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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 28, 2014 Filed Dec 2, 2014 20:34 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000196 · wf-form4_141755244227641.xml · nonDerivative · entry 1

Baicker Katherine · CIK 0001537067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,343

Read SEC document
November 28, 2014 Filed Dec 2, 2014 20:51 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000200 · wf-form4_141755346884700.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,982

Read SEC document
November 28, 2014 Filed Dec 2, 2014 20:53 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000202 · wf-form4_141755358238628.xml · nonDerivative · entry 1

HOOVER R DAVID · CIK 0001186033 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,108

Read SEC document
November 28, 2014 Filed Dec 2, 2014 20:55 UTC
HORN KAREN NDirector
GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000204 · wf-form4_141755370343020.xml · nonDerivative · entry 1

HORN KAREN N · CIK 0001136550 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,584

Read SEC document
November 28, 2014 Filed Dec 2, 2014 20:56 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000206 · wf-form4_141755380242503.xml · nonDerivative · entry 1

Kaelin William G Jr · CIK 0001551715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,978

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:01 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000210 · wf-form4_141755410104755.xml · nonDerivative · entry 1

OBERHELMAN DOUGLAS R · CIK 0001171770 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,675

Read SEC document
November 28, 2014 Filed Dec 2, 2014 20:59 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000208 · wf-form4_141755397741552.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,728

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:03 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000212 · wf-form4_141755420857171.xml · nonDerivative · entry 1

PRENDERGAST FRANKLYN G · CIK 0001233256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,810

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:05 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000214 · wf-form4_141755433581244.xml · nonDerivative · entry 1

Runge Marschall S · CIK 0001586197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,125

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:07 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000216 · wf-form4_141755446830006.xml · nonDerivative · entry 1

SEIFERT KATHI P · CIK 0001222893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,913

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:10 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000218 · wf-form4_141755459082446.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,464

Read SEC document
November 28, 2014 Filed Dec 2, 2014 21:37 UTC GrantCommon Stock 2,155 $67.29 $145,009.95
Disclosure

SEC source: 0000059478-14-000220 · wf-form4_141755623733494.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,593

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 9,789 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · derivative · entry 7

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,789 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 8,787 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · derivative · entry 6

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,787 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 8,752 $67.78 $593,210.56
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · nonDerivative · entry 4

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,436

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 9,789 $56.18 $549,946.02
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · nonDerivative · entry 3

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Tax withholdingCommon Stock 7,796 $67.78 $528,412.88
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · nonDerivative · entry 2

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,399

Read SEC document
November 19, 2014 Filed Nov 21, 2014 15:52 UTC
Simmons Jeffrey NSVP&Pres. Elanco Animal Health
Exercise / conversionCommon Stock 8,787 $55.65 $488,996.55
Disclosure

SEC source: 0000059478-14-000189 · wf-form4_141658514859976.xml · nonDerivative · entry 1

Simmons Jeffrey N · CIK 0001479079 · SVP&Pres. Elanco Animal Health

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2014 Filed Jan 29, 2015 18:26 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
GiftCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0000059478-15-000009 · wf-form5_142255599923302.xml · nonDerivative · entry 2

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,850

Read SEC document
November 13, 2014 Filed Nov 14, 2014 16:17 UTC SaleCommon Stock 200,000 $67.73 $13,546,000.00
Disclosure

SEC source: 0001209191-14-068726 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,775,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.42 to $68.00, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 11, 2014 Filed Nov 12, 2014 17:55 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 750 $68.49 $51,367.50
Disclosure

SEC source: 0000059478-14-000187 · wf-form4_141581489703980.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047

Read SEC document
November 07, 2014 Filed Nov 12, 2014 17:37 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 21,302 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,302 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2014 Filed Nov 12, 2014 17:37 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Tax withholdingCommon Stock 19,254 $66.96 $1,289,247.84
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,160

Read SEC document
November 07, 2014 Filed Nov 12, 2014 17:37 UTC
Zulueta Alfonso GSVP& Pres., Emerging Markets
Exercise / conversionCommon Stock 21,302 $55.65 $1,185,456.30
Disclosure

SEC source: 0000059478-14-000185 · wf-form4_141581383492359.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP& Pres., Emerging Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2014 Filed Nov 6, 2014 19:27 UTC SaleCommon Stock 180,000 $67.00 $12,060,000.00
Disclosure

SEC source: 0001209191-14-066951 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,975,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.76 to $67.46, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 04, 2014 Filed Nov 6, 2014 20:43 UTC
Walsh Fionnuala MSVP, Global Quality
SaleCommon Stock 15,000 $67.00 $1,005,000.00
Disclosure

SEC source: 0000059478-14-000183 · wf-form4_141530660022468.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,493

Read SEC document
November 03, 2014 Filed Nov 4, 2014 20:08 UTC
Conterno Enrique ASr. VP & Pres., Lilly Diabetes
SaleCommon Stock 5,000 $66.03 $330,150.00
Disclosure

SEC source: 0000059478-14-000181 · wf-form4_141513169758618.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,736

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 29, 2014.

