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Nasdaq · USD

LFCR

LIFECORE BIOMEDICAL, INC. \DE\

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6447
SEC CIK
0001005286
Parsed reports
374

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2019 Filed May 28, 2019 21:45 UTC
Hall James GExecutive Vice President
Tax withholdingCommon Stock 1,511 $9.42 $14,233.62
Disclosure

SEC source: 0001628280-19-007270 · wf-form4_155907993668187.xml · nonDerivative · entry 2

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,757

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 25, 2019 Filed May 28, 2019 21:45 UTC
Hall James GExecutive Vice President
Exercise / conversionCommon Stock 5,000 $9.42 $47,100.00
Disclosure

SEC source: 0001628280-19-007270 · wf-form4_155907993668187.xml · nonDerivative · entry 1

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 25, 2019 Filed May 28, 2019 21:42 UTC
Javid Parker KVice President
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007268 · wf-form4_155907975494366.xml · derivative · entry 3

Javid Parker K · CIK 0001748560 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 25, 2016.

F3 · derivative.exercise_date: The restricted stock units vested on May 25, 2019.

Read SEC document
May 25, 2019 Filed May 28, 2019 21:42 UTC
Javid Parker KVice President
Tax withholdingCommon Stock 3,528 $9.42 $33,233.76
Disclosure

SEC source: 0001628280-19-007268 · wf-form4_155907975494366.xml · nonDerivative · entry 2

Javid Parker K · CIK 0001748560 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,472

F1 · price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 25, 2019 Filed May 28, 2019 21:42 UTC
Javid Parker KVice President
Exercise / conversionCommon Stock 10,000 $9.42 $94,200.00
Disclosure

SEC source: 0001628280-19-007268 · wf-form4_155907975494366.xml · nonDerivative · entry 1

Javid Parker K · CIK 0001748560 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 24, 2019 Filed May 29, 2019 01:55 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 3,334 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001628280-19-007279 · wf-form4_155909492002250.xml · derivative · entry 2

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,333

Underlying: Common Stock · 3,334 shares

Expires 2019-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2019 Filed May 29, 2019 01:55 UTC Exercise / conversionCommon Stock 3,334 $9.01 $30,039.34
Disclosure

SEC source: 0001628280-19-007279 · wf-form4_155909492002250.xml · nonDerivative · entry 1

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC
Molly MontgomeryChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 71,574 $9.35 $669,216.90
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,574

Underlying: Common Stock · 71,574 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC
Molly MontgomeryChief Executive Officer
Tax withholdingCommon Stock 24,815 $9.35 $232,020.25
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,159

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC
Molly MontgomeryChief Executive Officer
Exercise / conversionCommon Stock 71,574 $9.35 $669,216.90
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:12 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007230 · wf-form4_155906350515522.xml · derivative · entry 2

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 28, 2019 17:12 UTC Exercise / conversionCommon Stock 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007230 · wf-form4_155906350515522.xml · nonDerivative · entry 1

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:15 UTC GrantIncentive Stock Option (Right to Buy) · Derivative 32,085 $9.35 Strike: $9.35 $299,994.75
Disclosure

SEC source: 0001628280-19-007277 · wf-form4_155909250152442.xml · derivative · entry 3

Bolles Albert D. · CIK 0001603163 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,000

Underlying: Common Stock · 32,085 shares

Expires 2026-05-23

Read SEC document
May 23, 2019 Filed May 29, 2019 01:15 UTC GrantNon-Qualified Stock Option (Right to Buy) · Derivative 129,915 $9.35 Strike: $9.35 $1,214,705.25
Disclosure

SEC source: 0001628280-19-007277 · wf-form4_155909250152442.xml · derivative · entry 2

Bolles Albert D. · CIK 0001603163 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,915

Underlying: Common Stock · 129,915 shares

Expires 2026-05-23

Read SEC document
May 23, 2019 Filed May 29, 2019 01:15 UTC GrantRight to Buy Restricted Stock Units (RSU) · Derivative 55,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007277 · wf-form4_155909250152442.xml · derivative · entry 1

Bolles Albert D. · CIK 0001603163 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2022-05-23

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock subject to vesting at a rate of 1 share per unit.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment
Molly MontgomeryChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,575

Underlying: Common Stock · 71,575 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment
Molly MontgomeryChief Executive Officer
Tax withholdingCommon Stock 24,750 $9.35 $231,412.50
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,225

