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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2021 Filed Mar 18, 2021 23:37 UTC
Bergh Charles VDirector · President and CEO
SaleClass A Common Stock 140,165 $25.03 $3,508,329.95
Disclosure

SEC source: 0001209191-21-021925 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,904

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.75 to $25.48 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:07 UTC ConversionClass B Common Stock · Derivative 15,953 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006597 · doc1.xml · derivative · entry 5

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,789,873

Underlying: Class A Common Stock · 15,953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:07 UTC SaleClass B Common Stock 15,953 $25.07 $399,995.95
Disclosure

SEC source: 0001567619-21-006597 · doc1.xml · nonDerivative · entry 2

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.41 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 19:07 UTC ConversionClass B Common Stock 15,953 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006597 · doc1.xml · nonDerivative · entry 1

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:56 UTC ConversionClass B Common Stock · Derivative 53,176 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006595 · doc1.xml · derivative · entry 5

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,129,878

Underlying: Class A Common Stock · 53,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:56 UTC SaleClass A Common Stock 53,176 $25.07 $1,333,303.12
Disclosure

SEC source: 0001567619-21-006595 · doc1.xml · nonDerivative · entry 2

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.41 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:56 UTC ConversionClass A Common Stock 53,176 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006595 · doc1.xml · nonDerivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 53,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:45 UTC ConversionClass B Common Stock · Derivative 4,254 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006590 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,394,612

Underlying: Class A Common Stock · 4,254 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:45 UTC SaleClass A Common Stock 4,254 $25.07 $106,662.24
Disclosure

SEC source: 0001567619-21-006590 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.41 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 18:45 UTC ConversionClass A Common Stock 4,254 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006590 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 00:10 UTC
Bergh Charles VDirector · President and CEO
SaleClass A Common Stock 96,124 $25.58 $2,458,851.92
Disclosure

SEC source: 0001209191-21-020600 · doc4.xml · nonDerivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 852,208

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $25.14 to $25.78 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 00:10 UTC
Bergh Charles VDirector · President and CEO
SaleClass A Common Stock 96,025 $25.58 $2,456,319.50
Disclosure

SEC source: 0001209191-21-020600 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 768,069

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $25.16 to $25.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:13 UTC ConversionClass B Common Stock · Derivative 40,857 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · derivative · entry 6

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,805,826

Underlying: Class A Common Stock · 40,857 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:13 UTC SaleClass B Common Stock 40,857 $25.60 $1,045,951.46
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · nonDerivative · entry 4

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.195 to $25.775 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:13 UTC ConversionClass B Common Stock 40,857 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · nonDerivative · entry 3

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 40,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
ConversionClass B Common Stock · Derivative 10,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · derivative · entry 6

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,760

Underlying: Class A Common Stock · 10,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
SaleClass A Common Stock 41,412 $25.59 $1,059,733.08
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · nonDerivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,918

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $25.24 to $25.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
ConversionClass A Common Stock 10,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:10 UTC ConversionClass B Common Stock · Derivative 136,188 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · derivative · entry 6

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,183,054

Underlying: Class A Common Stock · 136,188 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:10 UTC SaleClass A Common Stock 136,188 $25.60 $3,486,453.66
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · nonDerivative · entry 4

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.195 to $25.775 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 00:10 UTC ConversionClass A Common Stock 136,188 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · nonDerivative · entry 3

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 136,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:44 UTC ConversionClass B Common Stock · Derivative 10,895 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,398,866

Underlying: Class A Common Stock · 10,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:44 UTC SaleClass A Common Stock 10,895 $25.60 $278,915.27
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.195 to $25.775 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 17:44 UTC ConversionClass A Common Stock 10,895 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass B Common Stock · Derivative 59,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 12

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
SaleClass A Common Stock 82,705 $25.04 $2,070,933.20
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · nonDerivative · entry 2

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,830

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $24.50 to $25.25. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
ConversionClass A Common Stock 59,571 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction pursuant to a previously established Rule 10b5-1 Plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:10 UTC
Bergh Charles VDirector · President and CEO
SaleClass A Common Stock 83,358 $25.03 $2,086,450.74
Disclosure

SEC source: 0001209191-21-020600 · doc4.xml · nonDerivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 948,332

