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LLY

ELI LILLY & Co

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Tapewire entity
2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2018 Filed Nov 20, 2018 22:47 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000276 · wf-form4_154275402294040.xml · nonDerivative · entry 1

Runge Marschall S · CIK 0001586197 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,014

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:51 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000278 · wf-form4_154275425396796.xml · nonDerivative · entry 1

SEIFERT KATHI P · CIK 0001222893 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,370

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:53 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000280 · wf-form4_154275440903887.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,786

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:15 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000282 · wf-form4_154275572085634.xml · nonDerivative · entry 1

Baicker Katherine · CIK 0001537067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797

Read SEC document
November 19, 2018 Filed Nov 20, 2018 23:19 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000284 · wf-form4_154275593397414.xml · nonDerivative · entry 1

JACKSON JAMERE · CIK 0001601813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,016

Read SEC document
November 19, 2018 Filed Nov 20, 2018 19:40 UTC SaleCommon Stock 99,780 $115.65 $11,539,557.00
Disclosure

SEC source: 0001209191-18-059414 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,405,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $116.10, inclusive.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 19:40 UTC SaleCommon Stock 95,220 $114.96 $10,946,015.10
Disclosure

SEC source: 0001209191-18-059414 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,505,584

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.40 to $115.38, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 18:53 UTC SaleCommon Stock 200,000 $113.74 $22,747,000.00
Disclosure

SEC source: 0001209191-18-059117 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,600,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.40 to $114.295, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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November 13, 2018 Filed Nov 14, 2018 15:44 UTC SaleCommon Stock 2,460 $113.41 $278,978.76
Disclosure

SEC source: 0001209191-18-058432 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,800,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.21 to $113.76, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 15:51 UTC SaleCommon Stock 10,900 $114.40 $1,246,960.00
Disclosure

SEC source: 0001209191-18-058108 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,803,264

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.20 to $114.68, inclusive.

Read SEC document
November 12, 2018 Filed Nov 13, 2018 15:51 UTC SaleCommon Stock 191,640 $113.43 $21,737,916.84
Disclosure

SEC source: 0001209191-18-058108 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,814,164

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.20 to $114.19, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 12, 2018 Filed Feb 1, 2019 18:57 UTC
Harrington Michael JSenior VP and General Counsel
GiftCommon Stock 1,262 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000014 · wf-form5_154904745815105.xml · nonDerivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,770

Read SEC document
November 09, 2018 Filed Feb 1, 2019 19:00 UTC
Shah Aarti S.SVP & CIO
GiftCommon Stock 1,424 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000016 · wf-form5_154904764268951.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,285

Read SEC document
November 09, 2018 Filed Feb 1, 2019 19:04 UTC
Zakrowski Donald AChief Accounting Officer
GiftCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000018 · wf-form5_154904782815482.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,350

Read SEC document
November 03, 2018 Filed Nov 6, 2018 18:25 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 3,133 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,133 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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November 03, 2018 Filed Nov 6, 2018 18:25 UTC
Norton JohnaSenior VP, Global Quality
Tax withholdingCommon Stock 1,366 $106.75 $145,820.50
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,859

Read SEC document
November 03, 2018 Filed Nov 6, 2018 18:25 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionCommon Stock 3,133 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000258 · wf-form4_154152872203725.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2018 Filed Oct 18, 2018 18:26 UTC SaleCommon Stock 174,696 $113.25 $19,783,623.22
Disclosure

SEC source: 0001209191-18-055500 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,005,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.00 to $113.76, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:38 UTC GrantCommon Stock 99 $110.62 $10,951.38
Disclosure

SEC source: 0000059478-18-000247 · wf-form4_153980871005058.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,491

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:46 UTC GrantCommon Stock 49 $110.62 $5,420.38
Disclosure

SEC source: 0000059478-18-000249 · wf-form4_153980918850674.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,883

Read SEC document
October 15, 2018 Filed Oct 17, 2018 20:50 UTC GrantCommon Stock 87 $110.62 $9,623.94
Disclosure

SEC source: 0000059478-18-000251 · wf-form4_153980940121644.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,508

Read SEC document
October 09, 2018 Filed Oct 10, 2018 17:17 UTC SaleCommon Stock 10,672 $115.91 $1,237,012.86
Disclosure

SEC source: 0001209191-18-054625 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,180,500

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.90 to $115.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 17:14 UTC SaleCommon Stock 14,632 $115.91 $1,696,039.02
Disclosure

SEC source: 0001209191-18-054485 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,191,172

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.90 to $115.9853, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:08 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 7,000 $114.64 $802,480.00
Disclosure

SEC source: 0000059478-18-000240 · wf-form4_153876291479874.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $114.17 to $115.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:47 UTC SaleCommon Stock 500 $115.51 $57,753.00
Disclosure

SEC source: 0001209191-18-054354 · doc4.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,205,804

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.35 to $115.64, inclusive.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:47 UTC SaleCommon Stock 4,779 $114.70 $548,165.64
Disclosure

SEC source: 0001209191-18-054354 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,206,304

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.35 to $115.31, inclusive.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:47 UTC SaleCommon Stock 14,685 $113.74 $1,670,227.85
Disclosure

SEC source: 0001209191-18-054354 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,211,083

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.12 to $114.11, inclusive.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:47 UTC SaleCommon Stock 66,533 $112.65 $7,495,208.58
Disclosure

SEC source: 0001209191-18-054354 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,225,768

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.12 to $113.115, inclusive.

