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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2020 Filed Feb 2, 2021 22:12 UTC
Shah Aarti S.SVP & CIDO
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000059478-21-000014 · wf-form5_161230396101811.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIDO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

Read SEC document
April 23, 2020 Filed Apr 27, 2020 14:39 UTC SaleCommon Stock 16,709 $161.98 $2,706,590.66
Disclosure

SEC source: 0001209191-20-025751 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,430,304

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.63 to $162.39, inclusive.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 14:39 UTC SaleCommon Stock 20,831 $160.90 $3,351,666.24
Disclosure

SEC source: 0001209191-20-025751 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,447,013

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.63 to $161.60, inclusive.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 14:39 UTC SaleCommon Stock 125,314 $160.14 $20,067,621.05
Disclosure

SEC source: 0001209191-20-025751 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,467,844

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.63 to $160.625, inclusive.

Read SEC document
April 23, 2020 Filed Apr 27, 2020 14:39 UTC SaleCommon Stock 67,146 $159.36 $10,700,708.86
Disclosure

SEC source: 0001209191-20-025751 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,593,158

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $158.63 to $159.625, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3) and (4) to this Form 4.

Read SEC document
April 20, 2020 Filed Apr 22, 2020 15:29 UTC GrantCommon Stock 12 $157.79 $1,893.48
Disclosure

SEC source: 0000059478-20-000096 · wf-form4_158756933894103.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,188

Read SEC document
April 14, 2020 Filed Apr 16, 2020 15:23 UTC
Shah Aarti S.SVP & CIO
SaleCommon Stock 2,000 $150.00 $300,000.00
Disclosure

SEC source: 0000059478-20-000094 · wf-form4_158705057891294.xml · nonDerivative · entry 1

Shah Aarti S. · CIK 0001725292 · SVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,087

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 18:43 UTC SaleCommon Stock 89,949 $145.85 $13,118,791.80
Disclosure

SEC source: 0001209191-20-024193 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,660,304

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $145.51 to $146.30, inclusive.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 18:43 UTC SaleCommon Stock 140,051 $145.14 $20,326,750.05
Disclosure

SEC source: 0001209191-20-024193 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,750,253

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.51 to $145.50, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 16:49 UTC SaleCommon Stock 1,900 $144.69 $274,901.50
Disclosure

SEC source: 0001209191-20-023901 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,890,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.50 to $144.76, inclusive.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 16:49 UTC SaleCommon Stock 68,927 $143.91 $9,919,539.60
Disclosure

SEC source: 0001209191-20-023901 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,892,204

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.50 to $144.49, inclusive.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 16:49 UTC SaleCommon Stock 101,488 $142.70 $14,481,840.31
Disclosure

SEC source: 0001209191-20-023901 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,961,131

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.50 to $143.49, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 15:40 UTC SaleCommon Stock 15,962 $142.73 $2,278,321.70
Disclosure

SEC source: 0001209191-20-023707 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,062,619

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.50 to $143.15, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 18:42 UTC SaleCommon Stock 6,279 $143.68 $902,173.00
Disclosure

SEC source: 0001209191-20-023570 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,078,581

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.51 to $143.96, inclusive.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 18:42 UTC SaleCommon Stock 20,444 $143.04 $2,924,319.98
Disclosure

SEC source: 0001209191-20-023570 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,084,860

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.50 to $143.4875, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 16:42 UTC SaleCommon Stock 6,132 $142.26 $872,350.58
Disclosure

SEC source: 0001209191-20-023001 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,105,304

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.69, inclusive.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 16:42 UTC SaleCommon Stock 43,894 $141.42 $6,207,489.48
Disclosure

SEC source: 0001209191-20-023001 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,111,436

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.99, inclusive.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 16:42 UTC SaleCommon Stock 116,012 $140.46 $16,294,813.50
Disclosure

SEC source: 0001209191-20-023001 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,155,330

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
March 31, 2020 Filed Apr 1, 2020 17:47 UTC SaleCommon Stock 38,962 $140.07 $5,457,473.58
Disclosure

SEC source: 0001209191-20-022039 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,271,342

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.44, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 15:50 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 884 $137.23 $121,311.32
Disclosure

SEC source: 0000059478-20-000086 · wf-form4_158566982249782.xml · nonDerivative · entry 4

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,415

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $136.88 to $137.50. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 15:50 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 615 $136.34 $83,849.10
Disclosure

