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Nasdaq · USD

LKQ

LKQ CORP

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1128
SEC CIK
0001065696
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568

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 27, 2019 Filed Jan 16, 2020 20:00 UTC
CASINI VICTOR MSenior VP and General Counsel
GiftCommon Stock 476 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000395 · marketforms-47472.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · By reporting person's trust

Disclosed balance after: 125,314

F1 · balance_after: Includes 3,975 shares previously held directly.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 19:33 UTC GrantCommon Stock 1,366 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-007675 · marketforms-46842.xml · nonDerivative · entry 1

Urbain Xavier · CIK 0001796256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,366

F1 · kind: The transaction represents an award of restricted stock units.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionEmployee Stock Option (right to buy)(01/08/2010 grant) · Derivative 7,500 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001214659-19-007539 · marketforms-46583.xml · derivative · entry 4

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Clark Michael S.VP of Finance and Controller
SaleCommon Stock 3,814 $35.63 $135,877.56
Disclosure

SEC source: 0001214659-19-007539 · marketforms-46583.xml · nonDerivative · entry 3

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,010

F2 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $35.62 to $35.635 The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Clark Michael S.VP of Finance and Controller
Tax withholdingCommon Stock 3,686 $35.44 $130,639.21
Disclosure

SEC source: 0001214659-19-007539 · marketforms-46583.xml · nonDerivative · entry 2

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,824

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 22:00 UTC
Clark Michael S.VP of Finance and Controller
Exercise / conversionCommon Stock 7,500 $9.98 $74,868.75
Disclosure

SEC source: 0001214659-19-007539 · marketforms-46583.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 17:00 UTC SaleCommon Stock 13,692 $35.62 $487,651.53
Disclosure

SEC source: 0001214659-19-006926 · marketforms-46064.xml · nonDerivative · entry 1

MCGARVIE BLYTHE J · CIK 0001013947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993

F1 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $36.02 to $35.31. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionEmployee Stock Option (right to buy)(01/08/2010 grant) · Derivative 40,000 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001214659-19-006927 · marketforms-46063.xml · derivative · entry 5

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 23,314 $35.64 $830,862.00
Disclosure

SEC source: 0001214659-19-006927 · marketforms-46063.xml · nonDerivative · entry 2

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,414

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

F2 · balance_after: Excludes 16,686 shares held directly upon exercise that were contributed to the reporting person's trust.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 22:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Exercise / conversionCommon Stock 40,000 $9.98 $399,300.00
Disclosure

SEC source: 0001214659-19-006927 · marketforms-46063.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 02, 2019 Filed Oct 4, 2019 17:52 UTC GrantCommon Stock 2,327 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006236 · marketforms-45895.xml · nonDerivative · entry 1

Berard Patrick · CIK 0001790174 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,327

F1 · kind: The transaction represents an award of restricted stock units.

Read SEC document
October 01, 2019 Filed Oct 3, 2019 22:41 UTC
Quinn John SEVP and Managing Dir., Europe
Tax withholdingCommon Stock 9,074 $31.10 $282,206.84
Disclosure

SEC source: 0001214659-19-006215 · marketforms-45890.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,049

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 13:10 UTC
Zarcone Dominick PDirector · President and CEO
Tax withholdingCommon Stock 2,661 $31.43 $83,646.14
Disclosure

SEC source: 0001214659-19-006153 · marketforms-45879.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,898

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
Exercise / conversionEmployee Stock Option (right to buy)(01/08/2010 grant) · Derivative 80,000 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001214659-19-005912 · marketforms-45784.xml · derivative · entry 5

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
Exercise / conversionEmployee Stock Option (right to buy)(10/01/2009 grant) · Derivative 80,000 $0.00 Strike: $9.30 $0.00
Disclosure

SEC source: 0001214659-19-005912 · marketforms-45784.xml · derivative · entry 4

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
Tax withholdingCommon Stock 94,551 $32.84 $3,105,054.84
Disclosure

SEC source: 0001214659-19-005912 · marketforms-45784.xml · nonDerivative · entry 3

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,123

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon the exercise of the stock options.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
Exercise / conversionCommon Stock 80,000 $9.98 $798,600.00
Disclosure

SEC source: 0001214659-19-005912 · marketforms-45784.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
Exercise / conversionCommon Stock 80,000 $9.30 $743,800.00
Disclosure

SEC source: 0001214659-19-005912 · marketforms-45784.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 2,201 $26.86 $59,116.88
Disclosure

SEC source: 0001214659-19-004662 · marketforms-45324.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,824

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

F2 · balance_after: This amount has been corrected by 100 shares due to a reporting error from a sale transaction on June 1, 2017.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Brooks Ash TSVP -- CIO
Tax withholdingCommon Stock 513 $26.86 $13,778.72
Disclosure

SEC source: 0001214659-19-004663 · marketforms-45325.xml · nonDerivative · entry 1

