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LENNOX INTERNATIONAL INC

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3415
SEC CIK
0001069202
Parsed reports
790

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202600
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 15, 2017 Filed Dec 19, 2017 23:53 UTC
Kosel ChrisVP-Corp Controller and CAO
SaleCommon Stock, Par Value $0.01 Per Share 435 $203.03 $88,318.05
Disclosure

SEC source: 0001127602-17-035206 · form4.xml · nonDerivative · entry 1

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 20:18 UTC
Young Douglas LEVP, President & COO RHC
SaleCommon Stock, Par Value $0.01 Per Share 2,172 $206.16 $447,779.52
Disclosure

SEC source: 0001127602-17-034773 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,592

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 20:45 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 3,013 $203.63 $613,543.22
Disclosure

SEC source: 0001127602-17-034655 · form4.xml · nonDerivative · entry 3

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,660

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Reflects a weighted average sale price of $203.632 at prices ranging from $203.38 to $203.77 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 20:45 UTC
Bluedorn Todd MDirector · Chairman and CEO
SaleCommon Stock, Par Value $0.01 Per Share 5,300 $202.54 $1,073,477.90
Disclosure

SEC source: 0001127602-17-034655 · form4.xml · nonDerivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,673

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Reflects a weighted average sale price of $202.543 at prices ranging from $202.25 to $203 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 13, 2017 Filed Dec 14, 2017 20:42 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
SaleCommon Stock, Par Value $0.01 Per Share 1,511 $203.77 $307,896.47
Disclosure

SEC source: 0001127602-17-034653 · form4.xml · nonDerivative · entry 2

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,242

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:51 UTC
Torres John DEVP, Chief Legal Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,366 $206.59 $282,201.94
Disclosure

SEC source: 0001127602-17-034661 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,660

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:49 UTC
MAJOR JOHN EDirector
OtherCommon Stock, Par Value $0.01 Per Share 1,139 $206.59 $235,306.01
Disclosure

SEC source: 0001127602-17-034659 · form4.xml · nonDerivative · entry 2

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · John Major and Susan B. Major, as Trustees of the Major Family Trust

Disclosed balance after: 14,104

F1 · kind: This transaction is to move shares from common stock to the Major Family Trust.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:49 UTC
MAJOR JOHN EDirector
OtherCommon Stock, Par Value $0.01 Per Share 1,139 $206.59 $235,306.01
Disclosure

SEC source: 0001127602-17-034659 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,196

F1 · kind: This transaction is to move shares from common stock to the Major Family Trust.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:47 UTC
Bedard Gary SEVP, President and COO, WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 276 $206.59 $57,018.84
Disclosure

SEC source: 0001127602-17-034657 · form4.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,729

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:45 UTC
Bluedorn Todd MDirector · Chairman and CEO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 6,008 $206.59 $1,241,192.72
Disclosure

SEC source: 0001127602-17-034655 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,973

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:42 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,093 $206.59 $225,802.87
Disclosure

SEC source: 0001127602-17-034653 · form4.xml · nonDerivative · entry 1

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,753

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:40 UTC
Kosel ChrisVP-Corp Controller and CAO
Tax withholdingCommon Stock, Par Value $0.01 Per Share 165 $206.59 $34,087.35
Disclosure

SEC source: 0001127602-17-034651 · form4.xml · nonDerivative · entry 1

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,245

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:32 UTC
Moon David WEVP, President & COO of WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,502 $206.59 $310,298.18
Disclosure

SEC source: 0001127602-17-034649 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,908

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:30 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,366 $206.59 $282,201.94
Disclosure

SEC source: 0001127602-17-034646 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,418

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:27 UTC OtherCommon Stock, Par Value $0.01 Per Share 1,139 $206.59 $235,306.01
Disclosure

SEC source: 0001127602-17-034644 · form4.xml · nonDerivative · entry 2

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Paul W. Schmidt Living Trust u/a/d 10/9/85

Disclosed balance after: 1,729

F1 · kind: This transaction is to move shares from common stock to the Paul Schmidt Living Trust.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:27 UTC OtherCommon Stock, Par Value $0.01 Per Share 1,139 $206.59 $235,306.01
Disclosure

SEC source: 0001127602-17-034644 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,145

F1 · kind: This transaction is to move shares from common stock to the Paul Schmidt Living Trust.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:21 UTC
Young Douglas LEVP, President & COO RHC
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,571 $206.59 $324,552.89
Disclosure

