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LLY

ELI LILLY & Co

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2794
SEC CIK
0000059478
Parsed reports
2,757

Last 12 months

Inside the activity.

0 purchase rows · 240 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 20250200
Dec 202503
Jan 2026031
Feb 202600
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2024 Filed Feb 20, 2024 21:05 UTC SaleCommon Stock 1,100 $764.29 $840,716.80
Disclosure

SEC source: 0001415889-24-004339 · form4-02202024_040226.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,067,394

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $763.68 to $764.65, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12), (13), (14), (15), (16), (17), (18), (19), (20), (21), (22), (23), (24), (25), (26), (27), (28), and (29) to this Form 4.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:05 UTC SaleCommon Stock 1,400 $762.26 $1,067,165.40
Disclosure

SEC source: 0001415889-24-004090 · form4-02162024_040201.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,068,494

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $762.22 to $762.41, inclusive.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:05 UTC SaleCommon Stock 7,863 $761.56 $5,988,130.55
Disclosure

SEC source: 0001415889-24-004090 · form4-02162024_040201.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,069,894

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $761.02 to $762.00, inclusive.

Read SEC document
February 15, 2024 Filed Feb 16, 2024 21:05 UTC SaleCommon Stock 41,053 $760.19 $31,208,121.12
Disclosure

SEC source: 0001415889-24-004090 · form4-02162024_040201.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,077,757

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $760.00 to $760.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), and (3) to this Form 4.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:19 UTC
Norton JohnaEVP, Global Quality
GrantRestricted Stock Unit · Derivative 1,308 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000036 · wk-form4_1707945531.xml · derivative · entry 5

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,308

Underlying: Common Stock · 1,308 shares

Expires 2025-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:19 UTC
Norton JohnaEVP, Global Quality
GrantCommon Stock 1,668 $737.26 $1,229,749.68
Disclosure

SEC source: 0000059478-24-000036 · wk-form4_1707945531.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,484

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:21 UTC
Weems AlonzoEVP, ERM & CECO
GrantRestricted Stock Unit · Derivative 980 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000038 · wk-form4_1707945676.xml · derivative · entry 2

Weems Alonzo · CIK 0001869672 · EVP, ERM & CECO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 980

Underlying: Common Stock · 980 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:21 UTC
Weems AlonzoEVP, ERM & CECO
GrantCommon Stock 951 $737.26 $701,134.26
Disclosure

SEC source: 0000059478-24-000038 · wk-form4_1707945676.xml · nonDerivative · entry 1

Weems Alonzo · CIK 0001869672 · EVP, ERM & CECO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,951

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:23 UTC
Rau DiogoEVP & CIDO
GrantRestricted Stock Unit · Derivative 3,269 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000040 · wk-form4_1707945812.xml · derivative · entry 2

Rau Diogo · CIK 0001860253 · EVP & CIDO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,269

Underlying: Common Stock · 3,269 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:25 UTC
Jonsson PatrikEVP&Pres, LLY Dia&Obe, LLY USA
GrantRestricted Stock Unit · Derivative 3,433 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000042 · wk-form4_1707945907.xml · derivative · entry 3

Jonsson Patrik · CIK 0001786054 · EVP&Pres, LLY Dia&Obe, LLY USA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,433

Underlying: Common Stock · 3,433 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:25 UTC
Jonsson PatrikEVP&Pres, LLY Dia&Obe, LLY USA
GrantCommon Stock 5,362 $737.26 $3,953,188.12
Disclosure

SEC source: 0000059478-24-000042 · wk-form4_1707945907.xml · nonDerivative · entry 1

Jonsson Patrik · CIK 0001786054 · EVP&Pres, LLY Dia&Obe, LLY USA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,583

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:27 UTC
Hernandez EdgardoEVP & Pres., Mfg. Operations
GrantRestricted Stock Unit · Derivative 2,861 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000044 · wk-form4_1707946006.xml · derivative · entry 3

Hernandez Edgardo · CIK 0001861052 · EVP & Pres., Mfg. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:27 UTC
Hernandez EdgardoEVP & Pres., Mfg. Operations
GrantCommon Stock 2,821 $737.26 $2,079,810.46
Disclosure

