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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2021 Filed Jan 28, 2021 01:58 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
Tax withholdingClass A Common Stock 18,109 $21.24 $384,635.16
Disclosure

SEC source: 0001209191-21-005796 · doc4.xml · nonDerivative · entry 2

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,370

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:58 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
GrantClass A Common Stock 50,309 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005796 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,479

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 50,309 vested PRSUs.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:57 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
Tax withholdingClass A Common Stock 12,409 $21.24 $263,567.16
Disclosure

SEC source: 0001209191-21-005794 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,856

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:57 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
GrantClass A Common Stock 35,210 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005794 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,265

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 35,210 vested PRSUs.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:56 UTC
Rosen MarcEVP & President, LSA
Tax withholdingClass A Common Stock 10,679 $21.24 $226,821.96
Disclosure

SEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,690

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:56 UTC
Rosen MarcEVP & President, LSA
GrantClass A Common Stock 30,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,369

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 30,187 vested PRSUs.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:55 UTC
Sey Jennifer A.Brand President
Tax withholdingClass A Common Stock 8,932 $21.24 $189,715.68
Disclosure

SEC source: 0001209191-21-005792 · doc4.xml · nonDerivative · entry 2

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,141

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:55 UTC
Sey Jennifer A.Brand President
GrantClass A Common Stock 25,154 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005792 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,073

F1 · kind: On March 19, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 25,154 vested PRSUs.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:55 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 31,325 $21.24 $665,343.00
Disclosure

SEC source: 0001209191-21-005791 · doc4.xml · nonDerivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,486

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:55 UTC
Singh Harmit JExecutive VP and CFO
GrantClass A Common Stock 72,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005791 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,811

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 72,952 vested PRSUs.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:54 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 160,728 $21.24 $3,413,862.72
Disclosure

SEC source: 0001209191-21-005790 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,869

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:54 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 338,351 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005790 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,027,597

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 338,351 vested PRSUs.

Read SEC document
January 25, 2021 Filed Apr 21, 2023 22:36 UTC Amendment
Bergh Charles VDirector · President and CEO
Tax withholdingClass B Common Stock · Derivative 160,728 $21.24 $3,413,862.72
Disclosure

SEC source: 0001209191-23-025258 · doc4a.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 797,272

Underlying: Class A Common Stock · 160,728 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 25, 2021 Filed Apr 21, 2023 22:36 UTC Amendment
Bergh Charles VDirector · President and CEO
GrantClass B Common Stock · Derivative 338,351 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-025258 · doc4a.xml · derivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,000

Underlying: Class A Common Stock · 338,351 shares

Expires not disclosed

F1 · security: Represents shares of Class B common stock issued upon the settlement of restricted stock units with performance-based vesting criteria (PRSUs). The performance criteria were met on January 25, 2021.

F2 · security: This Form 4/A is being filed to correct the disclosure relating to the issuance of shares of Class B common stock upon settlement of PRSUs set forth in the Form 4 filed on January 27, 2021 (the "Original Form 4"), which were inadvertently disclosed in Table I instead of Table II in the Original Form 4.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 174,564 shares of Class B common stock subject to restricted stock units, (i) 87,560 of which were awarded in 2018, which vest on two equal installments beginning on January 30, 2021 and (ii) 87,004 of which were awarded in 2019, of which 26,294 vest on January 30, 2021, and the remainder of which vest in two equal installments beginning January 30, 2022.

Read SEC document
January 15, 2021 Filed Jan 19, 2021 21:03 UTC SaleClass A Common Stock 33,334 $21.26 $708,680.84
Disclosure

SEC source: 0001209191-21-004001 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 312,417

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $20.96 to $21.59. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · ownership.nature: The shares are held by the Friedman Trust.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:02 UTC ConversionClass B Common Stock · Derivative 156 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001196 · doc1.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426,417

Underlying: Class A Common Stock · 156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:02 UTC SaleClass A Common Stock 156 $22.00 $3,432.00
Disclosure

SEC source: 0001567619-21-001196 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: These shares were sold in multiple transactions. All transactions were at $22.00 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold in each separate transaction.

Read SEC document
January 14, 2021 Filed Jan 20, 2021 01:02 UTC ConversionClass A Common Stock 156 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001196 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 00:00 UTC ConversionClass B Common Stock · Derivative 200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426,573

Underlying: Class A Common Stock · 200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 00:00 UTC SaleClass A Common Stock 200 $22.00 $4,400.00
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 00:00 UTC ConversionClass A Common Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 00:00 UTC ConversionClass B Common Stock · Derivative 86,865 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,426,773

Underlying: Class A Common Stock · 86,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 00:00 UTC SaleClass A Common Stock 86,865 $22.39 $1,944,585.95
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.62 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 00:00 UTC ConversionClass A Common Stock 86,865 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-001002 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 10,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 10,631 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 10,631 $19.69 $209,324.39
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,282