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment
Molly MontgomeryChief Executive Officer
Exercise / conversionCommon Stock 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 31, 2019 00:40 UTC Amendment Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007416 · wf-form4a_155926321953260.xml · derivative · entry 2

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 31, 2019 00:40 UTC Amendment Exercise / conversionCommon Stock 4,240 $9.35 $39,644.00
Disclosure

SEC source: 0001628280-19-007416 · wf-form4a_155926321953260.xml · nonDerivative · entry 1

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment
Molly MontgomeryChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,575

Underlying: Common Stock · 71,575 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F3 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment
Molly MontgomeryChief Executive Officer
Tax withholdingCommon Stock 24,750 $9.35 $231,412.50
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,015

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · balance_after: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment
Molly MontgomeryChief Executive Officer
Exercise / conversionCommon Stock 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · balance_after: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Read SEC document
May 22, 2019 Filed May 23, 2019 17:04 UTC
Hall James GExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 7,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007124 · wf-form4_155863105154094.xml · derivative · entry 3

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2019-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted July 25, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 22, 2019.

Read SEC document
May 22, 2019 Filed May 23, 2019 17:04 UTC
Hall James GExecutive Vice President
Tax withholdingCommon Stock 2,207 $9.66 $21,319.62
Disclosure

SEC source: 0001628280-19-007124 · wf-form4_155863105154094.xml · nonDerivative · entry 2

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,268

Read SEC document
May 22, 2019 Filed May 23, 2019 17:04 UTC
Hall James GExecutive Vice President
Exercise / conversionCommon Stock 7,000 $9.66 $67,620.00
Disclosure

SEC source: 0001628280-19-007124 · wf-form4_155863105154094.xml · nonDerivative · entry 1

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 18:32 UTC
FRANK FREDDirector
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001628280-19-005156 · wf-form4_155664914749416.xml · derivative · entry 3

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2019 Filed Apr 30, 2019 18:32 UTC
FRANK FREDDirector
Tax withholdingCommon Stock 3,217 $10.35 $33,295.95
Disclosure

SEC source: 0001628280-19-005156 · wf-form4_155664914749416.xml · nonDerivative · entry 2

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 55,784

Read SEC document
April 29, 2019 Filed Apr 30, 2019 18:32 UTC
FRANK FREDDirector
Exercise / conversionCommon Stock 5,000 $6.66 $33,300.00
Disclosure

SEC source: 0001628280-19-005156 · wf-form4_155664914749416.xml · nonDerivative · entry 1

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 59,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2019 Filed Apr 11, 2019 22:09 UTC
OBUS NELSONDirector
PurchaseCommon Stock 30,000 $10.33 $309,900.00
Disclosure

SEC source: 0001628280-19-004213 · wf-form4_155502054084174.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,795,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.20 to $10.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
April 09, 2019 Filed Apr 10, 2019 19:24 UTC
OBUS NELSONDirector
PurchaseCommon Stock 10,000 $10.24 $102,400.00
Disclosure

SEC source: 0001628280-19-004105 · wf-form4_155492425032820.xml · nonDerivative · entry 2

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,765,300

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.19 to $10.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
April 08, 2019 Filed Apr 10, 2019 19:24 UTC
OBUS NELSONDirector
PurchaseCommon Stock 20,000 $10.38 $207,600.00
Disclosure

SEC source: 0001628280-19-004105 · wf-form4_155492425032820.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,755,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.28 to $10.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 18:44 UTC
Tobin RobertDirector
Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001628280-19-002854 · wf-form4_155250263437173.xml · derivative · entry 3

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 13, 2019 18:44 UTC
Tobin RobertDirector
Tax withholdingCommon Stock 2,691 $6.66 $17,922.06
Disclosure

SEC source: 0001628280-19-002854 · wf-form4_155250263437173.xml · nonDerivative · entry 2

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,877

Read SEC document
March 12, 2019 Filed Mar 13, 2019 18:44 UTC
Tobin RobertDirector
Exercise / conversionCommon Stock 5,000 $6.66 $33,300.00
Disclosure

SEC source: 0001628280-19-002854 · wf-form4_155250263437173.xml · nonDerivative · entry 1

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,568

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 01:58 UTC Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $6.66 $0.00
Disclosure

