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Nasdaq · USD

LIVE

LIVE VENTURES Inc

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Tapewire entity
7493
SEC CIK
0001045742
Parsed reports
71

Last 12 months

Inside the activity.

3 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202630
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2019 Filed Jun 4, 2019 14:19 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-19-001774 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,529,249

F2 · price: Purchase prices range from $6.96 to $6.99 per share.

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
May 30, 2019 Filed May 31, 2019 16:54 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-19-001760 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524,749

F2 · price: Purchase prices range from $7.40 to $7.43 per share.

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
May 28, 2019 Filed May 29, 2019 15:03 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 2,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-19-001739 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,524,149

F2 · price: Purchase prices range from $7.47 to $7.55 per share.

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
May 17, 2019 Filed May 17, 2019 19:38 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 7,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-19-001615 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521,748

F2 · price: Purchase prices range from $6.96 to $7.10 per share.

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 21:00 UTC
Isaac AntoniosDirector · Fin. Plan/Strategist/Economist
Disposition to issuerCommon Stock 20,000 $7.21 $144,200.00
Disclosure

SEC source: 0001683168-19-000610 · ownership.xml · nonDerivative · entry 1

Isaac Antonios · CIK 0001487465 · Director · Fin. Plan/Strategist/Economist

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

F1 · balance_after: The reporting person beneficially owns 30,000 shares of the issuer's common stock and fully vested options to acquire 75,000 shares of the issuer's common stock at exercise price of $15.18 per share.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 500 $9.86 $4,930.00
Disclosure

SEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,776

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,100 $9.93 $10,923.00
Disclosure

SEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,276

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,700 $9.86 $16,762.00
Disclosure

SEC source: 0001683168-18-002439 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,514,176

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 500 $10.29 $5,145.00
Disclosure

SEC source: 0001683168-18-002415 · ownership.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,476

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,200 $10.33 $12,396.00
Disclosure

SEC source: 0001683168-18-002415 · ownership.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,511,976

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 16:59 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,278 $12.50 $15,975.00
Disclosure

SEC source: 0001683168-18-000933 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,554

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:59 UTC Amendment
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 222 $12.50 $2,775.00
Disclosure

SEC source: 0001683168-18-000955 · isaac_f4a.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,776

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:59 UTC Amendment
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,278 $12.50 $15,975.00
Disclosure

SEC source: 0001683168-18-000955 · isaac_f4a.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,510,554

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 15:38 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,500 $13.28 $19,919.85
Disclosure

SEC source: 0001683168-18-000491 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,276

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
February 20, 2018 Filed Feb 20, 2018 16:24 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $13.57 $13,570.00
Disclosure

SEC source: 0001683168-18-000458 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,507,776

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 99 $10.58 $1,047.42
Disclosure

SEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 5

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,776

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 767 $10.58 $8,114.86
Disclosure

SEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 4

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,506,677

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 17 $10.58 $179.86
Disclosure

SEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 3

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,910

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 200 $10.62 $2,124.00
Disclosure

SEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,893

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 200 $10.60 $2,120.00
Disclosure

SEC source: 0001683168-17-002361 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,693

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
GrantIncentive Stock Option · Derivative 4,000 $14.27 Strike: $14.27 $57,080.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 10

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
GrantIncentive Stock Option · Derivative 4,000 $12.98 Strike: $12.98 $51,920.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 9

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
GrantIncentive Stock Option · Derivative 4,000 $11.80 Strike: $11.80 $47,200.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 8

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
GrantIncentive Stock Option · Derivative 4,000 $11.80 Strike: $11.80 $47,200.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 7

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
GrantIncentive Stock Option · Derivative 4,000 $11.80 Strike: $11.80 $47,200.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 6

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
Disposition to issuerIncentive Stock Option · Derivative 4,000 $41.98 Strike: $41.98 $167,904.80
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 5

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
Disposition to issuerIncentive Stock Option · Derivative 4,000 $36.50 Strike: $36.50 $146,000.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 4

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
Disposition to issuerIncentive Stock Option · Derivative 4,000 $31.74 Strike: $31.74 $126,960.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 3

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
Disposition to issuerIncentive Stock Option · Derivative 4,000 $27.60 Strike: $27.60 $110,400.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 2

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
September 05, 2017 Filed Jan 13, 2021 22:05 UTC
Stein Michael JasonSr. VP, General Counsel
Disposition to issuerIncentive Stock Option · Derivative 4,000 $23.41 Strike: $23.41 $93,640.00
Disclosure

SEC source: 0001209191-21-003441 · doc4.xml · derivative · entry 1

Stein Michael Jason · CIK 0001716349 · Sr. VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2027-09-05

