ("ASIC"). 1347 Investors previously transferred 122,500 of the $11.50 Exercise Price Warrants to ASIC (as reported on a Form 4 filed on July 13, 2018).

F1 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F3 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,080 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 30, 2019 Filed May 30, 2019 20:33 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 200,000 $9.00 $1,800,200.00
Disclosure

SEC source: 0001144204-19-029014 · tv522795_4.xml · nonDerivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,298,114

F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 and $9.26 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F3 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F4 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 28, 2019 Filed May 28, 2019 18:47 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 194,440 $10.10 $1,963,085.68
Disclosure

SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 3

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498,114

F3 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 and $10.30 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 24, 2019 Filed May 28, 2019 18:47 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 34,146 $10.11 $345,065.82
Disclosure

SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 2

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,692,554

F2 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 and $10.25 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 23, 2019 Filed May 28, 2019 18:47 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 71,030 $10.02 $712,040.24
Disclosure

SEC source: 0001144204-19-028490 · tv522590_form4.xml · nonDerivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,726,700

F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.0050 and $10.0597 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 22, 2019 Filed May 22, 2019 19:58 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 70,443 $10.47 $737,524.12
Disclosure

SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 3

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,797,730

F3 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 and $10.75 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 21, 2019 Filed May 22, 2019 19:58 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 450,342 $10.62 $4,784,298.31
Disclosure

SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 2

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,173

F2 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.50 and $11.175 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
May 20, 2019 Filed May 22, 2019 19:58 UTC
1347 Investors LLCDirector · 10% owner · See Remarks
SWETS LARRY G JRDirector · 10% owner
Cerminara KyleDirector · 10% owner
SaleCommon Stock, $0.0001 par value 25,000 $11.11 $277,750.00
Disclosure

SEC source: 0001144204-19-027786 · tv522296_4.xml · nonDerivative · entry 1

1347 Investors LLC · CIK 0001612411 · Director · 10% owner · See Remarks

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,318,515

F1 · price: The price reported represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 and $11.2456 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

F4 · ownership.direct: The securities are held directly by 1347 Investors LLC ("1347 Investors"). Larry G. Swets, Jr. and D. Kyle Cerminara are each a manager of 1347 Investors and share voting and dispositive control over the securities held by 1347 Investors. Accordingly, Messrs. Swets and Cerminara may be deemed to share beneficial ownership over the securities held directly by 1347 Investors. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of its or his pecuniary interest therein, and this Report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for purposes of Section 16 or for any other purpose.

F5 · ownership.direct: Messrs. Swets and Cerminara each serve on the Board of Directors of the Issuer. Mr. Swets holds 13,198 shares of common stock of the Issuer, and Messrs. Swets and Cerminara hold 6,402 and 3,200 restricted stock units, respectively, granted by the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon vesting.

F6 · ownership.direct: In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 7,580 shares of common stock for the accounts of individual investors. CWA, in its role as investment advisor for customer accounts, Fundamental Global Investors, LLC, as a 50% owner of CWA, and Mr. Cerminara, as manager of CWA, may each be deemed to beneficially own the number of shares held in CWA's customer accounts. Each of Fundamental Global Investors, LLC and Mr. Cerminara expressly disclaims such beneficial ownership.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 23:14 UTC
Cerminara KyleDirector · 10% owner
GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-016363 · tv517357_form4.xml · derivative · entry 1

Cerminara Kyle · CIK 0001619991 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 03/26/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 03/26/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:34 UTC
McCann Michael MCo-Chief Operating Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011769 · tv515304_4.xml · derivative · entry 1

McCann Michael M · CIK 0001760470 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,501

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 20:52 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011749 · tv515289_form4.xml · derivative · entry 1

McNally Michael F · CIK 0001667559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,691

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 01:51 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011748 · tv515288_form4.xml · derivative · entry 1

Krzeminski Laurel J · CIK 0001493187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011771 · tv515306_4.xml · derivative · entry 1

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
SWETS LARRY G JRDirector · 10% owner
GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011770 · tv515305_4.xml · derivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
Thorne Kristopher L.Co-Chief Operating Officer
GrantRestricted Stock Units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011768 · tv515303_4.xml · derivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · Co-Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,666

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
Jordan John T. Jr.Chief Financial Officer
GrantRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011767 · tv515302_4.xml · derivative · entry 1

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC GrantRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011766 · tv515301_4.xml · derivative · entry 1

PRATT GORDON G · CIK 0001409889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,402

Underlying: Common Stock · 3,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 27, 2019 Filed Mar 2, 2019 02:34 UTC
Bacon Charles A. IIIDirector · President and CEO
GrantRestricted Stock Units · Derivative 35,000 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-011765 · tv515300_4.xml · derivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,167

Underlying: Common Stock · 35,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).

F2 · derivative.exercise_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 02/27/2019. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2020, January 1, 2021 and January 1, 2022, subject to continued service through the applicable vesting date.

Read SEC document
February 12, 2019 Filed Feb 13, 2019 22:43 UTC
Bacon Charles A. IIIDirector · President and CEO
PurchaseCommon Stock 7,390 $5.75 $42,492.50
Disclosure

SEC source: 0001144204-19-007347 · tv513511_form4.xml · nonDerivative · entry 2

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,925

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.68 to $5.85, inclusive.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 22:43 UTC
Bacon Charles A. IIIDirector · President and CEO
PurchaseCommon Stock 7,000 $5.59 $39,130.00
Disclosure

SEC source: 0001144204-19-007347 · tv513511_form4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.30 to $5.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of purchased at each separate price within the ranges set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
February 08, 2019 Filed Feb 11, 2019 22:18 UTC
Bacon Charles A. IIIDirector · President and CEO
PurchaseCommon Stock 10,610 $5.78 $61,325.80
Disclosure

SEC source: 0001144204-19-006301 · tv513083_form4.xml · nonDerivative · entry 1

Bacon Charles A. III · CIK 0001679798 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,535

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a pre-established Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.45 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares of purchased at each separate price within the ranges set forth in this footnote (2).

