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Nasdaq · USD

LIVN

LivaNova PLC

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507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
GrantPerformance Stock Units · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 12

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Ordinary Shares · 2,457 shares

Expires not disclosed

F14 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F16 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's ROIC calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F16 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's ROIC calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
GrantPerformance Stock Units · Derivative 2,457 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 11

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,457

Underlying: Ordinary Shares · 2,457 shares

Expires not disclosed

F14 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F15 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's FCF for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F15 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's FCF for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
GrantRestricted Stock Units · Derivative 4,915 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 10

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,915

Underlying: Ordinary Shares · 4,915 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F13 · derivative.exercise_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionPerformance Stock Units · Derivative 1,961 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 9

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the terms of the award agreement.

F12 · derivative.exercise_date: On March 30, 2021, the reporting person was granted 1,706 PSUs. The vesting of the PSUs depended on the Company's performance against a target of the total shareholder return (TSR) for fiscal years 2021, 2022, and 2023, compared to peer companies. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

F12 · derivative.expiration_date: On March 30, 2021, the reporting person was granted 1,706 PSUs. The vesting of the PSUs depended on the Company's performance against a target of the total shareholder return (TSR) for fiscal years 2021, 2022, and 2023, compared to peer companies. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionPerformance Stock Units · Derivative 1,290 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 8

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,290 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the terms of the award agreement.

F11 · derivative.exercise_date: On March 30, 2021, the reporting person received a grant of 853 PSUs. The number of PSUs that vested was the result of the Company's Return on Investment Capital (ROIC) for fiscal year 2021 with additional two years service condition. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

F11 · derivative.expiration_date: On March 30, 2021, the reporting person received a grant of 853 PSUs. The number of PSUs that vested was the result of the Company's Return on Investment Capital (ROIC) for fiscal year 2021 with additional two years service condition. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionPerformance Stock Units · Derivative 1,706 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 7

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,706 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the terms of the award agreement.

F10 · derivative.exercise_date: On March 30, 2021, the reporting person received a grant of 853 PSUs. The number of PSUs that vested was the result of the Company's performance against a target related to Free Cash Flow (FCF) for fiscal year 2021 with additional two years service condition. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

F10 · derivative.expiration_date: On March 30, 2021, the reporting person received a grant of 853 PSUs. The number of PSUs that vested was the result of the Company's performance against a target related to Free Cash Flow (FCF) for fiscal year 2021 with additional two years service condition. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 6

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Ordinary Shares · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F8 · derivative.exercise_date: The reporting person was granted 5,319 RSUs on March 30, 2023, subject to a four-year vesting in equal annual installments, which began on March 30, 2024. The unvested RSUs reported here vest 25% on March 30, 2025, March 30, 2026, and March 30, 2027. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F8 · derivative.expiration_date: The reporting person was granted 5,319 RSUs on March 30, 2023, subject to a four-year vesting in equal annual installments, which began on March 30, 2024. The unvested RSUs reported here vest 25% on March 30, 2025, March 30, 2026, and March 30, 2027. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionRestricted Stock Units · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 5

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 914

Underlying: Ordinary Shares · 457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F6 · derivative.exercise_date: The reporting person was granted 1,828 RSUs on March 30, 2022, subject to a four-year vesting in equal annual installments, which began on March 30, 2023. The remaining unvested RSUs reported here vest 25% on March 30, 2025 and March 30, 2026. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F6 · derivative.expiration_date: The reporting person was granted 1,828 RSUs on March 30, 2022, subject to a four-year vesting in equal annual installments, which began on March 30, 2023. The remaining unvested RSUs reported here vest 25% on March 30, 2025 and March 30, 2026. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionRestricted Stock Units · Derivative 427 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 4

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426

Underlying: Ordinary Shares · 427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F5 · derivative.exercise_date: The reporting person was granted 1,706 RSUs on March 30, 2021, subject to a four-year vesting in equal annual installments, which began on March 30, 2022. The remaining unvested RSUs reported here vest 25% on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F5 · derivative.expiration_date: The reporting person was granted 1,706 RSUs on March 30, 2021, subject to a four-year vesting in equal annual installments, which began on March 30, 2022. The remaining unvested RSUs reported here vest 25% on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · derivative · entry 3

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F4 · derivative.exercise_date: The reporting person was granted 2,295 RSUs on March 30, 2020, subject to a four-year vesting in equal annual installments, which began on March 30, 2021. RSUs reported here vested 25% on March 30, 2024. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F4 · derivative.expiration_date: The reporting person was granted 2,295 RSUs on March 30, 2020, subject to a four-year vesting in equal annual installments, which began on March 30, 2021. RSUs reported here vested 25% on March 30, 2024. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Tax withholdingOrdinary Shares 3,643 $55.94 $203,789.42
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · nonDerivative · entry 2

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,562

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:22 UTC
Bolton StephaniePresident, Global Epilepsy
Exercise / conversionOrdinary Shares 7,744 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000049 · wk-form4_1712107347.xml · nonDerivative · entry 1

Bolton Stephanie · CIK 0002012558 · President, Global Epilepsy

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) and performance stock units (PSUs) settled in Ordinary Shares of LivaNova PLC (the Company).

