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Nasdaq · USD

LESL

Leslie's, Inc.

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Tapewire entity
8291
SEC CIK
0001821806
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2024 Filed May 21, 2024 20:05 UTC
Africa MikeSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 2,952 $5.06 $14,937.12
Disclosure

SEC source: 0000950170-24-062873 · ownership.xml · nonDerivative · entry 2

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,647

Read SEC document
May 20, 2024 Filed May 21, 2024 20:05 UTC
Cramer NaomiChief People Officer
Tax withholdingCommon Stock, par value $0.001 per share 3,156 $5.06 $15,969.36
Disclosure

SEC source: 0000950170-24-062872 · ownership.xml · nonDerivative · entry 2

Cramer Naomi · CIK 0001995947 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,335

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 11,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062874 · ownership.xml · derivative · entry 3

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,139

Underlying: Common Stock · 11,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 11,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062874 · ownership.xml · nonDerivative · entry 1

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
Africa MikeSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 11,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062873 · ownership.xml · derivative · entry 3

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,174

Underlying: Common Stock · 11,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
Africa MikeSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 11,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062873 · ownership.xml · nonDerivative · entry 1

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
Cramer NaomiChief People Officer
Exercise / conversionRestricted Stock Units · Derivative 11,596 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062872 · ownership.xml · derivative · entry 3

Cramer Naomi · CIK 0001995947 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,738

Underlying: Common Stock · 11,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Ms. Cramer's continuous employment or service with the Issuer or an affiliate until the applicable vesting date

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 34,787 will vest in equal installments on May 18, 2025, May 18, 2026, and May 18, 2027, subject to Ms. Cramer's continuous employment or service with the Issuer or an affiliate until the applicable vesting date

Read SEC document
May 18, 2024 Filed May 21, 2024 20:05 UTC
Cramer NaomiChief People Officer
Exercise / conversionCommon Stock, par value $0.001 per share 11,596 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-062872 · ownership.xml · nonDerivative · entry 1

Cramer Naomi · CIK 0001995947 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2024 Filed May 14, 2024 20:05 UTC
LaBode MoyoSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 4,136 $4.76 $19,687.36
Disclosure

SEC source: 0000950170-24-059513 · ownership.xml · nonDerivative · entry 2

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,893

Read SEC document
May 12, 2024 Filed May 14, 2024 20:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 16,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059513 · ownership.xml · derivative · entry 3

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,735

Underlying: Common Stock · 16,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 16,250 will vest on May 12, 2025, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 16,250 will vest on May 12, 2025, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
May 12, 2024 Filed May 14, 2024 20:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 16,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059513 · ownership.xml · nonDerivative · entry 1

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032202 · ownership.xml · derivative · entry 3

Spofford Claire · CIK 0001846018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Spofford's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Spofford's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032202 · ownership.xml · derivative · entry 2

Spofford Claire · CIK 0001846018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032202 · ownership.xml · nonDerivative · entry 1

Spofford Claire · CIK 0001846018 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032197 · ownership.xml · derivative · entry 3

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032197 · ownership.xml · nonDerivative · entry 1

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
Strain JohnDirector
GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032198 · ownership.xml · derivative · entry 3

Strain John · CIK 0001807130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Strain's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Strain's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
Strain JohnDirector
Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032198 · ownership.xml · derivative · entry 2

Strain John · CIK 0001807130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
Strain JohnDirector
Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032198 · ownership.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,678

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
KUFEL ERIC JDirector
GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032196 · ownership.xml · derivative · entry 4

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F3 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

F3 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
KUFEL ERIC JDirector
Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032196 · ownership.xml · derivative · entry 3

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 16:15 UTC
KUFEL ERIC JDirector
Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032196 · ownership.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032201 · ownership.xml · derivative · entry 3

Estep Jonathan S · CIK 0001778757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Estep's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Estep's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 7,480 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032201 · ownership.xml · derivative · entry 2

Estep Jonathan S · CIK 0001778757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,480 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,480 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032201 · ownership.xml · nonDerivative · entry 1

Estep Jonathan S · CIK 0001778757 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032203 · ownership.xml · derivative · entry 3

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032203 · ownership.xml · derivative · entry 2

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032203 · ownership.xml · nonDerivative · entry 1

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC GrantRestricted Stock Units · Derivative 18,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032199 · ownership.xml · derivative · entry 3

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,248

Underlying: Common Stock · 18,248 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 18,248 will vest on the earlier of (a) March 13, 2025 or (b) the day prior to the Company's annual meeting of shareholders held in 2025 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 10,357 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032199 · ownership.xml · derivative · entry 2

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,357 shares

Expires 2024-03-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 14, 2024 Filed Mar 15, 2024 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 10,357 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-032199 · ownership.xml · nonDerivative · entry 1

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2024 Filed Feb 5, 2024 16:05 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 205,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-011231 · ownership.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,188

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs which vested on February 4, 2024.