SEC source: 0000059478-20-000086 · wf-form4_158566982249782.xml · nonDerivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,299

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $135.90 to $136.59. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 15:50 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 1,658 $135.31 $224,343.98
Disclosure

SEC source: 0000059478-20-000086 · wf-form4_158566982249782.xml · nonDerivative · entry 2

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,914

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $134.85 to $135.66. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 15:50 UTC
Fry Stephen FSVP, HR & Diversity
SaleCommon Stock 11,500 $133.82 $1,538,930.00
Disclosure

SEC source: 0000059478-20-000086 · wf-form4_158566982249782.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,572

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $133.76 to $134.59. The price reported reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 20:03 UTC SaleCommon Stock 200 $141.70 $28,340.00
Disclosure

SEC source: 0001209191-20-021790 · doc4.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,310,304

Read SEC document
March 30, 2020 Filed Mar 31, 2020 20:03 UTC SaleCommon Stock 19,026 $140.90 $2,680,759.59
Disclosure

SEC source: 0001209191-20-021790 · doc4.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,310,504

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.53 to $141.15, inclusive.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 20:03 UTC SaleCommon Stock 55,965 $139.97 $7,833,460.23
Disclosure

SEC source: 0001209191-20-021790 · doc4.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,329,530

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.52 to $140.51, inclusive.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 20:03 UTC SaleCommon Stock 55,973 $138.98 $7,778,954.02
Disclosure

SEC source: 0001209191-20-021790 · doc4.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,385,495

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.52 to $139.51, inclusive.

Read SEC document
March 30, 2020 Filed Mar 31, 2020 20:03 UTC SaleCommon Stock 78,836 $138.16 $10,892,044.83
Disclosure

SEC source: 0001209191-20-021790 · doc4.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,441,468

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.52 to $138.5125, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), and (4) to this Form 4.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 14:44 UTC
Norton JohnaSenior VP, Global Quality
SaleCommon Stock 4,727 $131.00 $619,237.00
Disclosure

SEC source: 0000059478-20-000074 · wf-form4_158454263137522.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,674

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 14:47 UTC GrantCommon Stock 15 $129.38 $1,940.70
Disclosure

SEC source: 0000059478-20-000076 · wf-form4_158454282875543.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,176

Read SEC document
March 04, 2020 Filed Mar 6, 2020 15:46 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
SaleCommon Stock 25,000 $140.15 $3,503,750.00
Disclosure

SEC source: 0000059478-20-000072 · wf-form4_158350957932757.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · by spouse

Disclosed balance after: 8,469

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 31, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $140.00 to $140.51. The price reported reflects the weighted average purchase price. The spouse of the reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.direct: Reporting person disclaims beneficial ownership of these shares.

Read SEC document
March 02, 2020 Filed Mar 3, 2020 20:27 UTC
Zakrowski Donald AChief Accounting Officer
SaleCommon Stock 3,700 $128.00 $473,600.00
Disclosure

SEC source: 0000059478-20-000070 · wf-form4_158326721653347.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,740

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2019.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 20:08 UTC
Hakim AnatSenior VP & General Counsel
GrantRestricted Stock Unit · Derivative 15,857 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000064 · wf-form4_158326608611601.xml · derivative · entry 1

Hakim Anat · CIK 0001685556 · Senior VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,857

Underlying: Common Stock · 15,857 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

F2 · derivative.exercise_date: The Restricted Stock Units vest in two installments, 7,928 on March 1, 2021 and 7,929 on March 1, 2022.

F2 · derivative.expiration_date: The Restricted Stock Units vest in two installments, 7,928 on March 1, 2021 and 7,929 on March 1, 2022.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 16:26 UTC GrantCommon Stock 14 $141.01 $1,974.14
Disclosure

SEC source: 0000059478-20-000059 · wf-form4_158221599622492.xml · nonDerivative · entry 1

TAI JACKSON P · CIK 0001173275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,095

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 97 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 0

Underlying: Common Stock · 97 shares

Expires 2020-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC
Norton JohnaSenior VP, Global Quality
Tax withholdingCommon Stock 34 $141.12 $4,798.08
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 128

Read SEC document
February 16, 2020 Filed Feb 18, 2020 19:57 UTC
Norton JohnaSenior VP, Global Quality
Exercise / conversionCommon Stock 97 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000054 · wf-form4_158205580329645.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Indirect · by partner

