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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2019 Filed Feb 5, 2019 23:43 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 1,492 $119.86 $178,831.12
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,409

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:43 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000032 · wf-form4_154941021277393.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:49 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000034 · wf-form4_154941055968100.xml · derivative · entry 4

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:49 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Tax withholdingCommon Stock 5,476 $119.86 $656,353.36
Disclosure

SEC source: 0000059478-19-000034 · wf-form4_154941055968100.xml · nonDerivative · entry 2

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,280

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:49 UTC
Conterno Enrique ASVP&Pres, LillyDiab & LillyUSA
Exercise / conversionCommon Stock 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000034 · wf-form4_154941055968100.xml · nonDerivative · entry 1

Conterno Enrique A · CIK 0001476151 · SVP&Pres, LillyDiab & LillyUSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:55 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 8,889 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000036 · wf-form4_154941093289519.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,889 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:55 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 3,995 $119.86 $478,840.70
Disclosure

SEC source: 0000059478-19-000036 · wf-form4_154941093289519.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,105

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:55 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 8,889 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000036 · wf-form4_154941093289519.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:59 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionRestricted Stock Unit · Derivative 12,778 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000038 · wf-form4_154941114595606.xml · derivative · entry 3

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,778 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:59 UTC
Harrington Michael JSenior VP and General Counsel
Tax withholdingCommon Stock 4,404 $119.86 $527,863.44
Disclosure

SEC source: 0000059478-19-000038 · wf-form4_154941114595606.xml · nonDerivative · entry 2

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,144

Read SEC document
February 01, 2019 Filed Feb 5, 2019 23:59 UTC
Harrington Michael JSenior VP and General Counsel
Exercise / conversionCommon Stock 12,778 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000038 · wf-form4_154941114595606.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · derivative · entry 4

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,222 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 5,485 $119.86 $657,432.10
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,223

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:04 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 12,222 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000040 · wf-form4_154941143494674.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:09 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionRestricted Stock Unit · Derivative 9,722 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000042 · wf-form4_154941175147496.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,722 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:09 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Tax withholdingCommon Stock 4,364 $119.86 $523,069.04
Disclosure

SEC source: 0000059478-19-000042 · wf-form4_154941175147496.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,582

Read SEC document
February 01, 2019 Filed Feb 6, 2019 00:09 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionCommon Stock 9,722 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000042 · wf-form4_154941175147496.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2019 Filed Feb 7, 2019 01:10 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionRestricted Stock Unit · Derivative 3,221 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000073 · wf-form4_154950181957323.xml · derivative · entry 7

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 0

Underlying: Common Stock · 3,221 shares

Expires 2019-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2019 Filed Feb 7, 2019 01:10 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Tax withholdingCommon Stock 1,491 $119.86 $178,711.26
Disclosure

SEC source: 0000059478-19-000073 · wf-form4_154950181957323.xml · nonDerivative · entry 2

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 52,684

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
February 01, 2019 Filed Feb 7, 2019 01:10 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
Exercise / conversionCommon Stock 3,221 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000073 · wf-form4_154950181957323.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 54,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:32 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 4,000 $120.00 $480,000.00
Disclosure

SEC source: 0000059478-19-000028 · wf-form4_154931592950395.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,224

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 15, 2018.

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:07 UTC GrantCommon Stock 93 $117.09 $10,889.37
Disclosure

SEC source: 0000059478-19-000002 · wf-form4_154837124193431.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,373

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:14 UTC GrantCommon Stock 91 $117.09 $10,655.19
Disclosure

SEC source: 0000059478-19-000004 · wf-form4_154837163948667.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,207

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:19 UTC GrantCommon Stock 58 $117.09 $6,791.22
Disclosure

SEC source: 0000059478-19-000006 · wf-form4_154837196046203.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,200

Read SEC document
January 22, 2019 Filed Jan 24, 2019 23:26 UTC GrantCommon Stock 17 $117.09 $1,990.53
Disclosure

SEC source: 0000059478-19-000008 · wf-form4_154837234447146.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,847

Read SEC document
January 22, 2019 Filed Jan 25, 2019 01:40 UTC
Walker KarenDirector
GrantCommon Stock 85 $117.09 $9,952.65
Disclosure

SEC source: 0000059478-19-000010 · wf-form4_154838044008818.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211

Read SEC document
January 17, 2019 Filed Jan 18, 2019 18:14 UTC SaleCommon Stock 41,444 $118.84 $4,925,122.07
Disclosure

SEC source: 0001209191-19-004484 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,825,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.60 to $119.13, inclusive.

