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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2025 Filed Nov 19, 2025 02:16 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
SaleCommon Stock 821 $246.00 $201,966.00
Disclosure

SEC source: 0001489550-25-000003 · form4-11192025_021104.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 95,899

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
November 18, 2025 Filed Nov 19, 2025 02:11 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 170 $246.00 $41,820.00
Disclosure

SEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,400

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 02:16 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
SaleCommon Stock 821 $234.14 $192,228.94
Disclosure

SEC source: 0001489550-25-000003 · form4-11192025_021104.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,720

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 02:11 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,367 $234.14 $320,069.38
Disclosure

SEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,570

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 02:10 UTC SaleCommon Stock 579 $250.00 $144,750.00
Disclosure

SEC source: 0001711035-25-000006 · form4-11192025_021158.xml · nonDerivative · entry 1

Fletcher Pamela · CIK 0001711035 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,889

Read SEC document
November 15, 2025 Filed Nov 19, 2025 02:16 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
Tax withholdingCommon Stock 3,732 $232.15 $866,383.80
Disclosure

SEC source: 0001489550-25-000003 · form4-11192025_021104.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 97,541

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 02:14 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 1,495 $232.15 $347,064.25
Disclosure

SEC source: 0001743176-25-000005 · form4-11192025_021133.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,077

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 28 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 02:13 UTC
Retort VincentSEE REMARKS
Tax withholdingCommon Stock 3,291 $232.15 $764,005.65
Disclosure

SEC source: 0001648256-25-000003 · form4-11192025_021110.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,481

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 101 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 02:11 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 1,413 $232.15 $328,027.95
Disclosure

SEC source: 0001570465-25-000003 · form4-11192025_021118.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,937

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 170 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 14, 2025.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 02:08 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 2,743 $232.15 $636,787.45
Disclosure

SEC source: 0001561100-25-000003 · form4-11192025_021128.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,344

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 10, 2025 Filed Nov 12, 2025 22:43 UTC SaleCommon Stock 10,000 $270.39 $2,703,900.00
Disclosure

SEC source: 0001722289-25-000003 · form4-11122025_101125.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,037

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:13 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
SaleCommon Stock 4,232 $239.63 $1,014,103.16
Disclosure

SEC source: 0001743176-25-000004 · form4-11102025_091154.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,544

Read SEC document
November 07, 2025 Filed Nov 12, 2025 22:41 UTC SaleCommon Stock 7,200 $243.32 $1,751,904.00
Disclosure

SEC source: 0001866503-25-000003 · form4-11122025_101129.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,764

Read SEC document
August 27, 2025 Filed Aug 29, 2025 01:31 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 3,281 $124.86 $409,665.66
Disclosure

SEC source: 0001415889-25-023267 · form4-08292025_010822.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,273

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 26, 2025 Filed Aug 29, 2025 01:29 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,526 $124.39 $314,209.14
Disclosure

SEC source: 0001415889-25-023266 · form4-08292025_010836.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 77,087

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

Read SEC document
August 26, 2025 Filed Aug 29, 2025 01:31 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 3,282 $124.39 $408,247.98
Disclosure

SEC source: 0001415889-25-023267 · form4-08292025_010822.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 104,554

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 23:54 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 3,282 $119.25 $391,378.50
Disclosure

SEC source: 0001415889-25-023065 · form4-08262025_110827.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 107,836

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 23:54 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
GrantCommon Stock 13,177 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-023065 · form4-08262025_110827.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,118

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 23:53 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 4,918 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-023064 · form4-08262025_110830.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,776

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 23:52 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 14,758 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-023063 · form4-08262025_110816.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,671

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 23:51 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 7,715 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,180

F4 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 23, 2025 Filed Aug 26, 2025 23:50 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 12,298 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-023061 · form4-08262025_110822.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,613

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 23:51 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,100 $117.36 $129,092.04
Disclosure

SEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 33,465

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

F3 · price: These sales were executed in multiple trades at prices ranging from $117.25 to $117.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 23:51 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 3,407 $116.73 $397,690.25
Disclosure

SEC source: 0001415889-25-023062 · form4-08262025_110823.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,565

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

F2 · price: These sales were executed in multiple trades at prices ranging from $116.24 to $117.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 10,487 $117.43 $1,231,488.41
Disclosure

SEC source: 0001415889-25-022694 · form4-08222025_010832.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,941