SEC source: 0001437749-19-003666 · rdgdoc.xml · derivative · entry 3

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2019-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 01:58 UTC Tax withholdingCommon Stock 2,593 $12.84 $33,294.12
Disclosure

SEC source: 0001437749-19-003666 · rdgdoc.xml · nonDerivative · entry 2

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,897

Read SEC document
February 28, 2019 Filed Mar 1, 2019 01:58 UTC Exercise / conversionCommon Stock 5,000 $6.66 $33,300.00
Disclosure

SEC source: 0001437749-19-003666 · rdgdoc.xml · nonDerivative · entry 1

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2019 Filed Feb 12, 2019 01:36 UTC
OBUS NELSONDirector
PurchaseCommon Stock 5,000 $12.15 $60,750.00
Disclosure

SEC source: 0001437749-19-002263 · rdgdoc.xml · nonDerivative · entry 2

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,735,300

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

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February 07, 2019 Filed Feb 12, 2019 01:36 UTC
OBUS NELSONDirector
PurchaseCommon Stock 7,900 $12.10 $95,590.00
Disclosure

SEC source: 0001437749-19-002263 · rdgdoc.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,730,300

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

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February 06, 2019 Filed Feb 6, 2019 23:16 UTC
OBUS NELSONDirector
PurchaseCommon Stock 20,000 $12.38 $247,600.00
Disclosure

SEC source: 0001437749-19-001951 · rdgdoc.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,722,400

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

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January 30, 2019 Filed Jan 31, 2019 19:32 UTC
Javid Parker KVice President
Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 3,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001586 · rdgdoc.xml · derivative · entry 1

Javid Parker K · CIK 0001748560 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Underlying: Common Stock · 3,631 shares

Expires 2022-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Units will be automatically settled in shares of common stock subject to achievement of the performance goals set forth in the Company's LTIP for 2021.

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January 30, 2019 Filed Feb 1, 2019 01:55 UTC
OBUS NELSONDirector
Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 2,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001627 · rdgdoc.xml · derivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

Underlying: Common Stock · 2,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest 4 months from the grant date and will be automatically settled in shares of common stock.

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January 30, 2019 Filed Feb 1, 2019 01:58 UTC Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 2,915 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-001629 · rdgdoc.xml · derivative · entry 1

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915

Underlying: Common Stock · 2,915 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest 4 months from the grant date and will be automatically settled in shares of common stock.

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January 30, 2019 Filed Feb 12, 2019 01:45 UTC Amendment
Javid Parker KVice President
Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 3,631 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-19-002267 · rdgdoc.xml · derivative · entry 1

Javid Parker K · CIK 0001748560 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,631

Underlying: Common Stock · 3,631 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The Restricted Stock Units convert into Common Stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Units will be automatically settled in shares of common stock subject to achievement of the performance goals set forth in the Company's LTIP for 2021.

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January 11, 2019 Filed Jan 14, 2019 19:25 UTC PurchaseCommon Stock 525 $11.62 $6,100.50
Disclosure

SEC source: 0001437749-19-000820 · rdgdoc.xml · nonDerivative · entry 1

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

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January 10, 2019 Filed Jan 11, 2019 20:44 UTC PurchaseCommon Stock 1,000 $11.23 $11,230.00
Disclosure

SEC source: 0001437749-19-000726 · rdgdoc.xml · nonDerivative · entry 1

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,091

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January 10, 2019 Filed Jan 14, 2019 18:56 UTC
OBUS NELSONDirector
PurchaseCommon Stock 20,000 $11.33 $226,600.00
Disclosure

SEC source: 0001437749-19-000817 · rdgdoc.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,702,400

F2 · price: The price reported in Column 4 is a weighted average price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

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January 08, 2019 Filed Jan 9, 2019 19:40 UTC
SKINNER GREGORY SChief Financial Officer
PurchaseCommon Stock 25,000 $11.25 $281,250.00
Disclosure

SEC source: 0001437749-19-000594 · rdgdoc.xml · nonDerivative · entry 1

SKINNER GREGORY S · CIK 0001192864 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,036

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.80 to $11.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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January 08, 2019 Filed Jan 10, 2019 19:00 UTC PurchaseCommon Stock 20,000 $11.24 $224,800.00
Disclosure

SEC source: 0001437749-19-000633 · rdgdoc.xml · nonDerivative · entry 1

GOLDBY STEVEN D · CIK 0001216626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,490

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.80 to $11.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.