F1 · kind: The reported transaction involved an amendment of an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on September 5, 2017 and provides for the vesting described in this Form 4. The exercise price of the "old" option was amended as described in this Form 4.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $9.58 $9,580.00
Disclosure

SEC source: 0001683168-17-002209 · isaac_f4.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,505,493

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 600 $9.66 $5,796.00
Disclosure

SEC source: 0001683168-17-002209 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,504,493

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
August 16, 2017 Filed Aug 16, 2017 17:56 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 500 $10.60 $5,300.00
Disclosure

SEC source: 0001683168-17-002157 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,503,893

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
June 26, 2017 Filed Jun 26, 2017 19:44 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 500 $10.30 $5,150.00
Disclosure

SEC source: 0001683168-17-001656 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,393

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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June 20, 2017 Filed Jun 20, 2017 19:09 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $9.79 $9,790.00
Disclosure

SEC source: 0001683168-17-001630 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,893

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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June 19, 2017 Filed Jun 20, 2017 13:30 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $9.62 $9,622.60
Disclosure

SEC source: 0001683168-17-001627 · isaac_f4.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500,893

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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June 19, 2017 Filed Jun 20, 2017 13:30 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 400 $9.64 $3,855.96
Disclosure

SEC source: 0001683168-17-001627 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,893

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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June 15, 2017 Filed Jun 15, 2017 16:23 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,865 $10.15 $18,929.75
Disclosure

SEC source: 0001683168-17-001588 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,499,493

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 14:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $10.32 $10,320.00
Disclosure

SEC source: 0001683168-17-001577 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497,628

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
June 09, 2017 Filed Jun 12, 2017 16:06 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 3,300 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001545 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,496,628

F2 · price: Shares purchased in various transactions ranging from 100 to 800 shares per transaction. Prices ranging from $9.93 to $9.972 per share.

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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May 22, 2017 Filed May 23, 2017 16:51 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 2,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001378 · isaac_f4.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,491,328

F3 · price: Shares purchased with an average price of $10.4925 ($10.47 to $10.50)

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

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May 19, 2017 Filed May 23, 2017 16:51 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 6,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-17-001378 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,298

F2 · price: Shares purchased with an average price of $10.8527 ($10.67 to $10.9584)

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
May 19, 2017 Filed Jun 5, 2017 19:40 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 2,000 $9.99 $19,980.00
Disclosure

SEC source: 0001683168-17-001498 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493,328

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
March 16, 2017 Filed Mar 16, 2017 17:41 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $15.00 $15,000.00
Disclosure

SEC source: 0001683168-17-000581 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,298

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
March 16, 2017 Filed Mar 20, 2017 15:00 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 500 $14.96 $7,478.10
Disclosure

SEC source: 0001683168-17-000609 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482,798

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
February 23, 2017 Filed Feb 23, 2017 16:44 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $16.38 $16,380.00
Disclosure

SEC source: 0001683168-17-000430 · isaac_f4.xml · nonDerivative · entry 2

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,481,298

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
February 23, 2017 Filed Feb 23, 2017 16:44 UTC
Isaac JonDirector · CEO and President · 10% owner
PurchaseCommon Stock 1,000 $16.37 $16,370.00
Disclosure

SEC source: 0001683168-17-000430 · isaac_f4.xml · nonDerivative · entry 1

Isaac Jon · CIK 0001512469 · Director · CEO and President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,480,298

F1 · balance_after: Includes 158,333 shares of Series B Preferred Convertible Stock and warrants for the purchase of up to 118,029 shares of Series B Preferred Convertible Stock owner of record by Isaac Capital Group, LLC. The Series B Preferred Convertible Stock and the underlying shares of common stock (791,666 and 590,146 warrant shares) are subject to a lock-up agreement with the issuer that expires on December 31, 2021.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 15:30 UTC
Gao DennisDirector
PurchaseCommon Stock 1,450 $18.92 $27,434.00
Disclosure

SEC source: 0001683168-17-000142 · gao_f4.xml · nonDerivative · entry 2

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,671

Read SEC document
January 20, 2017 Filed Jan 23, 2017 15:30 UTC
Gao DennisDirector
PurchaseCommon Stock 1,500 $19.21 $28,815.00
Disclosure

SEC source: 0001683168-17-000142 · gao_f4.xml · nonDerivative · entry 1

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,221

Read SEC document
January 19, 2017 Filed Jan 20, 2017 18:23 UTC
Gao DennisDirector
PurchaseCommon Stock 3,000 $19.51 $58,530.00
Disclosure

SEC source: 0001683168-17-000128 · gao_f4.xml · nonDerivative · entry 15

Gao Dennis · CIK 0001570653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,721

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.