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January 08, 2019 Filed Jan 11, 2019 01:06 UTC Amendment
Jordan John T. Jr.Chief Financial Officer
SaleCommon Stock 746 $4.55 $3,394.30
Disclosure

SEC source: 0001144204-19-001386 · tv510906_4a.xml · nonDerivative · entry 1

Jordan John T. Jr. · CIK 0001679802 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,974

F1 · date: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68.

F2 · kind: Represents shares sold to cover withholding taxes due upon the settlement of RSUs that vested on January 1, 2019.

F1 · shares: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68.

F1 · price: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68.

F1 · balance_after: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were immediately sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement occurred on January 1, 2019 at a weighted average price of $3.68.

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January 08, 2019 Filed Jan 11, 2019 01:06 UTC Amendment
Thorne Kristopher L.Chief Operations Officer
SaleCommon Stock 1,086 $4.55 $4,941.30
Disclosure

SEC source: 0001144204-19-001385 · tv510904_4a.xml · nonDerivative · entry 1

Thorne Kristopher L. · CIK 0001679795 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,119

F1 · date: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were then sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement and sale occurred on January 1, 2019 at a weighted average price of $3.68.

F2 · kind: Represents shares sold to cover withholding taxes due upon the settlement of RSUs that vested on January 1, 2019.

F1 · shares: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were then sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement and sale occurred on January 1, 2019 at a weighted average price of $3.68.

F1 · price: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were then sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement and sale occurred on January 1, 2019 at a weighted average price of $3.68.

F1 · balance_after: This Form 4 is being amended to correct information previously reported regarding the sale of shares to cover withholding taxes due upon the settlement of restricted stock units of Limbach Holdings, Inc. ("RSUs") that vested on January 1, 2019. On January 8, 2019, shares of common stock were delivered to the undersigned in settlement of the vested RSUs, and a portion of these shares were then sold to cover withholding taxes due upon such settlement at a weighted average price of $4.55 per share. The original filing had reported that the settlement and sale occurred on January 1, 2019 at a weighted average price of $3.68.

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January 01, 2019 Filed Jan 3, 2019 17:03 UTC Exercise / conversionRestricted Stock Units · Derivative 355 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000432 · tv510344_form4.xml · derivative · entry 4

McNally Michael F · CIK 0001667559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,491

Underlying: Common Stock · 355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 04/27/2018. 33% of the RSUs vested upon the grant date and the remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 04/27/2018. 33% of the RSUs vested upon the grant date and the remaining RSUs vest equally on January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

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January 01, 2019 Filed Jan 3, 2019 17:03 UTC Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000432 · tv510344_form4.xml · derivative · entry 3

McNally Michael F · CIK 0001667559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

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January 01, 2019 Filed Jan 3, 2019 17:03 UTC Exercise / conversionCommon Stock 355 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000432 · tv510344_form4.xml · nonDerivative · entry 2

McNally Michael F · CIK 0001667559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 17:03 UTC Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000432 · tv510344_form4.xml · nonDerivative · entry 1

McNally Michael F · CIK 0001667559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000446 · tv510352_form4.xml · derivative · entry 2

Krzeminski Laurel J · CIK 0001493187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,134

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 06/01/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 06/01/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

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January 01, 2019 Filed Jan 3, 2019 22:09 UTC Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000446 · tv510352_form4.xml · nonDerivative · entry 1

Krzeminski Laurel J · CIK 0001493187 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000444 · tv510350_form4.xml · derivative · entry 4

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:08 UTC Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000444 · tv510350_form4.xml · derivative · entry 3

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F2 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F2 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:08 UTC Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000444 · tv510350_form4.xml · nonDerivative · entry 2

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:08 UTC Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000444 · tv510350_form4.xml · nonDerivative · entry 1

Young Norbert W. · CIK 0001679800 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC
SWETS LARRY G JRDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000438 · tv510348_form4.xml · derivative · entry 5

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F4 · derivative.exercise_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

F4 · derivative.expiration_date: This award of RSUs was granted on 04/13/2018. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2019, January 1, 2020 and January 1, 2021, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC
SWETS LARRY G JRDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 1,066 $0.00 $0.00
Disclosure

SEC source: 0001144204-19-000438 · tv510348_form4.xml · derivative · entry 4

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,268

Underlying: Common Stock · 1,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

F3 · derivative.exercise_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

F3 · derivative.expiration_date: This award of RSUs was granted on 08/30/2017. The award is subject to service-based vesting conditions and vests in equal annual installments on each of January 1, 2018, January 1, 2019 and January 1, 2020, subject to continued service through the applicable vesting date.

Read SEC document
January 01, 2019 Filed Jan 3, 2019 22:06 UTC
SWETS LARRY G JRDirector · 10% owner
Exercise / conversionCommon Stock 1,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001144204-19-000438 · tv510348_form4.xml · nonDerivative · entry 2

SWETS LARRY G JR · CIK 0001409891 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Limbach Holdings, Inc. (the "Company") common stock, exempt under Rule 16b-3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.