SEC source: 0000059478-24-000044 · wk-form4_1707946006.xml · nonDerivative · entry 1

Hernandez Edgardo · CIK 0001861052 · EVP & Pres., Mfg. Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,682

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:29 UTC
Yuffa IlyaEVP & President, LLY Int'l
GrantRestricted Stock Unit · Derivative 3,269 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000046 · wk-form4_1707946126.xml · derivative · entry 2

Yuffa Ilya · CIK 0001826001 · EVP & President, LLY Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,269

Underlying: Common Stock · 3,269 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:29 UTC
Yuffa IlyaEVP & President, LLY Int'l
GrantCommon Stock 4,790 $737.26 $3,531,475.40
Disclosure

SEC source: 0000059478-24-000046 · wk-form4_1707946126.xml · nonDerivative · entry 1

Yuffa Ilya · CIK 0001826001 · EVP & President, LLY Int'l

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,802

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:31 UTC
Ricks David ADirector · President, Chair, and CEO
GrantRestricted Stock Unit · Derivative 26,561 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000048 · wk-form4_1707946275.xml · derivative · entry 5

Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,561

Underlying: Common Stock · 26,561 shares

Expires 2025-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:31 UTC
Ricks David ADirector · President, Chair, and CEO
GrantCommon Stock 38,392 $737.26 $28,304,885.92
Disclosure

SEC source: 0000059478-24-000048 · wk-form4_1707946275.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,250

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:34 UTC
Hakim AnatEVP, GC & Secretary
GrantRestricted Stock Unit · Derivative 4,904 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000050 · wk-form4_1707946408.xml · derivative · entry 2

Hakim Anat · CIK 0001685556 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,904

Underlying: Common Stock · 4,904 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:34 UTC
Hakim AnatEVP, GC & Secretary
GrantCommon Stock 5,815 $737.26 $4,287,166.90
Disclosure

SEC source: 0000059478-24-000050 · wk-form4_1707946408.xml · nonDerivative · entry 1

Hakim Anat · CIK 0001685556 · EVP, GC & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,479

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:36 UTC
Skovronsky DanielEVP, CSO & Pres. LRL & LLY Imm
GrantRestricted Stock Unit · Derivative 8,989 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000052 · wk-form4_1707946554.xml · derivative · entry 3

Skovronsky Daniel · CIK 0001741474 · EVP, CSO & Pres. LRL & LLY Imm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,989

Underlying: Common Stock · 8,989 shares

Expires 2025-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:36 UTC
Skovronsky DanielEVP, CSO & Pres. LRL & LLY Imm
GrantCommon Stock 12,910 $737.26 $9,518,026.60
Disclosure

SEC source: 0000059478-24-000052 · wk-form4_1707946554.xml · nonDerivative · entry 1

Skovronsky Daniel · CIK 0001741474 · EVP, CSO & Pres. LRL & LLY Imm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,738

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:38 UTC GrantRestricted Stock Unit · Derivative 4,904 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000054 · wk-form4_1707946682.xml · derivative · entry 3

Ashkenazi Anat · CIK 0001761679 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,904

Underlying: Common Stock · 4,904 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:38 UTC GrantCommon Stock 4,210 $737.26 $3,103,864.60
Disclosure

SEC source: 0000059478-24-000054 · wk-form4_1707946682.xml · nonDerivative · entry 1

Ashkenazi Anat · CIK 0001761679 · EVP & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,330

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:39 UTC
Zakrowski Donald ASVP, Finance, & CAO
GrantCommon Stock 1,254 $737.26 $924,524.04
Disclosure

SEC source: 0000059478-24-000056 · wk-form4_1707946769.xml · nonDerivative · entry 1

Zakrowski Donald A · CIK 0001561539 · SVP, Finance, & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,630

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:41 UTC
Van Naarden JacobEVP & Pres., Loxo@Lilly
GrantRestricted Stock Unit · Derivative 3,023 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000058 · wk-form4_1707946860.xml · derivative · entry 3