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.42 to $20.20 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 04, 2021 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 10,631 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 20,432 $20.08 $410,274.56
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,111

Underlying: Class A Common Stock · 20,432 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 31,063 $6.45 $200,356.35
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,543

Underlying: Class A Common Stock · 31,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 02:18 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 31,063 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-21-000594 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 31,063 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 31, 2020 Filed Aug 11, 2023 20:17 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass B Common Stock · Derivative 6,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045435 · doc4.xml · derivative · entry 2

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,050

Underlying: Class A Common Stock · 6,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · balance_after: Includes 39,050 shares of Class B common stock subject to RSUs, (i) 18,880 of which were awarded in 2018, 9,440 of which vest on each of January 30, 2021 and January 30, 2022, and (ii) 20,170 of which were awarded in 2019, 6,730 of which vest on January 30, 2021, 6,720 vest on January 30, 2022 and 6,720 vest on January 30, 2023.

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December 31, 2020 Filed Aug 11, 2023 20:17 UTC
Singh Harmit JExecutive VP and CFO
ConversionClass A Common Stock 6,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-045435 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · balance_after: Includes 22,222 shares of Class A common stock subject to restricted stock units (RSUs), which were awarded in 2020, 5,556 of which vest on January 27, 2021, 5,555 vest on January 27, 2022, 5,556 vest on January 27, 2023 and 5,556 on January 27, 2024.

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December 17, 2020 Filed Dec 18, 2020 23:31 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 1,031,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064500 · doc4.xml · nonDerivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,031,690

F2 · ownership.nature: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

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December 17, 2020 Filed Dec 18, 2020 23:31 UTC
Bergh Charles VDirector · President and CEO
GiftClass A Common Stock 1,031,690 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064500 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 689,246

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December 17, 2020 Filed Dec 18, 2020 23:31 UTC
Bergh Charles VDirector · President and CEO
ConversionClass A Common Stock 44,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064500 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,720,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person converted Class B Common Stock represented by vested restriced stock units reported on Table I into Class A Common Stock pursuant to the terms of the Class B Common Stock.

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December 17, 2020 Filed Dec 18, 2020 23:31 UTC
Bergh Charles VDirector · President and CEO
ConversionClass A Common Stock 44,347 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-064500 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,676,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person converted Class B Common Stock represented by vested restriced stock units reported on Table I into Class A Common Stock pursuant to the terms of the Class B Common Stock.

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December 16, 2020 Filed Dec 16, 2020 23:15 UTC ConversionClass B Common Stock · Derivative 100,425 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,513,638

Underlying: Class A Common Stock · 100,425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 16, 2020 Filed Dec 16, 2020 23:15 UTC SaleClass A Common Stock 100,425 $21.22 $2,131,088.80
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.415 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:15 UTC ConversionClass A Common Stock 100,425 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:12 UTC ConversionClass B Common Stock · Derivative 425 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021225 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,654,838

Underlying: Class A Common Stock · 425 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 16, 2020 Filed Dec 16, 2020 23:12 UTC SaleClass A Common Stock 425 $21.22 $9,018.80
Disclosure

SEC source: 0001567619-20-021225 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighed average price. These shares were sold in multiple transaction at prices ranging from $21.00 to $20.415 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:12 UTC ConversionClass A Common Stock 425 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021225 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:09 UTC ConversionClass B Common Stock · Derivative 1,062 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021224 · doc1.xml · derivative · entry 6

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,327,218

Underlying: Class A Common Stock · 1,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 16, 2020 Filed Dec 16, 2020 23:09 UTC SaleClass A Common Stock 1,062 $21.22 $22,536.38
Disclosure

SEC source: 0001567619-20-021224 · doc1.xml · nonDerivative · entry 4

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.415 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 16, 2020 Filed Dec 16, 2020 23:09 UTC ConversionClass A Common Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021224 · doc1.xml · nonDerivative · entry 3

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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December 16, 2020 Filed Dec 17, 2020 21:48 UTC SaleClass A Common Stock 8,334 $21.00 $175,014.00
Disclosure

SEC source: 0001209191-20-064089 · doc4.xml · nonDerivative · entry 2

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 345,751

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · ownership.nature: The shares are held by the Friedman Trust.

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December 15, 2020 Filed Dec 16, 2020 23:15 UTC ConversionClass B Common Stock · Derivative 16,431 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,614,063

Underlying: Class A Common Stock · 16,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 23:15 UTC SaleClass A Common Stock 16,431 $20.66 $339,383.95
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.38 to $20.82 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 23:15 UTC ConversionClass A Common Stock 16,431 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021226 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 15, 2020 Filed Dec 16, 2020 23:12 UTC ConversionClass B Common Stock · Derivative 16,431 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021225 · doc1.xml · derivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,655,263

Underlying: Class A Common Stock · 16,431 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.