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.51 to $25.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held in an irrevocable trust to which Mr. Bergh is Investment Direction Adviser and of which Mr. Bergh's family members are beneficiaries.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:10 UTC
Bergh Charles VDirector · President and CEO
SaleClass A Common Stock 84,142 $25.04 $2,106,915.68
Disclosure

SEC source: 0001209191-21-020600 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,094

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.51 to $25.22 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:13 UTC ConversionClass B Common Stock · Derivative 14,537 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · derivative · entry 5

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 7,846,683

Underlying: Class A Common Stock · 14,537 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:13 UTC SaleClass B Common Stock 14,537 $25.16 $365,708.76
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · nonDerivative · entry 2

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25 to $25.245 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:13 UTC ConversionClass B Common Stock 14,537 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006457 · doc1.xml · nonDerivative · entry 1

Haas Margaret E. · CIK 0001771089 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 14,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is Board Chair, for the benefit of various charitable entities. Ms. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Disposition to issuerClass B Common Stock · Derivative 18,834 $24.48 $461,056.32
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · derivative · entry 5

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,623

Underlying: Class A Common Stock · 18,834 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Exercise / conversionClass B Common Stock · Derivative 29,697 $6.90 $204,909.30
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · derivative · entry 4

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,457

Underlying: Class A Common Stock · 29,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:59 UTC
O'Neill Elizabeth TEVP & Chief Operations Officer
Exercise / conversionStock Appreciation Rights · Derivative 29,697 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-21-020888 · doc4.xml · derivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,293

Underlying: Class B Common Stock · 29,697 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:10 UTC ConversionClass B Common Stock · Derivative 48,458 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · derivative · entry 5

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 26,319,242

Underlying: Class A Common Stock · 48,458 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:10 UTC SaleClass A Common Stock 48,458 $25.16 $1,219,062.75
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · nonDerivative · entry 2

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F4 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25 to $25.245 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 17, 2021 00:10 UTC ConversionClass A Common Stock 48,458 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006455 · doc1.xml · nonDerivative · entry 1

Haas Peter E. Jr. · CIK 0001768791 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 48,458

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: The shares are held by the Peter E. Haas, Jr. Family Fund, of which Mr. Haas is Vice-President, for the benefit of various charitable entities. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:44 UTC ConversionClass B Common Stock · Derivative 3,877 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,409,761

Underlying: Class A Common Stock · 3,877 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:44 UTC SaleClass A Common Stock 3,877 $25.16 $97,534.08
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.245 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 17:44 UTC ConversionClass A Common Stock 3,877 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-006380 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:11 UTC
Rosen MarcEVP & President, LSA
SaleClass A Common Stock 47,897 $24.30 $1,163,897.10
Disclosure

SEC source: 0001209191-21-020130 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,776

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:07 UTC
Sey Jennifer A.Brand President
SaleClass A Common Stock 23,054 $24.30 $560,212.20
Disclosure

SEC source: 0001209191-21-020121 · doc4.xml · nonDerivative · entry 1

Sey Jennifer A. · CIK 0001835102 · Brand President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,149

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.00 to $24.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:06 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 39,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020119 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 39,870 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:06 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 39,870 $24.27 $967,644.90
Disclosure

SEC source: 0001209191-21-020119 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,791

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $24.00 to $24.71 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
March 11, 2021 Filed Mar 12, 2021 21:06 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 39,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020119 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 30,649 $24.48 $750,287.52
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 11

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,571

Underlying: Class A Common Stock · 30,649 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionClass B Common Stock · Derivative 43,035 $9.60 $413,136.00
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 10

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,220

Underlying: Class A Common Stock · 43,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Exercise / conversionStock Appreciation Rights · Derivative 43,035 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 9

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,725

Underlying: Class B Common Stock · 43,035 shares

Expires 2025-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
March 11, 2021 Filed Mar 16, 2021 00:11 UTC
Ellison Seth M.EVP & Chief Commercial Officer
Disposition to issuerClass B Common Stock · Derivative 36,440 $24.48 $892,051.20
Disclosure

SEC source: 0001209191-21-020601 · doc4.xml · derivative · entry 8

Ellison Seth M. · CIK 0001768700 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,185

Underlying: Class A Common Stock · 36,440 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.