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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2020 Filed Feb 13, 2020 23:11 UTC
Shah Aarti S.SVP & CIO
GrantRestricted Stock Unit · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000042 · wf-form4_158163548313358.xml · derivative · entry 3

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282

Underlying: Common Stock · 6,282 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:11 UTC
Shah Aarti S.SVP & CIO
GrantCommon Stock 3,767 $144.25 $543,389.75
Disclosure

SEC source: 0000059478-20-000042 · wf-form4_158163548313358.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,087

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:13 UTC
Skovronsky DanielSVP, CSO, and Pres. LRL
GrantCommon Stock 21,341 $144.25 $3,078,439.25
Disclosure

SEC source: 0000059478-20-000044 · wf-form4_158163562070805.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · SVP, CSO, and Pres. LRL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,159

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:17 UTC
Smiley Joshua LSVP and CFO
GrantRestricted Stock Unit · Derivative 19,266 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000046 · wf-form4_158163583321508.xml · derivative · entry 3

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,266

Underlying: Common Stock · 19,266 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:17 UTC
Smiley Joshua LSVP and CFO
GrantCommon Stock 5,447 $144.25 $785,729.75
Disclosure

SEC source: 0000059478-20-000046 · wf-form4_158163583321508.xml · nonDerivative · entry 1

Smiley Joshua L · CIK 0001725189 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,971

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:19 UTC
White Anne E.SVP & Pres-Lilly Oncology
GrantCommon Stock 7,079 $144.25 $1,021,145.75
Disclosure

SEC source: 0000059478-20-000048 · wf-form4_158163596956610.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · SVP & Pres-Lilly Oncology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,122

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:23 UTC
Zakrowski Donald AChief Accounting Officer
GrantCommon Stock 3,845 $144.25 $554,641.25
Disclosure

SEC source: 0000059478-20-000050 · wf-form4_158163617674766.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,440

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:25 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantRestricted Stock Unit · Derivative 16,754 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000052 · wf-form4_158163631047243.xml · derivative · entry 3

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,754

Underlying: Common Stock · 16,754 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:25 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
GrantCommon Stock 18,322 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000052 · wf-form4_158163631047243.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,646

Read SEC document
February 05, 2020 Filed Feb 6, 2020 19:27 UTC SaleCommon Stock 69,047 $147.10 $10,156,744.65
Disclosure

SEC source: 0001209191-20-007128 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,520,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.905 to $147.34, inclusive.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 19:27 UTC SaleCommon Stock 130,953 $146.35 $19,165,063.22
Disclosure

SEC source: 0001209191-20-007128 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,589,351

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.90 to $146.85, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionRestricted Stock Unit · Derivative 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · derivative · entry 4

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,896 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Tax withholdingCommon Stock 2,174 $139.64 $303,577.36
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · nonDerivative · entry 2

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,992

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:44 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
Exercise / conversionCommon Stock 4,896 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000016 · wf-form4_158084903354660.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:47 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionRestricted Stock Unit · Derivative 13,055 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000018 · wf-form4_158084925506456.xml · derivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,055 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:47 UTC
Fry Stephen FSVP, HR & Diversity
Tax withholdingCommon Stock 5,851 $139.64 $817,033.64
Disclosure

SEC source: 0000059478-20-000018 · wf-form4_158084925506456.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,415

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:47 UTC
Fry Stephen FSVP, HR & Diversity
Exercise / conversionCommon Stock 13,055 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000018 · wf-form4_158084925506456.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC
Ricks David ADirector · President & CEO
Exercise / conversionRestricted Stock Unit · Derivative 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,350 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC
Ricks David ADirector · President & CEO
Tax withholdingCommon Stock 31,089 $139.64 $4,341,267.96
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 2

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,666

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:54 UTC
Ricks David ADirector · President & CEO
Exercise / conversionCommon Stock 69,350 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:59 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionRestricted Stock Unit · Derivative 16,317 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000022 · wf-form4_158084994011889.xml · derivative · entry 4

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,317 shares

Expires 2020-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:59 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Tax withholdingCommon Stock 7,299 $139.64 $1,019,232.36
Disclosure

SEC source: 0000059478-20-000022 · wf-form4_158084994011889.xml · nonDerivative · entry 2

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,324

Read SEC document
February 01, 2020 Filed Feb 4, 2020 20:59 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
Exercise / conversionCommon Stock 16,317 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000022 · wf-form4_158084994011889.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 20:54 UTC
Ricks David ADirector · President & CEO
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000020 · wf-form4_158084966166007.xml · nonDerivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,666

Read SEC document
January 21, 2020 Filed Jan 23, 2020 22:55 UTC GrantCommon Stock 14 $140.91 $1,972.74
Disclosure

SEC source: 0000059478-20-000008 · wf-form4_157982011591896.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,081

Read SEC document
January 13, 2020 Filed Jan 14, 2020 18:37 UTC SaleCommon Stock 21,245 $139.62 $2,966,226.90
Disclosure

SEC source: 0001209191-20-003268 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,720,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.33 to $139.97, inclusive.