Brooks Ash T · CIK 0001673744 · SVP -- CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,853

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Clark Michael S.VP of Finance and Controller
Tax withholdingCommon Stock 789 $26.86 $21,191.83
Disclosure

SEC source: 0001214659-19-004661 · marketforms-45327.xml · nonDerivative · entry 1

Clark Michael S. · CIK 0001514557 · VP of Finance and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,010

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Hanley Walter PSenior VP of Development
Tax withholdingCommon Stock 4,292 $26.86 $115,279.26
Disclosure

SEC source: 0001214659-19-004660 · marketforms-45328.xml · nonDerivative · entry 1

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,649

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Laroyia VarunExecutive VP and CFO
Tax withholdingCommon Stock 3,382 $26.86 $90,837.48
Disclosure

SEC source: 0001214659-19-004659 · marketforms-45329.xml · nonDerivative · entry 1

Laroyia Varun · CIK 0001718600 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,068

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Zarcone Dominick PDirector · President and CEO
Tax withholdingCommon Stock 6,907 $26.86 $185,515.80
Disclosure

SEC source: 0001214659-19-004657 · marketforms-45331.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,559

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
McKay Matthew JSVP of Human Resources
Tax withholdingCommon Stock 724 $26.86 $19,445.99
Disclosure

SEC source: 0001214659-19-004658 · marketforms-45330.xml · nonDerivative · entry 1

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,083

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 10,721 $27.04 $289,901.20
Disclosure

SEC source: 0001214659-19-004656 · marketforms-45332.xml · nonDerivative · entry 1

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,674

F1 · kind: In connection with the vesting of restricted stock units, the vested shares were sold pursuant to a 10b5-1 plan.

F2 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $26.72 to $27.255. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:00 UTC
CASINI VICTOR MSenior VP and General Counsel
Tax withholdingCommon Stock 2,183 $26.86 $58,633.42
Disclosure

SEC source: 0001214659-19-004655 · marketforms-45326.xml · nonDerivative · entry 1

CASINI VICTOR M · CIK 0001262862 · Senior VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,414

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

F2 · balance_after: Excludes 5,267 shares previously held directly that were contributed to the reporting person's trust.

Read SEC document
May 08, 2019 Filed May 8, 2019 22:00 UTC SaleCommon Stock 2,002 $27.93 $55,919.26
Disclosure

SEC source: 0001214659-19-003298 · marketforms-44913.xml · nonDerivative · entry 2

HOLSTEN JOSEPH M · CIK 0001263332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,720

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan. The shares were sold to satisfy the tax withholding obligation upon the vesting of restricted stock units.

F3 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $27.855 to $28.08. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
May 08, 2019 Filed May 8, 2019 22:00 UTC SaleCommon Stock 1,131 $27.93 $31,593.01
Disclosure

SEC source: 0001214659-19-003297 · marketforms-44914.xml · nonDerivative · entry 2

Hanser Robert M. · CIK 0001658842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,792

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan. The shares were sold to satisfy the tax withholding obligation upon vesting of restricted stock units.

F3 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $27.855 to $28.03. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

Read SEC document
May 06, 2019 Filed May 8, 2019 16:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003283 · marketforms-44908.xml · nonDerivative · entry 1

MCGARVIE BLYTHE J · CIK 0001013947 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,685

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 22:00 UTC GrantCommon Stock 5,793 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003298 · marketforms-44913.xml · nonDerivative · entry 1

HOLSTEN JOSEPH M · CIK 0001263332 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,722

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 22:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003297 · marketforms-44914.xml · nonDerivative · entry 1

Hanser Robert M. · CIK 0001658842 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,923

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003289 · marketforms-44912.xml · nonDerivative · entry 1

WEBSTER WILLIAM M IV · CIK 0001262866 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,377

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC
Miller JodyDirector
GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003288 · marketforms-44905.xml · nonDerivative · entry 1

Miller Jody · CIK 0001325501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003287 · marketforms-44903.xml · nonDerivative · entry 1

Mendel John W · CIK 0001328602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC
Divitto MegDirector
GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003286 · marketforms-44900.xml · nonDerivative · entry 1

Divitto Meg · CIK 0001748952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,639

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003285 · marketforms-44911.xml · nonDerivative · entry 1

Subramanian Guhan · CIK 0001566809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,119

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003284 · marketforms-44909.xml · nonDerivative · entry 1

OBRIEN JOHN F · CIK 0001201982 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,469

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
May 06, 2019 Filed May 8, 2019 20:00 UTC GrantCommon Stock 4,038 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-003282 · marketforms-44897.xml · nonDerivative · entry 1

ALLEN A CLINTON · CIK 0001041888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,266

F1 · kind: The transaction represents an award of restricted stock units that vest with respect to 100% of the number of shares subject to the award on the earlier of (a) the one-year anniversary of the grant date, and (b) the date of the 2020 Annual Meeting of Stockholders of the Issuer.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 21:00 UTC
Zarcone Dominick PDirector · President and CEO
Tax withholdingCommon Stock 2,661 $28.98 $77,107.00
Disclosure

SEC source: 0001214659-19-002550 · marketforms-44751.xml · nonDerivative · entry 1

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,466

F1 · kind: This transaction represents shares withheld by the issuer to pay the tax withholding amount required upon the vesting of restricted stock units.