Disclosed balance after: 162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:34 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantRestricted Stock Unit · Derivative 5,445 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000026 · wf-form4_158163325512066.xml · derivative · entry 3

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,445

Underlying: Common Stock · 5,445 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:34 UTC
Barnes Melissa SChief Eth/Cmpl Ofcr & SVP, ERM
GrantCommon Stock 5,588 $144.25 $806,069.00
Disclosure

SEC source: 0000059478-20-000026 · wf-form4_158163325512066.xml · nonDerivative · entry 1

Barnes Melissa S · CIK 0001566364 · Chief Eth/Cmpl Ofcr & SVP, ERM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,580

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:36 UTC
Fry Stephen FSVP, HR & Diversity
GrantRestricted Stock Unit · Derivative 15,078 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000028 · wf-form4_158163336663190.xml · derivative · entry 3

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,078

Underlying: Common Stock · 15,078 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:36 UTC
Fry Stephen FSVP, HR & Diversity
GrantCommon Stock 14,657 $144.25 $2,114,272.25
Disclosure

SEC source: 0000059478-20-000028 · wf-form4_158163336663190.xml · nonDerivative · entry 1

Fry Stephen F · CIK 0001513324 · SVP, HR & Diversity

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,072

Read SEC document
February 11, 2020 Filed Feb 13, 2020 22:39 UTC
Jonsson PatrikSVP and Pres., Lilly Bio-Meds
GrantCommon Stock 5,702 $144.25 $822,513.50
Disclosure

SEC source: 0000059478-20-000030 · wf-form4_158163354325735.xml · nonDerivative · entry 1

Jonsson Patrik · CIK 0001786054 · SVP and Pres., Lilly Bio-Meds

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,079

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February 11, 2020 Filed Feb 13, 2020 22:42 UTC
Mason Michael BSr. VP & Pres., Lilly Diabetes
GrantCommon Stock 5,785 $144.25 $834,486.25
Disclosure

SEC source: 0000059478-20-000032 · wf-form4_158163371681102.xml · nonDerivative · entry 1

Mason Michael B · CIK 0001799419 · Sr. VP & Pres., Lilly Diabetes

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,035

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February 11, 2020 Filed Feb 13, 2020 22:46 UTC
Norton JohnaSenior VP, Global Quality
GrantRestricted Stock Unit · Derivative 3,435 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000034 · wf-form4_158163396149191.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,435

Underlying: Common Stock · 3,435 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 11, 2020 Filed Feb 13, 2020 22:46 UTC
Norton JohnaSenior VP, Global Quality
GrantCommon Stock 1,778 $144.25 $256,476.50
Disclosure

SEC source: 0000059478-20-000034 · wf-form4_158163396149191.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · Senior VP, Global Quality

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,401

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February 11, 2020 Filed Feb 13, 2020 22:54 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantRestricted Stock Unit · Derivative 12,146 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000036 · wf-form4_158163446843350.xml · derivative · entry 4

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,146

Underlying: Common Stock · 12,146 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 11, 2020 Filed Feb 13, 2020 22:54 UTC
O'Neill MylesSVP & Pres., Mfg. Operations
GrantCommon Stock 4,349 $144.25 $627,343.25
Disclosure

SEC source: 0000059478-20-000036 · wf-form4_158163446843350.xml · nonDerivative · entry 1

O'Neill Myles · CIK 0001725140 · SVP & Pres., Mfg. Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,773

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February 11, 2020 Filed Feb 13, 2020 22:58 UTC
Pusey Leigh AnnSVP, Corp. Affairs & Comm.
GrantRestricted Stock Unit · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000038 · wf-form4_158163466596563.xml · derivative · entry 1

Pusey Leigh Ann · CIK 0001708919 · SVP, Corp. Affairs & Comm.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,282

Underlying: Common Stock · 6,282 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 11, 2020 Filed Feb 13, 2020 23:02 UTC
Ricks David ADirector · President & CEO
GrantRestricted Stock Unit · Derivative 75,387 $0.00 $0.00
Disclosure

SEC source: 0000059478-20-000040 · wf-form4_158163491823582.xml · derivative · entry 3

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,387

Underlying: Common Stock · 75,387 shares

Expires 2021-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 11, 2020 Filed Feb 13, 2020 23:02 UTC
Ricks David ADirector · President & CEO
GrantCommon Stock 77,586 $144.25 $11,191,780.50
Disclosure

SEC source: 0000059478-20-000040 · wf-form4_158163491823582.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,252

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.