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Nasdaq · USD

LIND

LINDBLAD EXPEDITIONS HOLDINGS, INC.

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Tapewire entity
1943
SEC CIK
0001512499
Parsed reports
501

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 2026015
Feb 202607
Mar 202602
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 10,000 $8.70 $87,048.00
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 17

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,629,511

F11 · price: This price reflects the weighted average price for open-market sales of Shares on August 18, 2016, within a $1.00 range. The actual prices for these transactions range from $8.51 to $8.8, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 17, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 10,000 $8.72 $87,174.00
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 16

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,639,511

F10 · price: This price reflects the weighted average price for open-market sales of Shares on August 17, 2016, within a $1.00 range. The actual prices for these transactions range from $8.63 to $8.8, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 15, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 3,000 $9.25 $27,750.00
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 15

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,649,511

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 12, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 1,217 $9.20 $11,196.40
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 14

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,652,511

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 11, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 776 $9.21 $7,144.32
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 13

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,743,016

F9 · price: This price reflects the weighted average price for open-market sales of Shares on August 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.2 to $9.24, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 11, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 9,052 $9.21 $83,338.14
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 12

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,653,728

F9 · price: This price reflects the weighted average price for open-market sales of Shares on August 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.2 to $9.24, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 10, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 3,934 $9.20 $36,192.80
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 11

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,662,780

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 08, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 1,473 $9.48 $13,963.45
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 10

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,743,792

F8 · price: This price reflects the weighted average price for open-market sales of Shares on August 8, 2016, within a $1.00 range. The actual prices for these transactions range from $9.44 to $9.55, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 08, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 10,445 $9.48 $99,014.42
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 9

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,666,714

F8 · price: This price reflects the weighted average price for open-market sales of Shares on August 8, 2016, within a $1.00 range. The actual prices for these transactions range from $9.44 to $9.55, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 05, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 12,202 $9.86 $120,279.99
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 8

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,745,265

F7 · price: This price reflects the weighted average price for open-market sales of Shares on August 5, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 05, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 31,903 $9.86 $314,480.63
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 7

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,677,159

F7 · price: This price reflects the weighted average price for open-market sales of Shares on August 5, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 04, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 1,093 $9.95 $10,875.35
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 6

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,709,062

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 03, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 1,249 $9.87 $12,328.38
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 5

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,710,155

F6 · price: This price reflects the weighted average price for open-market sales of Shares on August 3, 2016, within a $1.00 range. The actual prices for these transactions range from $9.85 to $9.95, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 02, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 957 $9.97 $9,545.79
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 4

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,757,467

F5 · price: This price reflects the weighted average price for open-market sales of Shares on August 2, 2016, within a $1.00 range. The actual prices for these transactions range from $9.94 to $9.98, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 02, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 9,413 $9.97 $93,891.85
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 3

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,711,404

F5 · price: This price reflects the weighted average price for open-market sales of Shares on August 2, 2016, within a $1.00 range. The actual prices for these transactions range from $9.94 to $9.98, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 01, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 15,329 $9.95 $152,486.76
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 2

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,758,424

F4 · price: This price reflects the weighted average price for open-market sales of Shares on August 1, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.98, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (17).

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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August 01, 2016 Filed Nov 21, 2016 15:34 UTC SaleCommon Stock, $0.0001 par value per share 38,159 $9.95 $379,590.47
Disclosure

SEC source: 0000905148-16-002095 · form4.xml · nonDerivative · entry 1

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,720,817

F4 · price: This price reflects the weighted average price for open-market sales of Shares on August 1, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.98, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (17).

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
July 29, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 23,759 $9.91 $235,546.73
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 23

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,773,753

F15 · price: This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 29, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 55,017 $9.91 $545,438.54
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 22

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,758,976

F15 · price: This price reflects the weighted average price for open-market sales of Shares on July 29, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.96, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 28, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 5,000 $9.80 $49,000.00
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 21

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,813,993

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 27, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 2,073 $9.81 $20,330.74
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 20

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,797,512

F14 · price: This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 27, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 11,710 $9.81 $114,844.65
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 19

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,818,993

F14 · price: This price reflects the weighted average price for open-market sales of Shares on July 27, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.85, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 26, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 3,350 $9.82 $32,900.69
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 18

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,830,703

F13 · price: This price reflects the weighted average price for open-market sales of Shares on July 26, 2016, within a $1.00 range. The actual prices for these transactions range from $9.8 to $9.9, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 25, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 1,627 $9.93 $16,151.39
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 17

