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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 815 $857.96 $699,236.75
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 15

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,576

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F16 · price: These sales were executed in multiple trades at prices ranging from $857.365 to $858.255.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,679 $856.70 $1,438,395.94
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 14

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 39,391

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F15 · price: These sales were executed in multiple trades at prices ranging from $856.22 to $857.21.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 273 $855.89 $233,658.76
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 13

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,070

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F14 · price: These sales were executed in multiple trades at prices ranging from $855.17 to $856.15.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,080 $854.84 $923,230.22
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 12

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,343

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F13 · price: These sales were executed in multiple trades at prices ranging from $854.17 to $855.155.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 851 $853.54 $726,360.24
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 11

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,423

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F12 · price: These sales were executed in multiple trades at prices ranging from $853.035 to $854.00.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,998 $852.33 $1,702,952.34
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 10

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,274

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F11 · price: These sales were executed in multiple trades at prices ranging from $851.935 to $852.87.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 970 $851.31 $825,770.51
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 9

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,272

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F10 · price: These sales were executed in multiple trades at prices ranging from $850.915 to $851.61.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 600 $850.44 $510,262.68
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 8

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,242

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F9 · price: These sales were executed in multiple trades at prices ranging from $849.88 to $850.87.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 600 $849.14 $509,485.98
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 7

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 46,842

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F8 · price: These sales were executed in multiple trades at prices ranging from $848.51 to $849.495.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 491 $847.94 $416,339.08
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 6

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,442

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F7 · price: These sales were executed in multiple trades at prices ranging from $847.505 to $848.495.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 456 $847.00 $386,234.01
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 5

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,933

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F6 · price: These sales were executed in multiple trades at prices ranging from $846.475 to $847.44.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 570 $845.96 $482,196.63
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 4

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,389

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F5 · price: These sales were executed in multiple trades at prices ranging from $845.41 to $846.33.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 360 $844.66 $304,078.21
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 48,959

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F4 · price: These sales were executed in multiple trades at prices ranging from $844.20 to $845.00.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 280 $843.68 $236,230.99
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,319

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F3 · price: These sales were executed in multiple trades at prices ranging from $843.13 to $843.94.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:56 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 205 $842.39 $172,690.61
Disclosure

SEC source: 0001570465-26-000007 · form4-08282026_010820.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 49,599

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

F2 · price: These sales were executed in multiple trades at prices ranging from $842.06 to $843.02. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (17) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:55 UTC
Chang EricSEE REMARKS
GrantCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001664898-26-000005 · form4-08282026_010847.xml · nonDerivative · entry 1

Chang Eric · CIK 0001664898 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,906

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.

Read SEC document
August 25, 2026 Filed Aug 28, 2026 01:55 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 5,005 $0.00 $0.00
Disclosure

SEC source: 0001561100-26-000007 · form4-08282026_010810.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,616

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight (8) equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2025 Equity Incentive Plan.

Read SEC document
August 24, 2026 Filed Aug 26, 2026 23:33 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
SaleCommon Stock 500 $824.24 $412,120.00
Disclosure

SEC source: 0001489550-26-000005 · form4-08262026_110800.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 92,729

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:43 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
SaleCommon Stock 500 $898.15 $449,075.00
Disclosure

SEC source: 0001489550-26-000004 · form4-08222026_120847.xml · nonDerivative · entry 4

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,229

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:43 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
Tax withholdingCommon Stock 6,705 $866.71 $5,811,290.55
Disclosure

SEC source: 0001489550-26-000004 · form4-08222026_120847.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,729

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:42 UTC
Retort VincentSEE REMARKS
Tax withholdingCommon Stock 7,509 $866.71 $6,508,125.39
Disclosure

SEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,929

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:41 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 3,926 $866.71 $3,402,703.46
Disclosure

SEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 38,170

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 21, 2026 Filed Aug 22, 2026 00:38 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 6,635 $866.71 $5,750,620.85
Disclosure

SEC source: 0001561100-26-000005 · form4-08222026_120854.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,851

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:43 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
SaleCommon Stock 1,500 $827.82 $1,241,730.00
Disclosure

SEC source: 0001489550-26-000004 · form4-08222026_120847.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,434

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2026.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:42 UTC
Retort VincentSEE REMARKS
SaleCommon Stock 2,483 $827.82 $2,055,477.06
Disclosure

SEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 109,438

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
August 20, 2026 Filed Aug 22, 2026 00:41 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,904 $827.82 $1,576,169.28
Disclosure

SEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 42,096

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

Read SEC document
August 19, 2026 Filed Aug 22, 2026 00:43 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
Tax withholdingCommon Stock 3,860 $827.60 $3,194,536.00
Disclosure

SEC source: 0001489550-26-000004 · form4-08222026_120847.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,934

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2026 Filed Aug 22, 2026 00:42 UTC
Retort VincentSEE REMARKS
Tax withholdingCommon Stock 2,574 $827.60 $2,130,242.40
Disclosure

SEC source: 0001648256-26-000006 · form4-08222026_120820.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 111,921

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2026 Filed Aug 22, 2026 00:41 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 1,973 $827.60 $1,632,854.80
Disclosure

SEC source: 0001570465-26-000005 · form4-08222026_120806.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,000

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2026 Filed Aug 22, 2026 00:39 UTC
HURLSTON MICHAEL E.Director · President and CEO
Tax withholdingCommon Stock 6,185 $827.60 $5,118,706.00
Disclosure

SEC source: 0001573338-26-000015 · form4-08222026_120853.xml · nonDerivative · entry 1

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,794

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2026 Filed Aug 22, 2026 00:38 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 4,093 $827.60 $3,387,366.80
Disclosure

