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Nasdaq · USD

LIVN

LivaNova PLC

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Tapewire entity
507
SEC CIK
0001639691
Parsed reports
465

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202600
Aug 202602
Sep 202602
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
GrantPerformance Stock Units · Derivative 2,955 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 14

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,955

Underlying: Ordinary Shares · 2,955 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
GrantRestricted Stock Units · Derivative 5,910 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 13

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,910

Underlying: Ordinary Shares · 5,910 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F10 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F10 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 762 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 12

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,285

Underlying: Ordinary Shares · 762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 11

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,706

Underlying: Ordinary Shares · 853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 10

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,434

Underlying: Ordinary Shares · 1,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionRestricted Stock Units · Derivative 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · derivative · entry 9

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 514 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 328 $42.71 $14,008.88
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 8

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,708

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 762 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 7

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 367 $42.71 $15,674.57
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 6

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,274

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 853 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 5

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 617 $42.71 $26,352.07
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 4

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,788

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 1,434 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 3

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 222 $42.71 $9,481.62
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,971

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 22:05 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 514 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000031 · wf-form4_168055949180888.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
GrantStock Appreciation Rights · Derivative 11,300 $0.00 Strike: $42.71 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 17

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Ordinary Shares · 11,300 shares

Expires not disclosed

F15 · derivative.exercise_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F15 · derivative.expiration_date: On March 30, 2023, reporting person was granted stock appreciation rights (SARs) subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The SARs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 5,319 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 16

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Ordinary Shares · 5,319 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F14 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F14 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on the the Company's total shareholder return (TSR) for the three-year period beginning on January 1, 2023 and ending December 31, 2025 relative to the total shareholder return of a peer group of companies, as determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 15

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659

Underlying: Ordinary Shares · 2,659 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F13 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F13 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's Return on Investment Capital (ROIC) calculated for the performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
GrantPerformance Stock Units · Derivative 2,659 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 14

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,659

Underlying: Ordinary Shares · 2,659 shares

Expires not disclosed

F11 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the 2022 Plan and the award agreement.

F12 · derivative.exercise_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

F12 · derivative.expiration_date: On March 30, 2023, reporting person was granted PSUs to vest or lapse on March 30, 2026 based on how the Company's free cash flow (FCF) for performance period 2023-2025 compares to a target determined by the 2022 Plan Administrator. The number included in column 5 of Table II reflects the target number of PSUs eligible for vesting subject to continued service during the vesting period and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
GrantRestricted Stock Units · Derivative 5,319 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 13

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,319

Underlying: Ordinary Shares · 5,319 shares

Expires not disclosed

F9 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2022 Incentive Award Plan (the 2022 Plan) and the award agreement.

F10 · derivative.exercise_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

F10 · derivative.expiration_date: On March 30, 2023, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting occurring on March 30, 2024. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the 2022 Plan and the award agreement.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 686 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 12

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,056

Underlying: Ordinary Shares · 686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F8 · derivative.exercise_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F8 · derivative.expiration_date: On March 30, 2022, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2023. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 682 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 11

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365

Underlying: Ordinary Shares · 682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F7 · derivative.exercise_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F7 · derivative.expiration_date: On March 30, 2021, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2022. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 1,148 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 10

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,147

Underlying: Ordinary Shares · 1,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F6 · derivative.expiration_date: On March 30, 2020, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2021. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 417 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · derivative · entry 9

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 417 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one ordinary share of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement.

F4 · derivative.exercise_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F4 · derivative.expiration_date: On March 30, 2019, reporting person was granted RSUs subject to a four-year vesting schedule, the first vesting for which occurred on March 30, 2020. The RSUs are subject to forfeiture prior to vesting in accordance with the terms of the Plan and the award agreement.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 323 $42.71 $13,795.33
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 8

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,308

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 686 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 7

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 321 $42.71 $13,709.91
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 6

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,945

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 682 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 5

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 540 $42.71 $23,063.40
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 4

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,584

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 1,148 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 196 $42.71 $8,371.16
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,976

