Tapewire

Nasdaq · USD

LIDR

AEye, Inc.

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Tapewire entity
7039
SEC CIK
0001818644
Parsed reports
278

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 22, 2025 Filed Jan 24, 2025 22:08 UTC
Tierney Conor BTreasurer & CFO
GrantCommon Stock 150,800 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001838 · rdgdoc.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,912

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:09 UTC
HUGHES ANDREW SSecretary & General Counsel
GrantCommon Stock 58,700 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-001840 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,179

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which fully vests on February 15, 2025.

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January 15, 2025 Filed Jan 16, 2025 01:31 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.21 $597.74
Disclosure

SEC source: 0001437749-25-001233 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,479

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
January 07, 2025 Filed Jan 7, 2025 19:10 UTC
Dussan LuisDirector
SaleCommon Stock 3,000 $3.81 $11,443.80
Disclosure

SEC source: 0001437749-25-000667 · rdgdoc.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Jennifer Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 33,000

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F4 · ownership.nature: The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.

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January 07, 2025 Filed Jan 7, 2025 19:10 UTC
Dussan LuisDirector
SaleCommon Stock 3,000 $3.81 $11,441.10
Disclosure

SEC source: 0001437749-25-000667 · rdgdoc.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 241,832

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
December 15, 2024 Filed Dec 16, 2024 23:00 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.12 $550.81
Disclosure

SEC source: 0001437749-24-037661 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,973

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:10 UTC
Fisch MatthewDirector · CEO
Tax withholdingCommon Stock 4,752 $1.00 $4,752.00
Disclosure

SEC source: 0001437749-24-035648 · rdgdoc.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,839

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 15,105 shares were acquired on October 31, 2024 at a transaction price of $0.867000 per share.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:02 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 2,086 $1.00 $2,086.00
Disclosure

SEC source: 0001437749-24-035638 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,467

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 22:07 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 1,960 $1.00 $1,960.00
Disclosure

SEC source: 0001437749-24-035646 · rdgdoc.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,112

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold. E

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 15,105 shares were acquired on October 31, 2024 at a transaction price of $0.867000 per share.

Read SEC document
October 15, 2024 Filed Oct 15, 2024 22:54 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.16 $573.04
Disclosure

SEC source: 0001437749-24-031284 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,553

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
September 15, 2024 Filed Sep 16, 2024 23:01 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.10 $543.40
Disclosure

SEC source: 0001437749-24-029325 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,047

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:14 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 1,959 $1.22 $2,389.98
Disclosure

SEC source: 0001437749-24-027091 · rdgdoc.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,967

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:11 UTC
Fisch MatthewDirector · CEO
Tax withholdingCommon Stock 4,752 $1.22 $5,797.44
Disclosure

SEC source: 0001437749-24-027088 · rdgdoc.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,486

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
August 15, 2024 Filed Aug 16, 2024 20:08 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 2,086 $1.22 $2,544.92
Disclosure

SEC source: 0001437749-24-027086 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,541

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
July 15, 2024 Filed Jul 15, 2024 22:55 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.84 $908.96
Disclosure

SEC source: 0001437749-24-022754 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,627

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
June 15, 2024 Filed Jun 17, 2024 20:15 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $2.27 $1,121.38
Disclosure

SEC source: 0001437749-24-020486 · rdgdoc.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,121

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
May 29, 2024 Filed May 29, 2024 18:41 UTC
Dussan LuisDirector
SaleCommon Stock 7,439.7 $4.18 $31,100.18
Disclosure

SEC source: 0001877925-24-000008 · wk-form4_1717022459.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,493.3

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.1803 to $4.2000. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 28, 2024 Filed May 28, 2024 16:59 UTC
Dussan LuisDirector
SaleCommon Stock 3,396 $5.01 $17,013.96
Disclosure

SEC source: 0001877925-24-000005 · wk-form4_1716929957.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 244,832

F3 · price: This transaction was executed in multiple trades at prices ranging from $5.00 to $5.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
May 28, 2024 Filed May 28, 2024 16:59 UTC
Dussan LuisDirector
SaleCommon Stock 46,604 $4.39 $204,628.84
Disclosure

SEC source: 0001877925-24-000005 · wk-form4_1716929957.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 248,228

F1 · price: This transaction was executed in multiple trades at prices ranging from $4.00 to $4.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
May 21, 2024 Filed May 21, 2024 16:39 UTC
Dussan LuisDirector
SaleCommon Stock 89,881 $2.88 $258,569.66
Disclosure

SEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 3

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 294,832

F4 · price: This transaction was executed in multiple trades at prices ranging from $2.4200 to $3.1100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
May 20, 2024 Filed May 21, 2024 16:39 UTC
Dussan LuisDirector
SaleCommon Stock 105,076 $2.41 $252,770.83
Disclosure

SEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 384,713

F3 · price: This transaction was executed in multiple trades at prices ranging from $2.1400 to $2.5700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
May 17, 2024 Filed May 21, 2024 16:39 UTC
Dussan LuisDirector
SaleCommon Stock 55,043 $2.61 $143,662.23
Disclosure

SEC source: 0001877925-24-000002 · wk-form4_1716323945.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 489,789

F1 · price: This transaction was executed in multiple trades at prices ranging from $2.6000 to $2.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:20 UTC
Tierney Conor BTreasurer & CFO
SaleCommon Stock 443 $3.74 $1,656.47
Disclosure

SEC source: 0001969819-24-000004 · wk-form4_1715984399.xml · nonDerivative · entry 2

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,926

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F4 · price: This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:20 UTC
Tierney Conor BTreasurer & CFO
SaleCommon Stock 1,555 $3.27 $5,090.45
Disclosure

SEC source: 0001969819-24-000004 · wk-form4_1715984399.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,369

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:18 UTC
Fisch MatthewDirector · Chief Executive Officer
SaleCommon Stock 1,068 $3.74 $3,993.47
Disclosure

SEC source: 0001807992-24-000006 · wk-form4_1715984306.xml · nonDerivative · entry 2

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,238

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F5 · price: This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:18 UTC
Fisch MatthewDirector · Chief Executive Officer
SaleCommon Stock 3,748 $3.27 $12,269.45
Disclosure

SEC source: 0001807992-24-000006 · wk-form4_1715984306.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,306

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F3 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 2,631 shares were acquired on May 1, 2024 at a transaction price of $0.8585 per share.

F4 · balance_after: The total reflects a reduction of 66,666 shares under the performance-based award made to the Reporting Person on February 13, 2023, as the performance condition for the award was not satisfied.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
HUGHES ANDREW SSecretary & General Counsel
SaleCommon Stock 663 $3.74 $2,479.09
Disclosure

SEC source: 0001807992-24-000004 · wk-form4_1715983806.xml · nonDerivative · entry 2

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,615

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $3.41 to $4.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:10 UTC
HUGHES ANDREW SSecretary & General Counsel
SaleCommon Stock 2,327 $3.27 $7,617.67
Disclosure

SEC source: 0001807992-24-000004 · wk-form4_1715983806.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,278

F1 · kind: The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.13 to $3.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 23:09 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.04 $513.76
Disclosure

SEC source: 0001363244-24-000008 · wk-form4_1713308985.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,605

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:42 UTC GrantCommon Stock 10,040 $0.00 $0.00
Disclosure

SEC source: 0001998045-24-000004 · wk-form4_1712004151.xml · nonDerivative · entry 1

Husby Jonathon B. · CIK 0001998045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,551

F1 · shares: As required by the Issuer, the Reporting Person receives equity in lieu of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
April 01, 2024 Filed Apr 1, 2024 20:41 UTC GrantCommon Stock 21,335 $0.00 $0.00
Disclosure

SEC source: 0001604192-24-000004 · wk-form4_1712004067.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,887

F1 · balance_after: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
March 15, 2024 Filed Mar 15, 2024 23:13 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 176 $1.15 $202.40
Disclosure

SEC source: 0001958664-24-000006 · wk-form4_1710544412.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,147

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
March 15, 2024 Filed Mar 15, 2024 23:10 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 494 $1.15 $568.10
Disclosure

SEC source: 0001363244-24-000006 · wk-form4_1710544240.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,099

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 15, 2024 Filed Feb 16, 2024 21:30 UTC
Fisch MatthewDirector · Chief Executive Officer
Tax withholdingCommon Stock 19,006 $1.30 $24,707.80
Disclosure

SEC source: 0001807992-24-000002 · wk-form4_1708118989.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,089

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 78,947 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.

