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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Sep 9, 2019 15:59 UTC Amendment
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 3,808 $113.69 $432,931.52
Disclosure

SEC source: 0000059478-19-000246 · wf-form4a_156804473200793.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,806

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2019.

F3 · price: This transaction is being amended to correct the price range reported on the Form 4 filed on 09/04/19. This transaction was executed in multiple trades at prices ranging from $113.50 to $113.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2019 Filed Sep 9, 2019 15:59 UTC Amendment
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 11,192 $112.88 $1,263,352.96
Disclosure

SEC source: 0000059478-19-000246 · wf-form4a_156804473200793.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,614

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2019.

F2 · price: This transaction is being amended to correct the price range reported on the Form 4 filed on 09/04/19. This transaction was executed in multiple trades at prices ranging from $112.50 to $113.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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August 19, 2019 Filed Aug 21, 2019 13:42 UTC GrantCommon Stock 97 $112.53 $10,915.41
Disclosure

SEC source: 0000059478-19-000234 · wf-form4_156639491489417.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,494

Read SEC document
August 19, 2019 Filed Aug 21, 2019 13:45 UTC GrantCommon Stock 121 $112.53 $13,616.13
Disclosure

SEC source: 0000059478-19-000236 · wf-form4_156639509538589.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,038

Read SEC document
August 19, 2019 Filed Aug 21, 2019 13:47 UTC GrantCommon Stock 18 $112.53 $2,025.54
Disclosure

SEC source: 0000059478-19-000238 · wf-form4_156639525736706.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,481

Read SEC document
August 19, 2019 Filed Aug 21, 2019 13:50 UTC
Walker KarenDirector
GrantCommon Stock 110 $112.53 $12,378.30
Disclosure

SEC source: 0000059478-19-000240 · wf-form4_156639539372994.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937

Read SEC document
July 15, 2019 Filed Jul 15, 2019 19:46 UTC
Smiley Joshua LSVP and CFO
PurchaseCommon Stock 185 $108.47 $20,066.95
Disclosure

SEC source: 0000059478-19-000218 · wf-form4_156321999834580.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,595

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $108.00 to $109.09. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:16 UTC GrantCommon Stock 101 $108.47 $10,955.47
Disclosure

SEC source: 0000059478-19-000220 · wf-form4_156329017328354.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,397

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:19 UTC GrantCommon Stock 125 $108.47 $13,558.75
Disclosure

SEC source: 0000059478-19-000222 · wf-form4_156329033066083.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,917

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:22 UTC GrantCommon Stock 19 $108.47 $2,060.93
Disclosure

SEC source: 0000059478-19-000224 · wf-form4_156329050648674.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,463

Read SEC document
July 15, 2019 Filed Jul 16, 2019 15:24 UTC
Walker KarenDirector
GrantCommon Stock 114 $108.47 $12,365.58
Disclosure

SEC source: 0000059478-19-000226 · wf-form4_156329066636023.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 827

Read SEC document
July 05, 2019 Filed Jul 8, 2019 19:57 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionRestricted Stock Unit · Derivative 2,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000214 · wf-form4_156261581139152.xml · derivative · entry 3

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 2,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in three installments, 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

F2 · derivative.expiration_date: The Restricted Stock Units vest in three installments, 2,394 on July 5, 2018, 2,394 on July 5, 2019, and 2,468 on July 5, 2020.

Read SEC document
July 05, 2019 Filed Jul 8, 2019 19:57 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Tax withholdingCommon Stock 1,080 $114.42 $123,573.60
Disclosure

SEC source: 0000059478-19-000214 · wf-form4_156261581139152.xml · nonDerivative · entry 2

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956

Read SEC document
July 05, 2019 Filed Jul 8, 2019 19:57 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
Exercise / conversionCommon Stock 2,394 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000214 · wf-form4_156261581139152.xml · nonDerivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:34 UTC
Walker KarenDirector
GrantCommon Stock 87 $113.40 $9,865.80
Disclosure

SEC source: 0000059478-19-000206 · wf-form4_156088644161457.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:35 UTC GrantCommon Stock 18 $113.40 $2,041.20
Disclosure

SEC source: 0000059478-19-000207 · wf-form4_156088650351205.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,444