SEC source: 0001561100-26-000005 · form4-08222026_120854.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,486

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 00:47 UTC
Retort VincentSEE REMARKS
SaleCommon Stock 3,183 $909.43 $2,894,715.69
Disclosure

SEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 4

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 114,495

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2025.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 00:45 UTC
Kim JaeSVP, GENERAL COUNSEL
SaleCommon Stock 1,366 $909.43 $1,242,281.38
Disclosure

SEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 4

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,973

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2026.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:48 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
Tax withholdingCommon Stock 29,056 $968.90 $28,152,358.40
Disclosure

SEC source: 0001489550-26-000003 · form4-08192026_120833.xml · nonDerivative · entry 3

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,794

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:48 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
GrantCommon Stock 57,103 $0.00 $0.00
Disclosure

SEC source: 0001489550-26-000003 · form4-08192026_120833.xml · nonDerivative · entry 2

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,850

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:47 UTC
Retort VincentSEE REMARKS
Tax withholdingCommon Stock 32,542 $968.90 $31,529,943.80
Disclosure

SEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,678

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:47 UTC
Retort VincentSEE REMARKS
GrantCommon Stock 63,956 $0.00 $0.00
Disclosure

SEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 150,220

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:45 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 17,011 $968.90 $16,481,957.90
Disclosure

SEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 3

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 47,339

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:45 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 33,433 $0.00 $0.00
Disclosure

SEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 2

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 64,350

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on April 15, 2024.

Read SEC document
August 17, 2026 Filed Aug 19, 2026 00:40 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 28,754 $968.90 $27,859,750.60
Disclosure

SEC source: 0001561100-26-000004 · form4-08192026_120838.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,579

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

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August 17, 2026 Filed Aug 19, 2026 00:40 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 53,296 $0.00 $0.00
Disclosure

SEC source: 0001561100-26-000004 · form4-08192026_120838.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,333

F2 · kind: Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units ("PSUs") granted to the Reporting Person on August 23, 2023.

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August 17, 2026 Filed Aug 28, 2026 01:58 UTC
HURLSTON MICHAEL E.Director · President and CEO
GrantCommon Stock 66,764 $0.00 $0.00
Disclosure

SEC source: 0001573338-26-000016 · form4-08282026_010823.xml · nonDerivative · entry 1

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,743

F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date.

F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026.

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August 17, 2026 Filed Aug 28, 2026 01:54 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
GrantCommon Stock 22,760 $0.00 $0.00
Disclosure

SEC source: 0001489550-26-000006 · form4-08282026_010821.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,507

F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date.

F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026.

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August 17, 2026 Filed Aug 28, 2026 01:51 UTC
Retort VincentSEE REMARKS
GrantCommon Stock 15,174 $0.00 $0.00
Disclosure

SEC source: 0001648256-26-000007 · form4-08282026_010858.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,438

F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date.

F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026.

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August 17, 2026 Filed Aug 28, 2026 01:50 UTC
Kim JaeSVP, GENERAL COUNSEL
GrantCommon Stock 11,634 $0.00 $0.00
Disclosure

SEC source: 0001570465-26-000006 · form4-08282026_010803.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,551

F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date.

F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026.

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August 17, 2026 Filed Aug 28, 2026 01:49 UTC
Ali WajidEVP & CHIEF FINANCIAL OFFICER
GrantCommon Stock 22,760 $0.00 $0.00
Disclosure

SEC source: 0001561100-26-000006 · form4-08282026_010812.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,797

F1 · kind: The Compensation Committee of the Board of Directors of the Issuer certified achievement of certain performance conditions with respect to performance stock units (PSUs) granted to the Reporting Person on August 19, 2025. The PSUs remain subject to time-based vesting; 100% of the shares shall vest on August 19, 2028, subject to the Reporting Person continuing to be a service provider of the Issuer through such date.

F2 · balance_after: The number of shares reported as beneficially owned following the reported transaction is as of August 17, 2026 and prior to other transactions that occurred August 17, 2026 as reported in a Form 4 filed by the Reporting Person on August 18, 2026.

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August 15, 2026 Filed Aug 19, 2026 00:48 UTC
Wupen YuenPRESIDENT, GLOBAL BUS. UNITS
Tax withholdingCommon Stock 3,741 $926.14 $3,464,689.74
Disclosure

SEC source: 0001489550-26-000003 · form4-08192026_120833.xml · nonDerivative · entry 1

Wupen Yuen · CIK 0001489550 · PRESIDENT, GLOBAL BUS. UNITS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,747

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2026 Filed Aug 19, 2026 00:47 UTC
Retort VincentSEE REMARKS
Tax withholdingCommon Stock 3,299 $926.14 $3,055,335.86
Disclosure

SEC source: 0001648256-26-000005 · form4-08192026_120810.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · SEE REMARKS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,264

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2026 Filed Aug 19, 2026 00:45 UTC
Kim JaeSVP, GENERAL COUNSEL
Tax withholdingCommon Stock 1,416 $926.14 $1,311,414.24
Disclosure

SEC source: 0001570465-26-000004 · form4-08192026_120815.xml · nonDerivative · entry 1

Kim Jae · CIK 0001570465 · SVP, GENERAL COUNSEL

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,917

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 15, 2026 Filed Aug 19, 2026 00:43 UTC
HURLSTON MICHAEL E.Director · President and CEO
Tax withholdingCommon Stock 5,438 $926.14 $5,036,349.32
Disclosure

SEC source: 0001573338-26-000014 · form4-08192026_120840.xml · nonDerivative · entry 1

HURLSTON MICHAEL E. · CIK 0001573338 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,979

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.