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NYSE · USD

LGL

LGL GROUP INC

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6820
SEC CIK
0000061004
Parsed reports
151

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 21:20 UTC
Mega John SDirector
GrantCommon Stock 513 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057281 · doc4.xml · nonDerivative · entry 1

Mega John S · CIK 0001519013 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

Read SEC document
August 17, 2020 Filed Aug 21, 2020 21:07 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,266 $4.34 Strike: $4.34 $5,494.44
Disclosure

SEC source: 0001267422-20-000001 · primary_doc.xml · derivative · entry 2

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,266 shares

Expires 2020-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 21, 2020 21:07 UTC Exercise / conversionCommon Stock 1,266 $4.34 $5,494.44
Disclosure

SEC source: 0001267422-20-000001 · primary_doc.xml · nonDerivative · entry 1

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2020 Filed Jul 16, 2020 20:03 UTC PurchaseCommon Stock 1,539 $8.51 $13,103.66
Disclosure

SEC source: 0000807249-20-000167 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,675

Read SEC document
April 21, 2020 Filed May 19, 2020 23:20 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,266 $4.34 Strike: $4.34 $5,494.44
Disclosure

SEC source: 0001396075-20-000001 · primary_doc.xml · derivative · entry 2

Foufas Timothy · CIK 0001396075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,266 shares

Expires 2020-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2020 Filed May 19, 2020 23:20 UTC Exercise / conversionCommon Stock 1,266 $4.34 $5,494.44
Disclosure

SEC source: 0001396075-20-000001 · primary_doc.xml · nonDerivative · entry 1

Foufas Timothy · CIK 0001396075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 27, 2020 Filed Mar 31, 2020 21:00 UTC
Arteaga IvanDirector · CEO
GrantRestricted Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001768995-20-000001 · primary_doc.xml · nonDerivative · entry 1

Arteaga Ivan · CIK 0001768995 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · kind: Restricted stock, to be earned ratably over three years from 01/01/2020 to 01/01/2023, vesting over three years from 01/01/2022 to 01/01/2024.

Read SEC document
December 30, 2019 Filed Dec 30, 2019 21:05 UTC SaleCommon Stock 3,071 $15.04 $46,177.09
Disclosure

SEC source: 0000807249-19-000253 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,136

Read SEC document
December 17, 2019 Filed Dec 18, 2019 12:50 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 9,600 $15.35 $147,360.00
Disclosure

SEC source: 0001239006-19-000013 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,814

Read SEC document
December 11, 2019 Filed Dec 13, 2019 00:55 UTC
Kalha ManjitDirector
GrantCommon Stock 721 $0.00 $0.00
Disclosure

SEC source: 0001525294-19-000004 · primary_doc.xml · nonDerivative · entry 3

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,144

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:24 UTC
LAZAR BELDirector
GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001515019-19-000003 · primary_doc.xml · nonDerivative · entry 1

LAZAR BEL · CIK 0001515019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Read SEC document
December 11, 2019 Filed Dec 14, 2019 00:06 UTC GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001396075-19-000003 · primary_doc.xml · nonDerivative · entry 1

Foufas Timothy · CIK 0001396075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,664

Read SEC document
December 11, 2019 Filed Dec 13, 2019 20:05 UTC
GABELLI MARCDirector · 10% owner
GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0000807249-19-000231 · form4.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,968

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019.

Read SEC document
December 11, 2019 Filed Dec 16, 2019 13:14 UTC GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001267422-19-000002 · primary_doc.xml · nonDerivative · entry 1

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,637

Read SEC document
December 11, 2019 Filed Dec 18, 2019 13:04 UTC GrantCommon Stock 1,030 $0.00 $0.00
Disclosure

SEC source: 0001239006-19-000014 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J JR · CIK 0001393655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Read SEC document
December 10, 2019 Filed Dec 13, 2019 00:55 UTC
Kalha ManjitDirector
Exercise / conversionCommon Stock Option · Derivative 1,558 $3.53 Strike: $3.53 $5,499.74
Disclosure

SEC source: 0001525294-19-000004 · primary_doc.xml · derivative · entry 4

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires 2019-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 13, 2019 00:55 UTC
Kalha ManjitDirector
Exercise / conversionCommon Stock 734 $14.49 $10,635.66
Disclosure

SEC source: 0001525294-19-000004 · primary_doc.xml · nonDerivative · entry 2

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares given up to pay exercise cost and tax on gain

Read SEC document
December 10, 2019 Filed Dec 13, 2019 00:55 UTC
Kalha ManjitDirector
Exercise / conversionCommon Stock 1,558 $3.53 $5,499.74
Disclosure