Read SEC document
March 14, 2019 Filed Feb 5, 2021 01:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionEmployee Stock Option (right to buy)(01/08/2010 grant) · Derivative 30,000 $0.00 Strike: $9.98 $0.00
Disclosure

SEC source: 0001214659-21-001325 · marketforms-51363.xml · derivative · entry 3

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2020-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise and share withholding were inadvertently not reported on Form 4 when the transaction occurred on March 14, 2019 and not reported on Form 5 due February 14, 2020 covering 2019 transactions.

F3 · derivative.exercise_date: The option was exercisable with respect to 10% of the number of shares subject to the option on each six month anniversary of the grant.

Read SEC document
March 14, 2019 Filed Feb 5, 2021 01:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Tax withholdingCommon Stock 15,499 $27.65 $428,565.95
Disclosure

SEC source: 0001214659-21-001325 · marketforms-51363.xml · nonDerivative · entry 2

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,763

F1 · kind: This stock option exercise and share withholding were inadvertently not reported on Form 4 when the transaction occurred on March 14, 2019 and not reported on Form 5 due February 14, 2020 covering 2019 transactions.

F2 · kind: The transaction represents shares withheld by the issuer to pay the tax withholding amount and the exercise price required upon exercise of the stock options.

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March 14, 2019 Filed Feb 5, 2021 01:00 UTC
Jude Justin LSVP Ops -- Wholesale Parts
Exercise / conversionCommon Stock 30,000 $9.98 $299,400.00
Disclosure

SEC source: 0001214659-21-001325 · marketforms-51363.xml · nonDerivative · entry 1

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This stock option exercise and share withholding were inadvertently not reported on Form 4 when the transaction occurred on March 14, 2019 and not reported on Form 5 due February 14, 2020 covering 2019 transactions.

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March 01, 2019 Filed Mar 4, 2019 21:42 UTC
Quinn John SEVP and Managing Dir., Europe
GrantCommon Stock 30,693 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000019 · primary_doc.xml · nonDerivative · entry 3

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,395

F4 · kind: The transaction represents an award of restricted stock units.

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March 01, 2019 Filed Mar 4, 2019 21:42 UTC
Quinn John SEVP and Managing Dir., Europe
SaleCommon Stock 6,861 $27.63 $189,591.39
Disclosure

SEC source: 0001065696-19-000019 · primary_doc.xml · nonDerivative · entry 2

Quinn John S · CIK 0001380533 · EVP and Managing Dir., Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,702

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 plan.

F3 · price: The price reflects the weighted average sale price of the transaction reported. The price range of such transactions was $27.33 to $27.82. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.

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March 01, 2019 Filed Mar 4, 2019 21:35 UTC
Zarcone Dominick PDirector · President and CEO
GrantCommon Stock 72,217 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000018 · primary_doc.xml · nonDerivative · entry 2

Zarcone Dominick P · CIK 0001635955 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,144

F2 · kind: The transaction represents an award of restricted stock units.

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March 01, 2019 Filed Mar 4, 2019 21:30 UTC
McKay Matthew JSVP of Human Resources
GrantCommon Stock 8,667 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000017 · primary_doc.xml · nonDerivative · entry 2

McKay Matthew J · CIK 0001675779 · SVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,807

F2 · kind: The transaction represents an award of restricted stock units.

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March 01, 2019 Filed Mar 4, 2019 21:26 UTC
Laroyia VarunExecutive VP and CFO
GrantCommon Stock 30,693 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000016 · primary_doc.xml · nonDerivative · entry 2

Laroyia Varun · CIK 0001718600 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,450

F2 · kind: The transaction represents an award of restricted stock units.

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March 01, 2019 Filed Mar 4, 2019 21:20 UTC
Jude Justin LSVP Ops -- Wholesale Parts
GrantCommon Stock 21,666 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000015 · primary_doc.xml · nonDerivative · entry 2

Jude Justin L · CIK 0001648327 · SVP Ops -- Wholesale Parts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,125

F2 · kind: The transaction represents an award of restricted stock units.

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March 01, 2019 Filed Mar 4, 2019 21:15 UTC
Hanley Walter PSenior VP of Development
GrantCommon Stock 25,276 $0.00 $0.00
Disclosure

SEC source: 0001065696-19-000014 · primary_doc.xml · nonDerivative · entry 2

Hanley Walter P · CIK 0001336113 · Senior VP of Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,941

F2 · kind: The transaction represents an award of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.