Read SEC document
October 04, 2018 Filed Oct 5, 2018 18:47 UTC SaleCommon Stock 29,541 $111.80 $3,302,595.18
Disclosure

SEC source: 0001209191-18-054354 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,292,301

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.12 to $112.11, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), and (5) to this Form 4.

Read SEC document
October 03, 2018 Filed Oct 4, 2018 18:29 UTC SaleCommon Stock 78,962 $109.01 $8,607,252.81
Disclosure

SEC source: 0001209191-18-054223 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,321,842

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.90 to $109.55, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 15:53 UTC SaleCommon Stock 107,553 $107.31 $11,541,082.22
Disclosure

SEC source: 0001209191-18-052648 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,400,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.90 to $107.73, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 27, 2018 Filed Sep 28, 2018 14:36 UTC SaleCommon Stock 92,447 $107.00 $9,891,644.11
Disclosure

SEC source: 0001209191-18-052529 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,508,357

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.90 to $107.16, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 16:26 UTC SaleCommon Stock 1,500 $107.32 $160,977.00
Disclosure

SEC source: 0001209191-18-052398 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,600,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.255 to $107.35, inclusive.

Read SEC document
September 26, 2018 Filed Sep 27, 2018 16:26 UTC SaleCommon Stock 132,910 $106.62 $14,171,395.84
Disclosure

SEC source: 0001209191-18-052398 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,602,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.25 to $107.23, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 25, 2018 Filed Sep 26, 2018 17:49 UTC SaleCommon Stock 55,590 $106.41 $5,915,165.13
Disclosure

SEC source: 0001209191-18-052257 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,735,214

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.25 to $106.59, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
September 18, 2018 Filed Sep 19, 2018 21:47 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 3,000 $107.00 $321,000.00
Disclosure

SEC source: 0000059478-18-000225 · wf-form4_153739365291067.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:47 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 3,000 $105.61 $316,830.00
Disclosure

SEC source: 0000059478-18-000225 · wf-form4_153739365291067.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:49 UTC GrantCommon Stock 105 $105.71 $11,099.55
Disclosure

SEC source: 0000059478-18-000226 · wf-form4_153739372778603.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,392

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:53 UTC GrantCommon Stock 120 $105.71 $12,685.20
Disclosure

SEC source: 0000059478-18-000228 · wf-form4_153739396725969.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,834

Read SEC document
September 17, 2018 Filed Sep 19, 2018 21:57 UTC GrantCommon Stock 87 $105.71 $9,196.77
Disclosure

SEC source: 0000059478-18-000230 · wf-form4_153739421626197.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,421

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:44 UTC SaleCommon Stock 41,949 $107.08 $4,491,982.82
Disclosure

SEC source: 0001209191-18-050196 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,790,804

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.23, inclusive.

Read SEC document
September 07, 2018 Filed Sep 10, 2018 16:44 UTC SaleCommon Stock 138,051 $106.66 $14,725,071.86
Disclosure

SEC source: 0001209191-18-050196 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,832,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.00 to $106.9914, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 04, 2018 Filed Sep 4, 2018 20:50 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 600 $105.57 $63,342.00
Disclosure

SEC source: 0000059478-18-000214 · wf-form4_153609422893951.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,530

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2018.

Read SEC document
August 30, 2018 Filed Aug 31, 2018 13:07 UTC SaleCommon Stock 190,000 $105.42 $20,030,370.00
Disclosure

SEC source: 0001209191-18-049028 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,970,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.40 to $105.63, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 16:58 UTC GrantCommon Stock 103 $105.82 $10,899.46
Disclosure

SEC source: 0000059478-18-000204 · wf-form4_153487069633902.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,071

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August 20, 2018 Filed Aug 21, 2018 17:04 UTC GrantCommon Stock 51 $105.82 $5,396.82
Disclosure

SEC source: 0000059478-18-000206 · wf-form4_153487104416669.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,401

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August 20, 2018 Filed Aug 21, 2018 17:11 UTC GrantCommon Stock 91 $105.82 $9,629.62
Disclosure

SEC source: 0000059478-18-000208 · wf-form4_153487144893424.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,302

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August 20, 2018 Filed Aug 21, 2018 18:12 UTC SaleCommon Stock 195,000 $105.89 $20,647,575.00
Disclosure

SEC source: 0001209191-18-047721 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,160,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.70 to $106.26, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 16, 2018 Filed Aug 17, 2018 19:08 UTC SaleCommon Stock 200,000 $104.50 $20,899,800.00
Disclosure

SEC source: 0001209191-18-047294 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,355,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.20 to $104.88, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 15, 2018 Filed Aug 16, 2018 18:52 UTC SaleCommon Stock 151,793 $103.23 $15,669,439.60
Disclosure

SEC source: 0001209191-18-046997 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,555,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.43, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.