SEC source: 0001525294-19-000004 · primary_doc.xml · nonDerivative · entry 1

Kalha Manjit · CIK 0001525294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 12:39 UTC Exercise / conversionStock option (right to buy) · Derivative 1,558 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0001396075-19-000002 · primary_doc.xml · derivative · entry 2

Foufas Timothy · CIK 0001396075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires 2019-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 12:39 UTC Exercise / conversionCommon Stock 1,558 $3.53 $5,499.74
Disclosure

SEC source: 0001396075-19-000002 · primary_doc.xml · nonDerivative · entry 1

Foufas Timothy · CIK 0001396075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,634

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2019 Filed Dec 4, 2019 00:30 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 10,000 $14.25 $142,500.00
Disclosure

SEC source: 0001239006-19-000012 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,414

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC
GABELLI MARCDirector · 10% owner
Exercise / conversionStock option (right to buy) · Derivative 1,266 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0000807249-19-000206 · form4.xml · derivative · entry 5

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,266 shares

Expires 2020-12-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options were fully vested on 12/10/2018.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC
GABELLI MARCDirector · 10% owner
Exercise / conversionStock option (right to buy) · Derivative 1,558 $0.00 Strike: $3.53 $0.00
Disclosure

SEC source: 0000807249-19-000206 · form4.xml · derivative · entry 4

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires 2019-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were fully vested on 12/11/2017.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC
GABELLI MARCDirector · 10% owner
Exercise / conversionCommon Stock 1,266 $4.34 $5,494.44
Disclosure

SEC source: 0000807249-19-000206 · form4.xml · nonDerivative · entry 2

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019.

Read SEC document
November 19, 2019 Filed Nov 21, 2019 21:12 UTC
GABELLI MARCDirector · 10% owner
Exercise / conversionCommon Stock 1,558 $3.53 $5,499.74
Disclosure

SEC source: 0000807249-19-000206 · form4.xml · nonDerivative · entry 1

GABELLI MARC · CIK 0001233348 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated April 4, 2019.

Read SEC document
November 12, 2019 Filed Nov 14, 2019 13:15 UTC OtherCommon Stock · Derivative 1,558 $3.53 Strike: $3.53 $5,499.74
Disclosure

SEC source: 0001267422-19-000001 · primary_doc.xml · derivative · entry 2

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,558 shares

Expires 2019-12-11

F1 · kind: Stock Option Exercise

Read SEC document
November 12, 2019 Filed Nov 14, 2019 13:15 UTC GrantCommon Stock 1,558 $3.53 $5,499.74
Disclosure

SEC source: 0001267422-19-000001 · primary_doc.xml · nonDerivative · entry 1

HUNTER DONALD H · CIK 0001267422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,607

F1 · kind: Stock Option Exercise

F1 · shares: Stock Option Exercise

Read SEC document
August 22, 2019 Filed Aug 26, 2019 11:55 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 5,000 $10.15 $50,750.00
Disclosure

SEC source: 0001239006-19-000010 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,414

Read SEC document
August 20, 2019 Filed Aug 21, 2019 21:09 UTC
FERRANTINO MICHAEL JDirector · CEO
OtherCommon Stock · Derivative 6,750 $5.02 Strike: $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000009 · primary_doc.xml · derivative · entry 3

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 6,750 shares

Expires 2021-12-30

F1 · kind: Stock Option Exercise

Read SEC document
August 20, 2019 Filed Aug 21, 2019 21:09 UTC
FERRANTINO MICHAEL JDirector · CEO
GrantCommon Stock 6,750 $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000009 · primary_doc.xml · nonDerivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,164

F1 · shares: Stock Option Exercise

F1 · price: Stock Option Exercise

Read SEC document
August 19, 2019 Filed Aug 21, 2019 21:09 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 4,000 $9.35 $37,400.00
Disclosure

SEC source: 0001239006-19-000009 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,414

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:53 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 4,024 $9.20 $37,020.80
Disclosure

SEC source: 0001239006-19-000008 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,414

Read SEC document
July 12, 2019 Filed Jul 17, 2019 00:37 UTC
FERRANTINO MICHAEL JDirector · CEO
OtherCommon Stock · Derivative 6,750 $5.02 Strike: $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000007 · primary_doc.xml · derivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 6,750 shares

Expires 2021-12-30

F1 · kind: Stock Option Exercise

Read SEC document
July 12, 2019 Filed Jul 17, 2019 00:37 UTC
FERRANTINO MICHAEL JDirector · CEO
GrantCommon Stock 6,750 $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000007 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,438

F1 · kind: Stock Option Exercise

Read SEC document
May 23, 2019 Filed May 23, 2019 21:03 UTC
FERRANTINO MICHAEL JDirector · CEO
OtherCommon Stock · Derivative 10,000 $4.90 Strike: $4.90 $49,000.00
Disclosure