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,834,053

F12 · price: This price reflects the weighted average price for open-market sales of Shares on July 25, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 22, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 2,444 $9.92 $24,237.15
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 16

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,799,585

F11 · price: This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 22, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 12,462 $9.92 $123,585.65
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 15

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,835,680

F11 · price: This price reflects the weighted average price for open-market sales of Shares on July 22, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.97, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 21, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 5,843 $9.90 $57,855.05
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 14

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,848,142

F10 · price: This price reflects the weighted average price for open-market sales of Shares on July 21, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 20, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 2,945 $9.90 $29,165.51
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 13

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,853,985

F9 · price: This price reflects the weighted average price for open-market sales of Shares on July 20, 2016, within a $1.00 range. The actual prices for these transactions range from $9.9 to $9.95, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 19, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 6,582 $9.87 $64,990.67
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 12

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,802,029

F8 · price: This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 19, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 20,864 $9.87 $206,011.14
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 11

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,856,930

F8 · price: This price reflects the weighted average price for open-market sales of Shares on July 19, 2016, within a $1.00 range. The actual prices for these transactions range from $9.87 to $9.95, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 18, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 3,177 $9.95 $31,611.15
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 10

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,877,794

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 15, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 21,918 $9.97 $218,496.16
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 9

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,808,611

F7 · price: This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 15, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 52,000 $9.97 $518,377.60
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 8

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,880,971

F7 · price: This price reflects the weighted average price for open-market sales of Shares on July 15, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.02, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 14, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 5,329 $10.00 $53,290.00
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 7

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,932,971

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 13, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 4,872 $10.00 $48,735.59
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 6

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,830,529

F6 · price: This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 13, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 17,393 $10.00 $173,985.66
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 5

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,938,300

F6 · price: This price reflects the weighted average price for open-market sales of Shares on July 13, 2016, within a $1.00 range. The actual prices for these transactions range from $10 to $10.05, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 12, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 25,396 $9.99 $253,736.52
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 4

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,835,401

F5 · price: This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive.

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 12, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 59,061 $9.99 $590,090.26
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 3

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,955,693

F5 · price: This price reflects the weighted average price for open-market sales of Shares on July 12, 2016, within a $1.00 range. The actual prices for these transactions range from $9.92 to $10.05, inclusive.

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 11, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 2,940 $9.93 $29,203.02
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 2

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,860,797

F4 · price: This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15).

F2 · ownership.nature: These Shares are directly owned by Two Mountain Ltd., for which each of the Reporting Persons serve as director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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July 11, 2016 Filed Nov 21, 2016 15:33 UTC SaleCommon Stock, $0.0001 par value per share 13,469 $9.93 $133,787.58
Disclosure

SEC source: 0000905148-16-002094 · form4.xml · nonDerivative · entry 1

Killinger Johann · CIK 0001647727 · 10% owner

Baldeweg Dirk Klaus · CIK 0001647744 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 3,014,754

F4 · price: This price reflects the weighted average price for open-market sales of Shares on July 11, 2016, within a $1.00 range. The actual prices for these transactions range from $9.90 to $9.94, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnotes (4) through (15).

F1 · ownership.nature: These shares of Common Stock ("Shares") are directly owned by Talas Shipping GmbH & Co. KG, for which each of the Reporting Persons serve as managing director.

F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 08, 2016 Filed Mar 24, 2017 20:48 UTC
Byus TreyChief Expedition Officer
Tax withholdingCommon Stock 42,429 $8.72 $369,980.88
Disclosure

SEC source: 0001140361-17-013288 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,172

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December 31, 2010 Filed Jan 5, 2021 16:17 UTC GrantCommon Stock 1,645 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-000265 · doc1.xml · nonDerivative · entry 1

ARONSON BERNARD W · CIK 0001227370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,425

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date.

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September 30, 2010 Filed Oct 2, 2020 17:07 UTC GrantCommon Stock 3,349 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-017507 · doc1.xml · nonDerivative · entry 1

ARONSON BERNARD W · CIK 0001227370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,780

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date.

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August 08, 2010 Filed Aug 11, 2020 16:51 UTC GrantCommon Stock 3,532 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014752 · doc1.xml · nonDerivative · entry 1

ARONSON BERNARD W · CIK 0001227370 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,963

F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.