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000048 · wk-form4_1712107304.xml · derivative · entry 1

KOZY WILLIAM A · CIK 0001221785 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Ordinary Shares · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of LivaNova PLC (the Company) in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F2 · derivative.exercise_date: On March 30, 2024. reporting person was granted RSUs, in connection with resuming his position as a non-independent director, to vest and forfeiture restrictions thereon to lapse on March 30, 2025, subject to continued service during the vesting period and the award agreement.

F2 · derivative.expiration_date: On March 30, 2024. reporting person was granted RSUs, in connection with resuming his position as a non-independent director, to vest and forfeiture restrictions thereon to lapse on March 30, 2025, subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
GrantStock Appreciation Rights · Derivative 12,700 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 8

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,700

Underlying: Ordinary Shares · 12,700 shares

Expires not disclosed

F10 · derivative.exercise_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F10 · derivative.expiration_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
GrantPerformance Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 7

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F9 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F9 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
GrantPerformance Stock Units · Derivative 2,904 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 6

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,904

Underlying: Ordinary Shares · 2,904 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F8 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's free cash flow (FCF) for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F8 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's free cash flow (FCF) for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
GrantPerformance Stock Units · Derivative 5,809 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 5

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,809

Underlying: Ordinary Shares · 5,809 shares

Expires not disclosed

F6 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F7 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F7 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
GrantRestricted Stock Units · Derivative 5,809 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 4

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,809

Underlying: Ordinary Shares · 5,809 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F5 · derivative.exercise_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F5 · derivative.expiration_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 1,478 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · derivative · entry 3

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,432

Underlying: Ordinary Shares · 1,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting having occurred on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting having occurred on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
Tax withholdingOrdinary Shares 542 $55.94 $30,319.48
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · nonDerivative · entry 2

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,286

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
March 30, 2024 Filed Apr 2, 2024 21:18 UTC
Hutchinson Michael DamonChief Legal Officer
Exercise / conversionOrdinary Shares 1,478 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000044 · wk-form4_1712107124.xml · nonDerivative · entry 1

Hutchinson Michael Damon · CIK 0001606626 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) and vested performance stock units (PSUs) settled in Ordinary Shares of LivaNova PLC (the Company).

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
GrantStock Appreciation Rights · Derivative 8,792 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 14

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,792

Underlying: Ordinary Shares · 8,792 shares

Expires not disclosed

F18 · derivative.exercise_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F18 · derivative.expiration_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 4,022 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 13

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Ordinary Shares · 4,022 shares

Expires not disclosed

F14 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F17 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's TSR for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F17 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's TSR for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 2,011 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 12

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Ordinary Shares · 2,011 shares

Expires not disclosed

F14 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F16 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F16 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 2,011 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 11

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,011

Underlying: Ordinary Shares · 2,011 shares

Expires not disclosed

F14 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F15 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's free cash flow (FCF) for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F15 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's free cash flow (FCF) for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
GrantRestricted Stock Units · Derivative 4,022 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 10

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,022

Underlying: Ordinary Shares · 4,022 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F13 · derivative.exercise_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2024, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 3,139 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 9

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2021, the reporting person was granted 2,730 PSUs. The vesting of the PSUs depended on the Company's performance against a target of the total shareholder return (TSR) for fiscal years 2021, 2022, and 2023, compared to our peer companies. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

F12 · derivative.expiration_date: On March 30, 2021, the reporting person was granted 2,730 PSUs. The vesting of the PSUs depended on the Company's performance against a target of the total shareholder return (TSR) for fiscal years 2021, 2022, and 2023, compared to our peer companies. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 2,065 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 8

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2021, the reporting person received a grant of 1,365 PSUs. The number of PSUs that vested was the result of the Company's Return on Investment Capital (ROIC) for fiscal year 2021 with additional two years service condition. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

F11 · derivative.expiration_date: On March 30, 2021, the reporting person received a grant of 1,365 PSUs. The number of PSUs that vested was the result of the Company's Return on Investment Capital (ROIC) for fiscal year 2021 with additional two years service condition. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 2,730 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 7

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each performance stock unit represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2021, the reporting person received a grant of 1,365 PSUs. The number of PSUs that vested was the result of the Company's performance against a target related to Free Cash Flow (FCF) for fiscal years 2021 with additional two years service condition. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

F10 · derivative.expiration_date: On March 30, 2021, the reporting person received a grant of 1,365 PSUs. The number of PSUs that vested was the result of the Company's performance against a target related to Free Cash Flow (FCF) for fiscal years 2021 with additional two years service condition. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,330 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 6

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Ordinary Shares · 1,330 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 685 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 5

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,371

Underlying: Ordinary Shares · 685 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 683 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 4

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 682

Underlying: Ordinary Shares · 683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F5 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F5 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,147 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · derivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,147 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2021. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2021. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 5,541 $55.94 $309,963.54
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,779

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:21 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 11,779 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000047 · wk-form4_1712107272.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) and performance stock units (PSUs) settled in Ordinary Shares of LivaNova PLC (the Company).