Van Naarden Jacob · CIK 0001661254 · EVP & Pres., Loxo@Lilly

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,023

Underlying: Common Stock · 3,023 shares

Expires 2025-02-01

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:41 UTC
Van Naarden JacobEVP & Pres., Loxo@Lilly
GrantCommon Stock 2,369 $737.26 $1,746,568.94
Disclosure

SEC source: 0000059478-24-000058 · wk-form4_1707946860.xml · nonDerivative · entry 1

Van Naarden Jacob · CIK 0001661254 · EVP & Pres., Loxo@Lilly

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,147

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:43 UTC
Dozier EricEVP, HR & Diversity
GrantCommon Stock 1,336 $737.26 $984,979.36
Disclosure

SEC source: 0000059478-24-000060 · wk-form4_1707946973.xml · nonDerivative · entry 2

Dozier Eric · CIK 0001955972 · EVP, HR & Diversity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,190

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:43 UTC
Dozier EricEVP, HR & Diversity
GiftCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000060 · wk-form4_1707946973.xml · nonDerivative · entry 1

Dozier Eric · CIK 0001955972 · EVP, HR & Diversity

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,854

F1 · shares: Reflects the gift of common stock to a charitable donor advised fund.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:44 UTC
White Anne E.EVP & Pres, Lilly Neuroscience
GrantRestricted Stock Unit · Derivative 3,269 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000062 · wk-form4_1707947068.xml · derivative · entry 2

White Anne E. · CIK 0001752313 · EVP & Pres, Lilly Neuroscience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,269

Underlying: Common Stock · 3,269 shares

Expires 2025-02-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 12, 2024 Filed Feb 14, 2024 21:44 UTC
White Anne E.EVP & Pres, Lilly Neuroscience
GrantCommon Stock 5,363 $737.26 $3,953,925.38
Disclosure

SEC source: 0000059478-24-000062 · wk-form4_1707947068.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · EVP & Pres, Lilly Neuroscience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,569

Read SEC document
February 12, 2024 Filed Mar 11, 2024 20:27 UTC
Zakrowski Donald ASVP, Finance, & CAO
GrantRestricted Stock Unit · Derivative 186 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000082 · wk-form4_1710188730.xml · derivative · entry 4

Zakrowski Donald A · CIK 0001561539 · SVP, Finance, & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 186

Underlying: Common Stock · 186 shares

Expires 2027-02-16

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. These grants were inadvertently omitted from the reporting person's Form 4 filed on February 14, 2024.

Read SEC document
February 12, 2024 Filed Mar 11, 2024 20:27 UTC
Zakrowski Donald ASVP, Finance, & CAO
GrantRestricted Stock Unit · Derivative 184 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000082 · wk-form4_1710188730.xml · derivative · entry 3

Zakrowski Donald A · CIK 0001561539 · SVP, Finance, & CAO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 184

Underlying: Common Stock · 184 shares

Expires 2026-02-16

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock. These grants were inadvertently omitted from the reporting person's Form 4 filed on February 14, 2024.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 2,300 $745.24 $1,714,052.00
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 6

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,118,810

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $745.04 to $745.53, inclusive.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 1,867 $744.53 $1,390,035.64
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 5

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,121,110

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $744.04 to $744.90, inclusive.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 1,500 $743.58 $1,115,364.00
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 4

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,122,977

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $743.00 to $743.895, inclusive.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 4,792 $742.22 $3,556,703.86
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 3

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,124,477

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $742.00 to $742.57, inclusive.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 30,253 $741.41 $22,429,937.24
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 2

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,129,269

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $741.00 to $741.995, inclusive.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:05 UTC SaleCommon Stock 165,545 $740.27 $122,547,334.97
Disclosure

SEC source: 0001415889-24-003359 · form4-02122024_040201.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,159,522

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $740.00 to $740.99, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5), and (6) to this Form 4.