Read SEC document
January 13, 2020 Filed Jan 14, 2020 18:37 UTC SaleCommon Stock 183,755 $138.84 $25,512,268.57
Disclosure

SEC source: 0001209191-20-003268 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,741,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.33 to $139.32, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
January 10, 2020 Filed Jan 13, 2020 16:00 UTC SaleCommon Stock 210,000 $138.00 $28,979,013.00
Disclosure

SEC source: 0001209191-20-003164 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,925,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.70 to $138.27, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 18:45 UTC SaleCommon Stock 920 $136.32 $125,417.16
Disclosure

SEC source: 0001209191-20-002979 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,135,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.31 to $136.36, inclusive.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 18:45 UTC SaleCommon Stock 219,080 $135.79 $29,749,311.36
Disclosure

SEC source: 0001209191-20-002979 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,136,224

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.31 to $136.3021, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 19:04 UTC SaleCommon Stock 30,434 $134.04 $4,079,342.93
Disclosure

SEC source: 0001209191-20-002675 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,355,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.90 to $134.205, inclusive.

Read SEC document
January 08, 2020 Filed Jan 9, 2020 19:04 UTC SaleCommon Stock 142,216 $133.17 $18,938,762.50
Disclosure

SEC source: 0001209191-20-002675 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,385,738

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.90 to $133.89, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
January 07, 2020 Filed Jan 8, 2020 16:33 UTC SaleCommon Stock 32,645 $132.90 $4,338,579.26
Disclosure

SEC source: 0001209191-20-002450 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,527,954

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.90 to $132.925, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 22:01 UTC
Harrington Michael JSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 1,608 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000002 · wf-form4_157834805509678.xml · derivative · entry 4

Harrington Michael J · CIK 0001566340 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Underlying: Common Stock · 1,608 shares

Expires 2021-01-02

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 14:48 UTC SaleCommon Stock 19,705 $132.90 $2,618,812.23
Disclosure

SEC source: 0001209191-19-061674 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,560,599

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.90 to $132.93, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:36 UTC SaleCommon Stock 163,014 $129.45 $21,101,999.29
Disclosure

SEC source: 0001209191-19-061259 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,580,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.17 to $129.96, inclusive.

Read SEC document
December 18, 2019 Filed Dec 19, 2019 19:36 UTC SaleCommon Stock 56,986 $128.84 $7,341,848.30
Disclosure

SEC source: 0001209191-19-061259 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,743,318

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.16 to $129.15, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 16:31 UTC SaleCommon Stock 34,182 $126.60 $4,327,577.93
Disclosure

SEC source: 0001209191-19-061070 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,800,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.27 to $126.99, inclusive.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 16:31 UTC SaleCommon Stock 110,527 $125.81 $13,905,733.45
Disclosure

SEC source: 0001209191-19-061070 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,834,486

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.27 to $126.26, inclusive.

Read SEC document
December 17, 2019 Filed Dec 18, 2019 16:31 UTC SaleCommon Stock 70,291 $125.06 $8,790,241.01
Disclosure

SEC source: 0001209191-19-061070 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,945,013

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.27 to $125.26, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:48 UTC GrantCommon Stock 89 $122.85 $10,933.65
Disclosure

SEC source: 0000059478-19-000324 · wf-form4_157669847131436.xml · nonDerivative · entry 1

Alvarez Ralph · CIK 0001310215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:51 UTC GrantCommon Stock 111 $122.85 $13,636.35
Disclosure

SEC source: 0000059478-19-000326 · wf-form4_157669865882058.xml · nonDerivative · entry 1

LUCIANO JUAN R · CIK 0001455792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,152

Read SEC document
December 16, 2019 Filed Dec 18, 2019 19:53 UTC GrantCommon Stock 17 $122.85 $2,088.45
Disclosure

SEC source: 0000059478-19-000328 · wf-form4_157669881952231.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,067

Read SEC document
December 16, 2019 Filed Dec 18, 2019 20:02 UTC
Walker KarenDirector
GrantCommon Stock 81 $122.85 $9,950.85
Disclosure

SEC source: 0000059478-19-000330 · wf-form4_157669932904464.xml · nonDerivative · entry 1

Walker Karen · CIK 0001642519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,921

Read SEC document
December 09, 2019 Filed Dec 10, 2019 16:49 UTC SaleCommon Stock 10,962 $119.70 $1,312,151.40
Disclosure

SEC source: 0001209191-19-059788 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,015,304

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December 06, 2019 Filed Dec 9, 2019 21:37 UTC
Zulueta Alfonso GSVP & President, Lilly Int'l
SaleCommon Stock 4,500 $120.00 $540,000.00
Disclosure

SEC source: 0000059478-19-000318 · wf-form4_157592745258343.xml · nonDerivative · entry 1

Zulueta Alfonso G · CIK 0001596336 · SVP & President, Lilly Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,306

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 31, 2019.

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December 06, 2019 Filed Dec 9, 2019 14:51 UTC SaleCommon Stock 400 $120.70 $48,280.00
Disclosure

SEC source: 0001209191-19-059548 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,026,266

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December 06, 2019 Filed Dec 9, 2019 14:51 UTC SaleCommon Stock 193,638 $120.15 $23,265,218.42
Disclosure

SEC source: 0001209191-19-059548 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,026,666

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.70 to $120.69, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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December 06, 2019 Filed Dec 10, 2019 16:56 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
SaleCommon Stock 25,000 $120.00 $3,000,000.00
Disclosure

SEC source: 0000059478-19-000320 · wf-form4_157599695974979.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 33,414

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting persons spouse on May 16, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $120.00 to $120.33. The price reported reflects the weighted average purchase price. The spouse of the reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: This share balance includes a rollover distribution on 02/28/19 of 1095 shares from reporting persons spouse's 401(k) account.

F4 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

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December 04, 2019 Filed Dec 5, 2019 18:31 UTC SaleCommon Stock 210,000 $118.52 $24,890,040.00
Disclosure

SEC source: 0001209191-19-059237 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,220,304

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.25 to $118.79, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.