SEC source: 0001127602-17-034640 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,764

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:25 UTC
Sessa Daniel MEVP, Chief HR Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,366 $206.59 $282,201.94
Disclosure

SEC source: 0001127602-17-034642 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,655

Read SEC document
December 12, 2017 Filed Dec 14, 2017 20:19 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
Tax withholdingCommon Stock, Par Value $0.01 Per Share 1,366 $206.59 $282,201.94
Disclosure

SEC source: 0001127602-17-034638 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,517

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:17 UTC
TESKE TODD JDirector
GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034482 · form4.xml · nonDerivative · entry 1

TESKE TODD J · CIK 0001211828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,956

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:13 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034478 · form4.xml · nonDerivative · entry 1

SWIENTON GREGORY T · CIK 0001183543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,294

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:11 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034476 · form4.xml · nonDerivative · entry 1

SCHMIDT PAUL W · CIK 0001181674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,284

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:08 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034474 · form4.xml · nonDerivative · entry 1

Quintos Karen H · CIK 0001501979 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,571

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:05 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034472 · form4.xml · nonDerivative · entry 1

Rucker Kim K.W. · CIK 0001430329 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492

Read SEC document
December 08, 2017 Filed Dec 12, 2017 17:01 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034470 · form4.xml · nonDerivative · entry 1

MITCHELL MAX H · CIK 0001283695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:59 UTC
MAJOR JOHN EDirector
GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034468 · form4.xml · nonDerivative · entry 1

MAJOR JOHN E · CIK 0001122794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,335

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:56 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034466 · form4.xml · nonDerivative · entry 3

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,560

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:56 UTC OtherCommon Stock, Par Value $0.01 Per Share 33,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034466 · form4.xml · nonDerivative · entry 2

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,965

F1 · kind: The change in ownership from indirect to direct is a result of an annuity distribution from the GRAT to Mr. Norris.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:56 UTC OtherCommon Stock, Par Value $0.01 Per Share 33,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034466 · form4.xml · nonDerivative · entry 1

NORRIS JOHN W III · CIK 0001139032 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · GRAT

Disclosed balance after: 183,259

F1 · kind: The change in ownership from indirect to direct is a result of an annuity distribution from the GRAT to Mr. Norris.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:53 UTC GrantCommon Stock, Par Value $0.01 Per Share 595 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034463 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,059

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:50 UTC
Young Douglas LEVP, President & COO RHC
GrantNon-qualified Stock Appreciation Right · Derivative 7,825 $205.53 Strike: $205.53 $1,608,272.25
Disclosure

SEC source: 0001127602-17-034461 · form4.xml · derivative · entry 2

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,825

Underlying: Common Stock, Par Value $0.01 Per Share · 7,825 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:50 UTC
Young Douglas LEVP, President & COO RHC
GrantCommon Stock, Par Value $0.01 Per Share 1,939 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034461 · form4.xml · nonDerivative · entry 1

Young Douglas L · CIK 0001378371 · EVP, President & COO RHC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,335

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:46 UTC
Torres John DEVP, Chief Legal Officer
GrantNon-qualified Stock Appreciation Right · Derivative 6,573 $205.53 Strike: $205.53 $1,350,948.69
Disclosure

SEC source: 0001127602-17-034458 · form4.xml · derivative · entry 2

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

Underlying: Common Stock, Par Value $0.01 Per Share · 6,573 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:46 UTC
Torres John DEVP, Chief Legal Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034458 · form4.xml · nonDerivative · entry 1

Torres John D · CIK 0001296605 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,026

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:44 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantNon-qualified Stock Appreciation Right · Derivative 6,573 $205.53 Strike: $205.53 $1,350,948.69
Disclosure

SEC source: 0001127602-17-034456 · form4.xml · derivative · entry 2

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

Underlying: Common Stock, Par Value $0.01 Per Share · 6,573 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:44 UTC
Sessa Daniel MEVP, Chief HR Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034456 · form4.xml · nonDerivative · entry 1

Sessa Daniel M · CIK 0001403680 · EVP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,021

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:41 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantNon-qualified Stock Appreciation Right · Derivative 6,573 $205.53 Strike: $205.53 $1,350,948.69
Disclosure

SEC source: 0001127602-17-034454 · form4.xml · derivative · entry 2

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

Underlying: Common Stock, Par Value $0.01 Per Share · 6,573 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:41 UTC
Reitmeier Joseph WilliamEVP & Chief Financial Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034454 · form4.xml · nonDerivative · entry 1