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 21:49 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 417 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000027 · wf-form4_168055858144583.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
March 30, 2023 Filed Apr 28, 2023 20:17 UTC
McDonald DamienDirector · CEO
SaleOrdinary Shares 2,220 $42.55 $94,461.00
Disclosure

SEC source: 0001639691-23-000041 · wf-form4_168271303411155.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,847

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 Plan adopted by reporting person on September 8, 2022.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Exercise / conversionPerformance Stock Units · Derivative 10,569 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · derivative · entry 6

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 10,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, the reporting person received a grant of 34,427 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F6 · derivative.expiration_date: On March 30, 2020, the reporting person received a grant of 34,427 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Exercise / conversionPerformance Stock Units · Derivative 25,131 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · derivative · entry 5

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 25,131 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one Ordinary Share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 34,427 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F4 · derivative.expiration_date: On March 30, 2020, the reporting person was granted 34,427 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Tax withholdingOrdinary Shares 4,968 $47.99 $238,414.32
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 4

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,669

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Exercise / conversionOrdinary Shares 10,569 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 3

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Tax withholdingOrdinary Shares 11,812 $47.99 $566,857.88
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 2

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,068

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:11 UTC Exercise / conversionOrdinary Shares 25,131 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000019 · wf-form4_167770505888451.xml · nonDerivative · entry 1

McDonald Damien · CIK 0001686894 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 1,409 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · derivative · entry 6

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,409 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, the reporting person received a grant of 4,590 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F6 · derivative.expiration_date: On March 30, 2020, the reporting person received a grant of 4,590 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionPerformance Stock Units · Derivative 3,350 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · derivative · entry 5

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 4,590 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F4 · derivative.expiration_date: On March 30, 2020, the reporting person was granted 4,590 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 663 $47.99 $31,817.37
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · nonDerivative · entry 4

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,755

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 1,409 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · nonDerivative · entry 3

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Tax withholdingOrdinary Shares 1,575 $47.99 $75,584.25
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · nonDerivative · entry 2

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,009

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:17 UTC
Hebbelinck TruiChief Human Resources Officer
Exercise / conversionOrdinary Shares 3,350 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000021 · wf-form4_167770544088156.xml · nonDerivative · entry 1

Hebbelinck Trui · CIK 0001773051 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Exercise / conversionPerformance Stock Units · Derivative 1,761 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · derivative · entry 6

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 1,761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F6 · derivative.exercise_date: On March 30, 2020, the reporting person received a grant of 5,737 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F6 · derivative.expiration_date: On March 30, 2020, the reporting person received a grant of 5,737 PSUs which were subject to vesting upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The number of PSUs that vested was the result of the Company's performance against a target related to Adjusted Free Cash Flow for fiscal years 2020, 2021, and 2022. The performance achieved was 30.7%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Exercise / conversionPerformance Stock Units · Derivative 4,188 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · derivative · entry 5

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 4,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit (PSU) represents a contingent right to receive one ordinary share of the Company in accordance with the terms of the Plan and the award agreement.

F4 · derivative.exercise_date: On March 30, 2020, the reporting person was granted 5,737 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F4 · derivative.expiration_date: On March 30, 2020, the reporting person was granted 5,737 PSUs that would vest upon the filing of the Company's 2022 Form 10-K for the fiscal year ending December 31, 2022. The vesting of the PSUs depended on the Company's performance against a target of the relative total shareholder return (r-TSR) for fiscal years 2020, 2021, and 2022, compared to our peer companies. The Company's performance achieved a result of 73%, and the actual number of vested shares is presented as the quantity that was acquired.

F5 · balance_after: This number reflects the number of derivative securities beneficially owned following reported transaction for this specific grant.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 758 $47.99 $36,376.42
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 4

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,679

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 1,761 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 3

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Tax withholdingOrdinary Shares 1,801 $47.99 $86,429.99
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 2

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,676

F2 · shares: The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:23 UTC
Dolci MarcoPresident CP
Exercise / conversionOrdinary Shares 4,188 $0.00 $0.00
Disclosure

SEC source: 0001639691-23-000023 · wf-form4_167770577119816.xml · nonDerivative · entry 1

Dolci Marco · CIK 0001798597 · President CP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person had vested performance stock units (PSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.