Read SEC document
January 17, 2019 Filed Jan 18, 2019 18:14 UTC SaleCommon Stock 95,133 $118.11 $11,236,158.63
Disclosure

SEC source: 0001209191-19-004484 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,866,748

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.60 to $118.59, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
January 16, 2019 Filed Jan 17, 2019 18:15 UTC SaleCommon Stock 1,657 $117.87 $195,314.73
Disclosure

SEC source: 0001209191-19-004116 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,961,881

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.60 to $118.03, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 15, 2019 Filed Jan 16, 2019 19:36 UTC SaleCommon Stock 51,766 $117.74 $6,095,135.90
Disclosure

SEC source: 0001209191-19-003906 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,963,538

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.60 to $118.03, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:51 UTC GrantCommon Stock 89 $108.36 $9,644.04
Disclosure

SEC source: 0000059478-18-000297 · wf-form4_154525266128080.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,114

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:53 UTC GrantCommon Stock 50 $108.36 $5,418.00
Disclosure

SEC source: 0000059478-18-000299 · wf-form4_154525281867329.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,694

Read SEC document
December 17, 2018 Filed Dec 19, 2018 20:58 UTC GrantCommon Stock 101 $108.36 $10,944.36
Disclosure

SEC source: 0000059478-18-000301 · wf-form4_154525309499570.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,278

Read SEC document
December 17, 2018 Filed Dec 19, 2018 21:09 UTC
Walker KarenDirector
GrantCommon Stock 126 $115.81 $14,592.06
Disclosure

SEC source: 0000059478-18-000304 · wf-form4_154525373680051.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126

Read SEC document
December 10, 2018 Filed Dec 12, 2018 20:15 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
SaleCommon Stock 5,700 $113.59 $647,463.00
Disclosure

SEC source: 0000059478-18-000290 · wf-form4_154464569083766.xml · nonDerivative · entry 2

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 50,954

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

F4 · price: This transaction was executed in multiple trades at prices ranging from $113.45 to $113.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 20:15 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
SaleCommon Stock 19,300 $112.72 $2,175,496.00
Disclosure

SEC source: 0000059478-18-000290 · wf-form4_154464569083766.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 56,654

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2018.

F2 · price: This transaction was executed in multiple trades at prices ranging from $112.37 to $113.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 20:43 UTC SaleCommon Stock 15,500 $119.00 $1,844,535.65
Disclosure

SEC source: 0001209191-18-061219 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,015,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.70 to $119.465, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 20:14 UTC
White Anne E.SVP & Pres-Lilly Oncology
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000286 · wf-form4_154395442914579.xml · derivative · entry 3

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2018-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
December 02, 2018 Filed Dec 4, 2018 20:14 UTC
White Anne E.SVP & Pres-Lilly Oncology
Tax withholdingCommon Stock 3,306 $118.64 $392,223.84
Disclosure

SEC source: 0000059478-18-000286 · wf-form4_154395442914579.xml · nonDerivative · entry 2

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,797

Read SEC document
December 02, 2018 Filed Dec 4, 2018 20:14 UTC
White Anne E.SVP & Pres-Lilly Oncology
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0000059478-18-000286 · wf-form4_154395442914579.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:52 UTC SaleCommon Stock 600 $117.89 $70,734.00
Disclosure

SEC source: 0001209191-18-060331 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,030,804

F2 · price: These shares were sold at a price of $117.89 as reported in Column 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 16:52 UTC SaleCommon Stock 184,400 $117.42 $21,651,694.80
Disclosure

SEC source: 0001209191-18-060331 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,031,404

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.89 to $117.87, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 28, 2018 Filed Nov 29, 2018 15:55 UTC SaleCommon Stock 190,000 $115.57 $21,957,939.00
Disclosure

SEC source: 0001209191-18-060187 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,215,804

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.40 to $115.82, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
November 19, 2018 Filed Nov 20, 2018 22:16 UTC GrantCommon Stock 1,605 $115.81 $185,875.05
Disclosure

SEC source: 0000059478-18-000262 · wf-form4_154275219717054.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,096

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November 19, 2018 Filed Nov 20, 2018 22:19 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000264 · wf-form4_154275237201466.xml · nonDerivative · entry 1

Bertozzi Carolyn R · CIK 0001698766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307

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November 19, 2018 Filed Nov 20, 2018 22:27 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000266 · wf-form4_154275281789804.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,235

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November 19, 2018 Filed Nov 20, 2018 22:32 UTC GrantCommon Stock 1,558 $115.81 $180,431.98
Disclosure

SEC source: 0000059478-18-000268 · wf-form4_154275313920891.xml · nonDerivative · entry 1

Fyrwald J Erik · CIK 0001343564 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,441

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November 19, 2018 Filed Nov 20, 2018 22:37 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000270 · wf-form4_154275341805799.xml · nonDerivative · entry 1

Kaelin William G Jr · CIK 0001551715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,282

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November 19, 2018 Filed Nov 20, 2018 22:41 UTC GrantCommon Stock 1,594 $115.81 $184,601.14
Disclosure

SEC source: 0000059478-18-000272 · wf-form4_154275365158652.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,102

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November 19, 2018 Filed Nov 20, 2018 22:44 UTC GrantCommon Stock 1,511 $115.81 $174,988.91
Disclosure

SEC source: 0000059478-18-000274 · wf-form4_154275387386317.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,908

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.