Reitmeier Joseph William · CIK 0001554544 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,784

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:38 UTC
Kosel ChrisVP-Corp Controller and CAO
GrantNon-qualified Stock Appreciation Right · Derivative 1,565 $205.53 Strike: $205.53 $321,654.45
Disclosure

SEC source: 0001127602-17-034452 · form4.xml · derivative · entry 2

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock, Par Value $0.01 Per Share · 1,565 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:38 UTC
Kosel ChrisVP-Corp Controller and CAO
GrantCommon Stock, Par Value $0.01 Per Share 388 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034452 · form4.xml · nonDerivative · entry 1

Kosel Chris · CIK 0001703854 · VP-Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:35 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantNon-qualified Stock Appreciation Right · Derivative 31,299 $205.53 Strike: $205.53 $6,432,883.47
Disclosure

SEC source: 0001127602-17-034449 · form4.xml · derivative · entry 2

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,299

Underlying: Common Stock, Par Value $0.01 Per Share · 31,299 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:35 UTC
Bluedorn Todd MDirector · Chairman and CEO
GrantCommon Stock, Par Value $0.01 Per Share 7,758 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034449 · form4.xml · nonDerivative · entry 1

Bluedorn Todd M · CIK 0001395277 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,981

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:33 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantNon-qualified Stock Appreciation Right · Derivative 6,573 $205.53 Strike: $205.53 $1,350,948.69
Disclosure

SEC source: 0001127602-17-034447 · form4.xml · derivative · entry 2

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,573

Underlying: Common Stock, Par Value $0.01 Per Share · 6,573 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:33 UTC
BEDAPUDI PRAKASHEVP, Chief Technology Officer
GrantCommon Stock, Par Value $0.01 Per Share 1,629 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034447 · form4.xml · nonDerivative · entry 1

BEDAPUDI PRAKASH · CIK 0001438612 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,883

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:27 UTC
Bedard Gary SEVP, President and COO, WWR
GrantNon-qualified Stock Appreciation Right · Derivative 5,008 $205.53 Strike: $205.53 $1,029,294.24
Disclosure

SEC source: 0001127602-17-034445 · form4.xml · derivative · entry 2

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,008

Underlying: Common Stock, Par Value $0.01 Per Share · 5,008 shares

Expires 2024-12-08

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:27 UTC
Bedard Gary SEVP, President and COO, WWR
GrantCommon Stock, Par Value $0.01 Per Share 1,241 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034445 · form4.xml · nonDerivative · entry 1

Bedard Gary S · CIK 0001719836 · EVP, President and COO, WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,005

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC
Moon David WEVP, President & COO of WWR
Exercise / conversionNon-qualified Stock Appreciation Right · Derivative 12,252 $0.00 Strike: $46.78 $0.00
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · derivative · entry 3

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.01 Per Share · 12,252 shares

Expires 2017-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One third of the Stock Appreciation Rights became exercisable on 12/9/2011 and each year thereafter. The entire grant became fully exercisable on 12/9/2013.

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC
Moon David WEVP, President & COO of WWR
Tax withholdingCommon Stock, Par Value $0.01 Per Share 6,750 $206.66 $1,394,955.00
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · nonDerivative · entry 2

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,410

Read SEC document
December 08, 2017 Filed Dec 12, 2017 16:23 UTC
Moon David WEVP, President & COO of WWR
Exercise / conversionCommon Stock, Par Value $0.01 Per Share 12,252 $46.78 $573,148.56
Disclosure

SEC source: 0001127602-17-034442 · form4.xml · nonDerivative · entry 1

Moon David W · CIK 0001372923 · EVP, President & COO of WWR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 08, 2017 Filed Dec 12, 2017 16:16 UTC
JOHNSTON TERRY LEVP, President/COO Commercial
GrantNon-qualified Stock Appreciation Right · Derivative 5,321 $205.53 Strike: $205.53 $1,093,625.13
Disclosure

SEC source: 0001127602-17-034440 · form4.xml · derivative · entry 5

JOHNSTON TERRY L · CIK 0001565364 · EVP, President/COO Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,321

Underlying: Common Stock, Par Value $0.01 Per Share · 5,321 shares

Expires 2024-12-08

F2 · derivative.exercise_date: One third of the Stock Appreciation Rights will become exercisable on 12/8/2018 and each year thereafter. The entire grant will become fully exercisable on 12/8/2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.