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:36 UTC GrantCommon Stock 120 $113.40 $13,608.00
Disclosure

SEC source: 0000059478-19-000208 · wf-form4_156088658146902.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,792

Read SEC document
June 17, 2019 Filed Jun 18, 2019 19:38 UTC GrantCommon Stock 96 $113.40 $10,886.40
Disclosure

SEC source: 0000059478-19-000209 · wf-form4_156088669537013.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,296

Read SEC document
June 05, 2019 Filed Jun 5, 2019 18:15 UTC
Smiley Joshua LSVP and CFO
PurchaseCommon Stock 426 $118.03 $50,280.78
Disclosure

SEC source: 0000059478-19-000201 · wf-form4_155975850983762.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,410

Read SEC document
June 03, 2019 Filed Jun 4, 2019 17:57 UTC
Harrington Michael JSenior VP and General Counsel
SaleCommon Stock 16,000 $116.72 $1,867,520.00
Disclosure

SEC source: 0000059478-19-000199 · wf-form4_155967100770907.xml · nonDerivative · entry 1

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,300

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 1, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $116.36 to $117.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2019 Filed May 22, 2019 12:23 UTC
Walker KarenDirector
GrantCommon Stock 171 $116.23 $19,875.33
Disclosure

SEC source: 0000059478-19-000194 · wf-form4_155852777050319.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623

Read SEC document
May 20, 2019 Filed May 22, 2019 12:24 UTC GrantCommon Stock 17 $116.23 $1,975.91
Disclosure

SEC source: 0000059478-19-000195 · wf-form4_155852788100301.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,366

Read SEC document
May 20, 2019 Filed May 22, 2019 12:27 UTC GrantCommon Stock 117 $116.23 $13,598.91
Disclosure

SEC source: 0000059478-19-000196 · wf-form4_155852801381418.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,624

Read SEC document
May 20, 2019 Filed May 22, 2019 12:28 UTC GrantCommon Stock 94 $116.23 $10,925.62
Disclosure

SEC source: 0000059478-19-000197 · wf-form4_155852810377887.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,952

Read SEC document
May 03, 2019 Filed May 7, 2019 18:18 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
SaleCommon Stock 500 $117.99 $58,995.00
Disclosure

SEC source: 0000059478-19-000183 · wf-form4_155725307162586.xml · nonDerivative · entry 2

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $117.82 to $118.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2019 Filed May 7, 2019 18:18 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
SaleCommon Stock 7,077 $117.08 $828,575.16
Disclosure

SEC source: 0000059478-19-000183 · wf-form4_155725307162586.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $116.68 to $117.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 03, 2019 Filed May 16, 2019 20:44 UTC Amendment
Shaw ChristiSVP and Pres., Lilly Bio-Meds
SaleCommon Stock 7,077 $117.08 $828,575.16
Disclosure

SEC source: 0000059478-19-000189 · wf-form4a_155803944803676.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

F1 · security: This amendment is being filed solely to gain access to the filing system in order to attach the power of attorney authorization. This line item is being re-reported for this purpose.

F2 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $116.68 to $117.46. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:04 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Exercise / conversionRestricted Stock Unit · Derivative 13,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000181 · wf-form4_155691382911366.xml · derivative · entry 3

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,750 shares

Expires 2019-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested in two equal installments on May 1, 2018 and May 1, 2019.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:04 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Tax withholdingCommon Stock 6,173 $117.04 $722,487.92
Disclosure

SEC source: 0000059478-19-000181 · wf-form4_155691382911366.xml · nonDerivative · entry 2

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,577

Read SEC document
May 01, 2019 Filed May 3, 2019 20:04 UTC
Shaw ChristiSVP and Pres., Lilly Bio-Meds
Exercise / conversionCommon Stock 13,750 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000181 · wf-form4_155691382911366.xml · nonDerivative · entry 1

Shaw Christi · CIK 0001702473 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 18:57 UTC GrantCommon Stock 88 $124.08 $10,919.04
Disclosure

SEC source: 0000059478-19-000159 · wf-form4_155552742943767.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,858

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:35 UTC GrantCommon Stock 86 $124.08 $10,670.88
Disclosure

SEC source: 0000059478-19-000161 · wf-form4_155552969858464.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,507