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC GrantStock Appreciation Rights · Derivative 15,631 $0.00 Strike: $55.94 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 14

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,631

Underlying: Ordinary Shares · 15,631 shares

Expires not disclosed

F18 · derivative.exercise_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F18 · derivative.expiration_date: On March 30, 2024, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2025. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC GrantPerformance Stock Units · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 13

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Ordinary Shares · 3,575 shares

Expires not disclosed

F14 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F17 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's FCF for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

F17 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's FCF for performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC GrantPerformance Stock Units · Derivative 3,575 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 12

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Ordinary Shares · 3,575 shares

Expires not disclosed

F14 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F16 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's ROIC calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F16 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on how the Company's ROIC calculated for the performance period 2024-2026 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC GrantPerformance Stock Units · Derivative 7,150 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 11

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Ordinary Shares · 7,150 shares

Expires not disclosed

F14 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F15 · derivative.exercise_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's TSR for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F15 · derivative.expiration_date: On March 30, 2024, reporting person was granted PSUs to vest or lapse on March 30, 2027 based on the Company's TSR for the three-year period beginning on January 1, 2024 and ending December 31, 2026 relative to the TSR of an index of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC GrantRestricted Stock Units · Derivative 7,150 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 10

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,150

Underlying: Ordinary Shares · 7,150 shares

Expires not disclosed

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F13 · derivative.exercise_date: On March 30, 2024, reporting person was granted RSUs subject to a three-year vesting schedule, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F13 · derivative.expiration_date: On March 30, 2024, reporting person was granted RSUs subject to a three-year vesting schedule, the first vesting occurring on March 30, 2025. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionPerformance Stock Units · Derivative 2,581 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 9

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 2,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the 2015 Plan Administrator. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

F12 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on how the Company's Return on Investment Capital (ROIC) for fiscal year 2021 compares to a target determined by the 2015 Plan Administrator. The performance achieved was 151.30%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionPerformance Stock Units · Derivative 3,923 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 8

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F11 · derivative.exercise_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the 2015 Plan Administrator. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

F11 · derivative.expiration_date: On March 30, 2021, reporting person was granted PSUs to vest or lapse on March 30, 2024 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2021 and ending December 31, 2023 relative to the total shareholder return of a peer group of companies, as determined by the 2015 Plan Administrator. The Company's performance achieved a result of 115%, and the actual number of vested shares is presented as the quantity that was acquired.

Read SEC document
March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionPerformance Stock Units · Derivative 3,412 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 7

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each PSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2015 Plan and the award agreement.

F10 · derivative.exercise_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow (FCF) for fiscal year 2021 compares to a target determined by the 2015 Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

F10 · derivative.expiration_date: On March 30, 2021, reporting person was granted 1,706 PSUs to vest or lapse on March 30, 2024 based on how the Company's cumulative adjusted free cash flow (FCF) for fiscal year 2021 compares to a target determined by the 2015 Plan Administrator. The Company has determined that 200% of the underlying PSUs shall vest on March 30, 2024, subject to continued service during the vesting period and the award agreement. The performance achieved was 200%, and the actual number of vested shares is presented as the quantity that was acquired.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,364 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 6

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,092

Underlying: Ordinary Shares · 2,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionRestricted Stock Units · Derivative 914 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 5

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,828

Underlying: Ordinary Shares · 914 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 4

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853

Underlying: Ordinary Shares · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F5 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F5 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionRestricted Stock Units · Derivative 705 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · derivative · entry 3

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 705 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the 2015 Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2021. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting in equal annual installments, the first vesting occurring on March 30, 2021. The RSUs were subject to forfeiture prior to vesting in accordance with the terms of the 2015 Plan and the award agreement.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Tax withholdingOrdinary Shares 6,310 $55.94 $352,981.40
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · nonDerivative · entry 2

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,823

F2 · shares: The referenced shares were withheld from distribution to satisfy tax liability.

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March 30, 2024 Filed Apr 3, 2024 01:20 UTC Exercise / conversionOrdinary Shares 14,752 $0.00 $0.00
Disclosure

SEC source: 0001639691-24-000045 · wk-form4_1712107205.xml · nonDerivative · entry 1

Shvartsburg Alex · CIK 0001830830 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) and vested performance stock units (PSUs) settled in Ordinary Shares of LivaNova PLC (the Company), GBP 1.00 par value.

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February 29, 2024 Filed Mar 4, 2024 22:22 UTC
KOZY WILLIAM ADirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 14,512 $54.81 $795,402.72
Disclosure

SEC source: 0001639691-24-000028 · wk-form4_1709590946.xml · derivative · entry 3

KOZY WILLIAM A · CIK 0001221785 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 14,512 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F4 · derivative.exercise_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.

F4 · derivative.expiration_date: On December 15, 2023, reporting person was granted RSUs to vest and forfeiture restrictions thereon to lapse upon the earlier of (i) the commencement of employment of a successor Chief Executive Officer and (ii) April 13, 2024, subject to Mr. Kozy's continued employment through such vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.