SEC source: 0001239006-19-000006 · primary_doc.xml · derivative · entry 3

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-06-11

F1 · kind: Stock Option Exercise

Read SEC document
May 23, 2019 Filed May 23, 2019 21:03 UTC
FERRANTINO MICHAEL JDirector · CEO
GrantCommon Stock 10,000 $4.90 $49,000.00
Disclosure

SEC source: 0001239006-19-000006 · primary_doc.xml · nonDerivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,688

F1 · kind: Stock Option Exercise

Read SEC document
May 21, 2019 Filed May 23, 2019 21:03 UTC
FERRANTINO MICHAEL JDirector · CEO
SaleCommon Stock 2,900 $9.30 $26,969.13
Disclosure

SEC source: 0001239006-19-000006 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,688

Read SEC document
May 20, 2019 Filed May 20, 2019 22:27 UTC SaleCommon Stock 7,600 $9.26 $70,341.80
Disclosure

SEC source: 0001239006-19-000005 · primary_doc.xml · nonDerivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,588

Read SEC document
May 16, 2019 Filed May 20, 2019 22:27 UTC SaleCommon Stock 2,500 $8.69 $21,725.00
Disclosure

SEC source: 0001239006-19-000005 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,188

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:01 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
OtherCommon Stock · Derivative 16,000 $4.90 Strike: $4.90 $78,400.00
Disclosure

SEC source: 0001239006-19-000004 · primary_doc.xml · derivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 16,000 shares

Expires 2019-06-11

F1 · kind: Exercise of Stock Options

Read SEC document
April 15, 2019 Filed Apr 18, 2019 00:01 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
GrantCommon Stock 16,000 $4.90 $78,400.00
Disclosure

SEC source: 0001239006-19-000004 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,788

F1 · kind: Exercise of Stock Options

Read SEC document
April 03, 2019 Filed Apr 4, 2019 20:21 UTC PurchaseCommon Stock 20,070 $6.95 $139,470.44
Disclosure

SEC source: 0000807249-19-000052 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,207

Read SEC document
April 02, 2019 Filed Apr 2, 2019 20:25 UTC PurchaseCommon Stock 2,666 $6.79 $18,100.01
Disclosure

SEC source: 0000807249-19-000049 · form4.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,137

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:47 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
OtherCommon Stock · Derivative 11,500 $4.90 Strike: $4.90 $56,350.00
Disclosure

SEC source: 0001239006-19-000003 · primary_doc.xml · derivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 11,500 shares

Expires 2019-06-11

F1 · kind: Exercise of Stock Options

Read SEC document
April 01, 2019 Filed Apr 3, 2019 19:47 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
GrantCommon Stock 11,500 $4.90 $56,350.00
Disclosure

SEC source: 0001239006-19-000003 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,788

F1 · kind: Exercise of Stock Options

Read SEC document
March 18, 2019 Filed Mar 21, 2019 14:51 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
OtherCommon Stock · Derivative 7,500 $4.90 Strike: $4.90 $36,750.00
Disclosure

SEC source: 0001239006-19-000002 · primary_doc.xml · derivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 7,500 shares

Expires 2019-06-11

F1 · kind: Exercise of Stock Option

Read SEC document
March 18, 2019 Filed Mar 21, 2019 14:51 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
GrantCommon Stock 7,500 $4.90 $36,750.00
Disclosure

SEC source: 0001239006-19-000002 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,288

Read SEC document
January 07, 2019 Filed Jan 7, 2019 23:59 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
OtherCommon Stock · Derivative 6,750 $5.02 Strike: $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000001 · primary_doc.xml · derivative · entry 2

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,250

Underlying: Common Stock · 6,750 shares

Expires 2020-12-30

F1 · kind: Exercise of Stock Option

Read SEC document
January 07, 2019 Filed Jan 7, 2019 23:59 UTC
FERRANTINO MICHAEL JDirector · Executive CEO
GrantCommon Stock 6,750 $5.02 $33,885.00
Disclosure

SEC source: 0001239006-19-000001 · primary_doc.xml · nonDerivative · entry 1

FERRANTINO MICHAEL J · CIK 0001239006 · Director · Executive CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,788

Read SEC document
December 24, 2018 Filed Dec 27, 2018 21:03 UTC SaleCommon Stock 42,000 $5.95 $249,900.00
Disclosure

SEC source: 0000807249-18-000241 · primary_doc.xml · nonDerivative · entry 1

GABELLI MARIO J · CIK 0001185533 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,471

F1 · price: Any short-swing "profit" under Section 16(b) of the Securities Exchange Act of 1934 will be disgorged and paid to the Issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.