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:41 UTC GrantCommon Stock 55 $124.08 $6,824.40
Disclosure

SEC source: 0000059478-19-000163 · wf-form4_155553008465796.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,645

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:45 UTC GrantCommon Stock 16 $124.08 $1,985.28
Disclosure

SEC source: 0000059478-19-000165 · wf-form4_155553033182308.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,349

Read SEC document
April 15, 2019 Filed Apr 17, 2019 19:49 UTC
Walker KarenDirector
GrantCommon Stock 80 $124.08 $9,926.40
Disclosure

SEC source: 0000059478-19-000167 · wf-form4_155553052855423.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Read SEC document
April 12, 2019 Filed Apr 16, 2019 18:36 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
SaleCommon Stock 4,735 $125.15 $592,585.25
Disclosure

SEC source: 0000059478-19-000155 · wf-form4_155543979771441.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

Read SEC document
April 12, 2019 Filed Apr 16, 2019 18:48 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 10,000 $124.65 $1,246,500.00
Disclosure

SEC source: 0000059478-19-000157 · wf-form4_155544046907704.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,806

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $124.22 to $125.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 05, 2019 Filed Apr 8, 2019 18:54 UTC
Shah Aarti S.SVP & CIO
SaleCommon Stock 1,800 $125.85 $226,530.00
Disclosure

SEC source: 0000059478-19-000153 · wf-form4_155474967555852.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,425

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 5, 2019.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 18:57 UTC SaleCommon Stock 3,714 $132.02 $490,311.14
Disclosure

SEC source: 0001209191-19-021409 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,810,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.0153 to $132.0211, inclusive.

Read SEC document
March 26, 2019 Filed Mar 27, 2019 18:57 UTC SaleCommon Stock 201,286 $131.40 $26,448,376.54
Disclosure

SEC source: 0001209191-19-021409 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,814,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.98, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 22, 2019 Filed Mar 22, 2019 19:16 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 1,000 $128.50 $128,500.00
Disclosure

SEC source: 0000059478-19-000151 · wf-form4_155328215446512.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,595

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 18:10 UTC GrantCommon Stock 87 $125.24 $10,895.88
Disclosure

SEC source: 0000059478-19-000134 · wf-form4_155310540294669.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,770

Read SEC document
March 18, 2019 Filed Mar 20, 2019 18:17 UTC GrantCommon Stock 85 $125.24 $10,645.40
Disclosure

SEC source: 0000059478-19-000136 · wf-form4_155310583142708.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,421

Read SEC document
March 18, 2019 Filed Mar 20, 2019 18:37 UTC GrantCommon Stock 54 $125.24 $6,762.96
Disclosure

SEC source: 0000059478-19-000138 · wf-form4_155310703973960.xml · nonDerivative · entry 1

MARRAM ELLEN R · CIK 0001234124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,590

Read SEC document
March 18, 2019 Filed Mar 20, 2019 18:41 UTC GrantCommon Stock 16 $125.24 $2,003.84
Disclosure

SEC source: 0000059478-19-000140 · wf-form4_155310729316011.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,333

Read SEC document
March 18, 2019 Filed Mar 20, 2019 18:46 UTC
Walker KarenDirector
GrantCommon Stock 79 $125.24 $9,893.96
Disclosure

SEC source: 0000059478-19-000142 · wf-form4_155310756192102.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372

Read SEC document
March 15, 2019 Filed Apr 16, 2019 18:36 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GiftCommon Stock 1,815 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000155 · wf-form4_155543979771441.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,270

Read SEC document
March 12, 2019 Filed Mar 13, 2019 16:47 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 14,847 $123.16 $1,828,556.52
Disclosure

SEC source: 0000059478-19-000129 · wf-form4_155249564059588.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,663

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 20, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $122.68 to $123.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 07, 2019 Filed Feb 3, 2020 21:50 UTC
Norton JohnaSenior VP, Global Quality
GiftCommon Stock 196 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000014 · wf-form5_158076658467404.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,623

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March 06, 2019 Filed Apr 8, 2019 18:54 UTC
Shah Aarti S.SVP & CIO
GiftCommon Stock 1,105 $0.00 $0.00
Disclosure

SEC source: 0000059478-19-000153 · wf-form4_155474967555852.xml · nonDerivative · entry 2

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,320

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.