F3 · derivative.expiration_date: Represents a grant of RSUs which vested on February 4, 2024.

Read SEC document
February 04, 2024 Filed Feb 5, 2024 16:05 UTC
Egeck Michael R.Director · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.001 per share 85,535 $7.00 $598,745.00
Disclosure

SEC source: 0000950170-24-011231 · ownership.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,011

Read SEC document
February 04, 2024 Filed Feb 5, 2024 16:05 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.001 per share 205,546 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-011231 · ownership.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008306 · ownership.xml · derivative · entry 3

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,985

Underlying: Common Stock · 5,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 11,628 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 11,628 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
LaBode MoyoSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 1,841 $6.85 $12,610.85
Disclosure

SEC source: 0000950170-24-008306 · ownership.xml · nonDerivative · entry 2

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,779

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
LaBode MoyoSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 5,814 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008306 · ownership.xml · nonDerivative · entry 1

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,620

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Africa MikeSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 5,814 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008309 · ownership.xml · derivative · entry 3

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,770

Underlying: Common Stock · 5,814 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 11,628 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 11,628 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Africa MikeSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 1,841 $6.85 $12,610.85
Disclosure

SEC source: 0000950170-24-008309 · ownership.xml · nonDerivative · entry 2

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,003

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Africa MikeSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 5,814 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008309 · ownership.xml · nonDerivative · entry 1

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Gazaway BradSee Remarks
Exercise / conversionRestricted Stock Units Holding · Derivative 2,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008308 · ownership.xml · derivative · entry 3

Gazaway Brad · CIK 0001902859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,318

Underlying: Common Stock · 2,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 5,168 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 5,168 will vest in equal installments on January 27, 2025 and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Gazaway BradSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 818 $6.85 $5,603.30
Disclosure

SEC source: 0000950170-24-008308 · ownership.xml · nonDerivative · entry 2

Gazaway Brad · CIK 0001902859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,701

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January 27, 2024 Filed Jan 29, 2024 21:05 UTC
Gazaway BradSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 2,584 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-008308 · ownership.xml · nonDerivative · entry 1

Gazaway Brad · CIK 0001902859 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 16, 2023 Filed Dec 18, 2023 23:30 UTC
Africa MikeSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059025 · doc4.xml · derivative · entry 6

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,584

Underlying: Common Stock · 7,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 14,463 will vest in equal installments on December 16, 2024 and December 16, 2025, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 14,463 will vest in equal installments on December 16, 2024 and December 16, 2025, subject to Mr. Africa's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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December 16, 2023 Filed Dec 18, 2023 23:30 UTC
Africa MikeSee Remarks
Tax withholdingCommon Stock, par value $0.001 per share 1,854 $6.41 $11,884.14
Disclosure

SEC source: 0001209191-23-059025 · doc4.xml · nonDerivative · entry 4

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,030

Read SEC document
December 16, 2023 Filed Dec 18, 2023 23:30 UTC
Africa MikeSee Remarks
Exercise / conversionCommon Stock, par value $0.001 per share 7,282 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059025 · doc4.xml · nonDerivative · entry 3

Africa Mike · CIK 0001995954 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 18:30 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 31,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059029 · doc4.xml · derivative · entry 4

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,734

Underlying: Common Stock · 31,148 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 93,442 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 93,442 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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December 15, 2023 Filed Dec 18, 2023 18:30 UTC
Egeck Michael R.Director · Chief Executive Officer
Tax withholdingCommon Stock, par value $0.001 per share 12,781 $6.63 $84,738.03
Disclosure

SEC source: 0001209191-23-059029 · doc4.xml · nonDerivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,367

Read SEC document
December 15, 2023 Filed Dec 18, 2023 18:30 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.001 per share 31,148 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059029 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 23:30 UTC
LaBode MoyoSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,363 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-059026 · doc4.xml · derivative · entry 3

LaBode Moyo · CIK 0001902863 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,799

Underlying: Common Stock · 4,363 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which the remaining 13,087 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which the remaining 13,087 will vest in equal installments on December 15, 2024, December 15, 2025, and December 15, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.