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
GrantCommon Stock 9,218 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022694 · form4-08222025_010832.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,428

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:50 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 4,309 $117.43 $506,005.87
Disclosure

SEC source: 0001415889-25-022693 · form4-08222025_010836.xml · nonDerivative · entry 3

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,858

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:50 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 4,519 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022693 · form4-08222025_010836.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,167

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:49 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 11,666 $117.43 $1,369,938.38
Disclosure

SEC source: 0001415889-25-022692 · form4-08222025_010841.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,913

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:49 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 10,169 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022692 · form4-08222025_010841.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,579

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:48 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 5,538 $117.43 $650,327.34
Disclosure

SEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,972

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:48 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 2,057 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,510

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:47 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 10,067 $117.43 $1,182,167.81
Disclosure

SEC source: 0001415889-25-022690 · form4-08222025_010851.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,315

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs and PSUs.

Read SEC document
August 21, 2025 Filed Aug 22, 2025 01:47 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 9,152 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022690 · form4-08222025_010851.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,382

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 21, 2024.

Read SEC document
August 19, 2025 Filed Aug 19, 2025 21:34 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 109 $117.60 $12,818.40
Disclosure

SEC source: 0001415889-25-022345 · form4-08192025_090844.xml · nonDerivative · entry 4

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,450

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:55 UTC
HURLSTON MICHAEL E.Director · President and CEO
GrantCommon Stock 34,393 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022695 · form4-08222025_010841.xml · nonDerivative · entry 1

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,597

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:51 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
GrantCommon Stock 22,760 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022694 · form4-08222025_010832.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,210

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:50 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
GrantCommon Stock 5,057 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022693 · form4-08222025_010836.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,648

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing to be an employee through such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2025 Filed Aug 22, 2025 01:49 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
GrantCommon Stock 15,173 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022692 · form4-08222025_010841.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,410

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2025 Filed Aug 22, 2025 01:48 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 11,633 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022691 · form4-08222025_010852.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,453

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2025 Filed Aug 22, 2025 01:47 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 22,760 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-022690 · form4-08222025_010851.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,230

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 18, 2025 Filed Aug 19, 2025 21:34 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 109 $116.45 $12,693.05
Disclosure

SEC source: 0001415889-25-022345 · form4-08192025_090844.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,559

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

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August 18, 2025 Filed Aug 19, 2025 21:31 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 912 $116.45 $106,202.40
Disclosure

SEC source: 0001415889-25-022340 · form4-08192025_090839.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 29,820

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

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August 18, 2025 Filed Aug 19, 2025 21:29 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 2,222 $116.45 $258,751.90
Disclosure

SEC source: 0001415889-25-022338 · form4-08192025_090821.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,470

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

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August 18, 2025 Filed Aug 20, 2025 20:42 UTC SaleCommon Stock 1,250 $119.06 $148,827.75
Disclosure

SEC source: 0001415889-25-022465 · form4-08202025_080844.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,037

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August 15, 2025 Filed Aug 19, 2025 21:33 UTC
Sepe Matthew JosephCHIEF ACCOUNTING OFFICER
Tax withholdingCommon Stock 837 $115.86 $96,974.82
Disclosure

SEC source: 0001415889-25-022342 · form4-08192025_090829.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,591

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2025 Filed Aug 19, 2025 21:34 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
SaleCommon Stock 109 $113.61 $12,383.49
Disclosure

SEC source: 0001415889-25-022345 · form4-08192025_090844.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,668

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

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August 15, 2025 Filed Aug 19, 2025 21:34 UTC
Wupen YuenPRESIDENT, CLOUD & NETWORKING
Tax withholdingCommon Stock 2,540 $115.86 $294,284.40
Disclosure

SEC source: 0001415889-25-022345 · form4-08192025_090844.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, CLOUD & NETWORKING

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 76,777

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2025 Filed Aug 19, 2025 21:31 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 802 $115.86 $92,919.72
Disclosure

SEC source: 0001415889-25-022340 · form4-08192025_090839.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,732

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2025 Filed Aug 19, 2025 21:32 UTC
Retort VincentPRESIDENT, INDUSTRIAL TECH.
Tax withholdingCommon Stock 2,753 $115.86 $318,962.58
Disclosure

SEC source: 0001415889-25-022341 · form4-08192025_090843.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · PRESIDENT, INDUSTRIAL TECH.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,237

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.