F3 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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February 15, 2024 Filed Feb 16, 2024 21:22 UTC
Tierney Conor BTreasurer & CFO
Tax withholdingCommon Stock 1,910 $1.30 $2,483.00
Disclosure

SEC source: 0001969819-24-000002 · wk-form4_1708118531.xml · nonDerivative · entry 1

Tierney Conor B · CIK 0001969819 · Treasurer & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,293

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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February 15, 2024 Filed Feb 16, 2024 21:18 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 2,345 $1.30 $3,048.50
Disclosure

SEC source: 0001958664-24-000004 · wk-form4_1708118315.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,323

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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February 15, 2024 Filed Feb 16, 2024 21:15 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 2,086 $1.30 $2,711.80
Disclosure

SEC source: 0001363244-24-000004 · wk-form4_1708118089.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,593

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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January 15, 2024 Filed Jan 17, 2024 23:44 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 194 $1.97 $382.18
Disclosure

SEC source: 0001958664-24-000002 · wk-form4_1705535043.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,668

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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January 15, 2024 Filed Jan 17, 2024 23:41 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 543 $1.97 $1,069.71
Disclosure

SEC source: 0001363244-24-000002 · wk-form4_1705534860.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,678

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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January 01, 2024 Filed Jan 3, 2024 21:57 UTC GrantCommon Stock 13,585 $0.00 $0.00
Disclosure

SEC source: 0001604192-24-000002 · wk-form4_1704319019.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,552

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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January 01, 2024 Filed Jan 3, 2024 21:50 UTC GrantCommon Stock 10,655 $0.00 $0.00
Disclosure

SEC source: 0001998045-24-000002 · wk-form4_1704318622.xml · nonDerivative · entry 1

Husby Jonathon B. · CIK 0001998045 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,511

F1 · shares: As required by the Issuer, the Reporting Person receives equity in lieu of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

F2 · balance_after: Effective December 26, 2023, the Common Stock of the Issuer underwent a 1-for-30 reverse stock split (the "Reverse Stock Split"). The number of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

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December 15, 2023 Filed Dec 18, 2023 21:09 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 5,164 $0.10 $525.18
Disclosure

SEC source: 0001958664-23-000028 · wk-form4_1702933749.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,945,678

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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December 15, 2023 Filed Dec 18, 2023 21:06 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,461 $0.10 $1,470.68
Disclosure

SEC source: 0001363244-23-000029 · wk-form4_1702933595.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,226,457

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

F2 · balance_after: The total reflects additional shares of common stock acquired under the Company's Employee Stock Purchase Plan (the "ESPP"), which shares were acquired following the Reporting Person's last Section 16 filing. Under the ESPP, 33,916 shares were acquired on October 31, 2023 at a transaction price of $0.168980 per share.

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December 01, 2023 Filed Dec 1, 2023 18:07 UTC
Dussan LuisDirector
SaleCommon Stock 32,778 $0.15 $4,946.20
Disclosure

SEC source: 0001877925-23-000024 · wk-form4_1701472038.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,344,985

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1540. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 30, 2023 Filed Dec 1, 2023 18:07 UTC
Dussan LuisDirector
SaleCommon Stock 64,109 $0.15 $9,885.61
Disclosure

SEC source: 0001877925-23-000024 · wk-form4_1701472038.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,377,763

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1521 to $0.1552. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 29, 2023 Filed Nov 29, 2023 17:54 UTC
Dussan LuisDirector
SaleCommon Stock 87,054 $0.15 $13,327.97
Disclosure

SEC source: 0001877925-23-000022 · wk-form4_1701298440.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,441,872

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1562. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 28, 2023 Filed Nov 29, 2023 17:54 UTC
Dussan LuisDirector
SaleCommon Stock 55,233 $0.16 $8,566.64
Disclosure

SEC source: 0001877925-23-000022 · wk-form4_1701298440.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,528,926

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1520 to $0.1572. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 27, 2023 Filed Nov 27, 2023 17:35 UTC
Dussan LuisDirector
SaleCommon Stock 49,852 $0.16 $8,105.94
Disclosure

SEC source: 0001877925-23-000020 · wk-form4_1701124494.xml · nonDerivative · entry 2

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,584,159

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1674. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 24, 2023 Filed Nov 27, 2023 17:35 UTC
Dussan LuisDirector
SaleCommon Stock 61,222 $0.16 $9,722.05
Disclosure

SEC source: 0001877925-23-000020 · wk-form4_1701124494.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,634,011

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1618. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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November 22, 2023 Filed Nov 22, 2023 17:38 UTC
Dussan LuisDirector
SaleCommon Stock 60,439 $0.15 $9,235.08
Disclosure

SEC source: 0001877925-23-000018 · wk-form4_1700692689.xml · nonDerivative · entry 3

Dussan Luis · CIK 0001877925 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 16,695,233

F4 · price: This transaction was executed in multiple trades at prices ranging from $0.1506 to $0.1620. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.