Read SEC document
October 31, 2014 Filed Oct 31, 2014 18:08 UTC GrantCommon Stock 136 $63.10 $8,581.60
Disclosure

SEC source: 0000059478-14-000177 · wf-form4_141477889005972.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Read SEC document
October 31, 2014 Filed Nov 3, 2014 20:05 UTC SaleCommon Stock 9,399 $67.01 $629,826.99
Disclosure

SEC source: 0001209191-14-065770 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,155,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.93 to $67.10, inclusive.

Read SEC document
October 31, 2014 Filed Nov 3, 2014 20:05 UTC SaleCommon Stock 180,601 $66.37 $11,986,488.37
Disclosure

SEC source: 0001209191-14-065770 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,165,203

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.93 to $66.91, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionEmployee stock option 2/06 (right to buy) · Derivative 5,271 $0.00 Strike: $56.18 $0.00
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · derivative · entry 11

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires 2016-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 5,680 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · derivative · entry 10

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 0

Underlying: Common Stock · 5,680 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 9,586 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · derivative · entry 9

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,586 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
SaleCommon Stock 7,376 $66.58 $491,094.08
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 7

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 14,209

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 2,994 $66.80 $199,999.20
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 6

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 21,585

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 5,271 $56.18 $296,124.78
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 5

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 24,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 5,680 $55.65 $316,092.00
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 4

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by husband

Disclosed balance after: 19,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Tax withholdingCommon Stock 8,739 $66.80 $583,765.20
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 2

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,493

Read SEC document
October 31, 2014 Filed Nov 4, 2014 20:05 UTC
Walsh Fionnuala MSVP, Global Quality
Exercise / conversionCommon Stock 9,586 $55.65 $533,460.90
Disclosure

SEC source: 0000059478-14-000179 · wf-form4_141513153843265.xml · nonDerivative · entry 1

Walsh Fionnuala M · CIK 0001524637 · SVP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 19:59 UTC SaleCommon Stock 4,900 $66.94 $328,006.00
Disclosure

SEC source: 0001209191-14-065535 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,345,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.93 to $66.96, inclusive.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 19:59 UTC SaleCommon Stock 170,100 $66.57 $11,323,557.00
Disclosure

SEC source: 0001209191-14-065535 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,350,704

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.93 to $66.92, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionEmployee stock option (right to buy) · Derivative 127,811 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · derivative · entry 14

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127,811 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Tax withholdingCommon Stock 118,097 $64.83 $7,656,228.51
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 9

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 530,579

Read SEC document
October 29, 2014 Filed Oct 31, 2014 18:03 UTC
LECHLEITER JOHN CDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 127,811 $55.65 $7,112,682.15
Disclosure

SEC source: 0000059478-14-000176 · wf-form4_141477857451933.xml · nonDerivative · entry 8

LECHLEITER JOHN C · CIK 0001209281 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2014 Filed Oct 29, 2014 19:35 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionEmployee stock option 2/05 (right to buy) · Derivative 6,391 $0.00 Strike: $55.65 $0.00
Disclosure

SEC source: 0000059478-14-000171 · wf-form4_141461130105127.xml · derivative · entry 3

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,391 shares

Expires 2015-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2014 Filed Oct 29, 2014 19:35 UTC
Crowe Maria APresident, Mfg. Operations
Tax withholdingCommon Stock 5,612 $66.05 $370,672.60
Disclosure

SEC source: 0000059478-14-000171 · wf-form4_141461130105127.xml · nonDerivative · entry 2

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,045

Read SEC document
October 27, 2014 Filed Oct 29, 2014 19:35 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionCommon Stock 6,391 $55.65 $355,659.15
Disclosure

SEC source: 0000059478-14-000171 · wf-form4_141461130105127.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 24, 2014 Filed Oct 27, 2014 15:03 UTC
Crowe Maria APresident, Mfg. Operations
SaleCommon Stock 2,750 $65.77 $180,867.50
Disclosure

SEC source: 0000059478-14-000166 · wf-form4_141442219515377.xml · nonDerivative · entry 1

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,266

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.76 to $65.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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October 06, 2014 Filed Oct 7, 2014 18:05 UTC SaleCommon Stock 210,000 $65.63 $13,782,300.00
Disclosure

SEC source: 0001209191-14-062287 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,520,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.40 to $65.94, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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October 03, 2014 Filed Oct 6, 2014 18:17 UTC
Crowe Maria APresident, Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 9,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000059478-14-000161 · wf-form4_141261946378941.xml · derivative · entry 3

Crowe Maria A · CIK 0001538603 · President, Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,175 shares

Expires 2014-10-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.