Read SEC document
February 08, 2024 Filed Feb 9, 2024 21:05 UTC SaleCommon Stock 8,743 $740.06 $6,470,335.84
Disclosure

SEC source: 0001415889-24-003164 · form4-02092024_040201.xml · nonDerivative · entry 1

LILLY ENDOWMENT INC · CIK 0000316011 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,325,067

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $740.00 to $740.38, inclusive. The reporting person undertakes to provide to Eli Lilly & Company, any security holder of Eli Lilly & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 21:16 UTC
Ricks David ADirector · President, Chair, and CEO
GiftCommon Stock 956 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000034 · wk-form4_1707772578.xml · nonDerivative · entry 1

Ricks David A · CIK 0001538604 · Director · President, Chair, and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 440,858

F1 · shares: On February 8, 2024, the Reporting Person transferred 956 shares of Eli Lilly and Company common stock to a spousal lifetime access trust, of which the Reporting Person's wife is the trustee and the Reporting Person's wife and children are beneficiaries. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:20 UTC
White Anne E.EVP & Pres, Lilly Neuroscience
Exercise / conversionRestricted Stock Unit · Derivative 4,124 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000013 · wk-form4_1706908818.xml · derivative · entry 3

White Anne E. · CIK 0001752313 · EVP & Pres, Lilly Neuroscience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,124 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:20 UTC
White Anne E.EVP & Pres, Lilly Neuroscience
Tax withholdingCommon Stock 1,844 $645.61 $1,190,504.84
Disclosure

SEC source: 0000059478-24-000013 · wk-form4_1706908818.xml · nonDerivative · entry 2

White Anne E. · CIK 0001752313 · EVP & Pres, Lilly Neuroscience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,206

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:20 UTC
White Anne E.EVP & Pres, Lilly Neuroscience
Exercise / conversionCommon Stock 4,124 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000013 · wk-form4_1706908818.xml · nonDerivative · entry 1

White Anne E. · CIK 0001752313 · EVP & Pres, Lilly Neuroscience

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2024 Filed Feb 2, 2024 21:22 UTC
Van Naarden JacobEVP & Pres., Loxo@Lilly
Exercise / conversionRestricted Stock Unit · Derivative 3,618 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000015 · wk-form4_1706908964.xml · derivative · entry 4

Van Naarden Jacob · CIK 0001661254 · EVP & Pres., Loxo@Lilly

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,618 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2024 Filed Feb 2, 2024 21:22 UTC
Van Naarden JacobEVP & Pres., Loxo@Lilly
Tax withholdingCommon Stock 1,685 $645.61 $1,087,852.85
Disclosure

SEC source: 0000059478-24-000015 · wk-form4_1706908964.xml · nonDerivative · entry 2

Van Naarden Jacob · CIK 0001661254 · EVP & Pres., Loxo@Lilly

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,778

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February 01, 2024 Filed Feb 2, 2024 21:22 UTC
Van Naarden JacobEVP & Pres., Loxo@Lilly
Exercise / conversionCommon Stock 3,618 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000015 · wk-form4_1706908964.xml · nonDerivative · entry 1

Van Naarden Jacob · CIK 0001661254 · EVP & Pres., Loxo@Lilly

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2024 Filed Feb 2, 2024 21:24 UTC
Norton JohnaEVP, Global Quality
Exercise / conversionRestricted Stock Unit · Derivative 1,268 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · derivative · entry 6

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,268 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

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February 01, 2024 Filed Feb 2, 2024 21:24 UTC
Norton JohnaEVP, Global Quality
Tax withholdingCommon Stock 566 $645.61 $365,415.26
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · nonDerivative · entry 2

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,816

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February 01, 2024 Filed Feb 2, 2024 21:24 UTC
Norton JohnaEVP, Global Quality
Exercise / conversionCommon Stock 1,268 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000017 · wk-form4_1706909035.xml · nonDerivative · entry 1

Norton Johna · CIK 0001702471 · EVP, Global Quality

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,382

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 01, 2024 Filed Feb 2, 2024 21:25 UTC
Skovronsky DanielEVP, CSO & Pres. LRL & LLY Imm
Exercise / conversionRestricted Stock Unit · Derivative 9,941 $0.00 $0.00
Disclosure

SEC source: 0000059478-24-000019 · wk-form4_1706909126.xml · derivative · entry 4

Skovronsky Daniel · CIK 0001741474 · EVP, CSO & Pres. LRL & LLY Imm

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,941 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Eli Lilly and Company common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.