Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 1 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2021 Filed Jun 30, 2021 22:42 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $2.85 | $44,032.50 |
DisclosureSEC source: 0001493152-21-015778 · ownership.xml · nonDerivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Shares earned by the reporting person as a result of the vesting of a portion of RSUs granted to the reporting person on September 17, 2018. RSUs convert into common shares on a one-for-one basis. F1 · balance_after: Does not include restricted stock units ("RSUs") that may be settled in shares of the issuer's common stock that have not vested as of the date of this report or shares that may be acquired upon the exercise of stock options outstanding as of the date of this report. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 22:58 UTC |
Russell Angus C.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,720 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-21-015786 · ownership.xml · derivative · entry 3 Russell Angus C. · CIK 0001534002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,720 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 22:58 UTC |
Russell Angus C.Director
|
SaleCommon Shares, no par value | 4,720 | $2.97 | $14,018.40 |
DisclosureSEC source: 0001493152-21-015786 · ownership.xml · nonDerivative · entry 2 Russell Angus C. · CIK 0001534002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,500 Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 22:58 UTC |
Russell Angus C.Director
|
Exercise / conversionCommon Shares, no par value | 24,720 | $2.20 | $54,384.00 |
DisclosureSEC source: 0001493152-21-015786 · ownership.xml · nonDerivative · entry 1 Russell Angus C. · CIK 0001534002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,220 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 23:01 UTC |
ANDREWS DEBORAH JDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,720 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-21-015788 · ownership.xml · derivative · entry 3 ANDREWS DEBORAH J · CIK 0001325697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,720 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016 Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 23:01 UTC |
ANDREWS DEBORAH JDirector
|
SaleCommon Shares, no par value | 19,142 | $2.93 | $56,086.06 |
DisclosureSEC source: 0001493152-21-015788 · ownership.xml · nonDerivative · entry 2 ANDREWS DEBORAH J · CIK 0001325697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,578 F1 · price: The price reported is a weighted average. These shares were sold in multiple transactions at a price of $2.93 or $2.935. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 23:01 UTC |
ANDREWS DEBORAH JDirector
|
Exercise / conversionCommon Shares, no par value | 24,720 | $2.20 | $54,384.00 |
DisclosureSEC source: 0001493152-21-015788 · ownership.xml · nonDerivative · entry 1 ANDREWS DEBORAH J · CIK 0001325697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 22:42 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 300,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001493152-21-015778 · ownership.xml · derivative · entry 5 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 933,300 Underlying: Common Shares · 300,000 shares Expires 2030-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The reporting person was granted options on March 17, 2020, with an exercise price of $0.6919 per share to purchase up to 1,233,300 shares. One quarter of the options vested and became exercisable on March 17, 2021, the first anniversary of the grant date, and the balance vest in 36 monthly installments thereafter upon completion of each month of the reporting person's continuous employment. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 22:42 UTC |
Culley Brian MDirector · President and CEO
|
SaleCommon Shares, no par value | 450,000 | $2.87 | $1,291,500.00 |
DisclosureSEC source: 0001493152-21-015778 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,709 F2 · kind: Shares sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020. F3 · price: The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from not less than $2.81 to not more than $2.93. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. F1 · balance_after: Does not include restricted stock units ("RSUs") that may be settled in shares of the issuer's common stock that have not vested as of the date of this report or shares that may be acquired upon the exercise of stock options outstanding as of the date of this report. Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 22:42 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 300,000 | $0.69 | $207,570.00 |
DisclosureSEC source: 0001493152-21-015778 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Does not include restricted stock units ("RSUs") that may be settled in shares of the issuer's common stock that have not vested as of the date of this report or shares that may be acquired upon the exercise of stock options outstanding as of the date of this report. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 19:46 UTC |
Bradsher Neal CDirector · 10% owner
|
Exercise / conversionOPTION TO PURCHASE COMMON SHARES · Derivative | 24,720 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0000919574-21-004286 · ownership.xml · derivative · entry 3 BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON SHARES · 24,720 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options are currently exercisable. Read SEC document |
| June 25, 2021 Filed Jun 25, 2021 19:46 UTC |
Bradsher Neal CDirector · 10% owner
|
Exercise / conversionCommon Shares | 24,720 | $2.20 | $54,384.00 |
DisclosureSEC source: 0000919574-21-004286 · ownership.xml · nonDerivative · entry 1 BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 17:15 UTC |
KINGSLEY ALFRED DDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 61,800 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-21-015072 · ownership.xml · derivative · entry 4 KINGSLEY ALFRED D · CIK 0001229339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 61,800 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016. Read SEC document |
| June 22, 2021 Filed Jun 23, 2021 17:15 UTC |
KINGSLEY ALFRED DDirector
|
Exercise / conversionCommon Shares, no par value | 61,800 | $2.20 | $135,960.00 |
DisclosureSEC source: 0001493152-21-015072 · ownership.xml · nonDerivative · entry 1 KINGSLEY ALFRED D · CIK 0001229339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,470,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 21, 2021 Filed Jul 1, 2021 20:21 UTC |
Cook Kevin LeonChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 750,000 | $0.00 Strike: $2.68 | $0.00 |
DisclosureSEC source: 0001493152-21-015851 · ownership.xml · derivative · entry 1 Cook Kevin Leon · CIK 0001870539 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Common Shares · 750,000 shares Expires 2031-06-20 F1 · derivative.exercise_date: This option will vest as to one quarter of the shares subject to the option on June 21, 2022, and the balance will vest in 36 successive substantially equal monthly installments thereafter, subject to the reporting person's continuous employment. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:15 UTC |
Mulroy Michael H.Director
|
Exercise / conversionStock Option (right to buy) · Derivative | 24,720 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001493152-21-014860 · ownership.xml · derivative · entry 2 Mulroy Michael H. · CIK 0001509725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 24,720 shares Expires 2021-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option became exercisable in four equal quarterly installments after the date of grant on July 1, 2016. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 20:15 UTC |
Mulroy Michael H.Director
|
Exercise / conversionCommon Shares, no par value | 24,720 | $2.20 | $54,384.00 |
DisclosureSEC source: 0001493152-21-014860 · ownership.xml · nonDerivative · entry 1 Mulroy Michael H. · CIK 0001509725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:48 UTC |
Jayasuriya AnulaDirector
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $2.58 | $0.00 |
DisclosureSEC source: 0001493152-21-010668 · ownership.xml · derivative · entry 1 Jayasuriya Anula · CIK 0001822933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Shares · 90,000 shares Expires 2031-05-03 F1 · derivative.exercise_date: This option vests in 36 monthly installments beginning on the one-month anniversary of the date of grant, subject to the reporting person's continuous service on the board of directors of the issuer. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 21:05 UTC |
Amin DiptiDirector
|
GrantStock Option (Right to Buy) · Derivative | 90,000 | $0.00 Strike: $2.28 | $0.00 |
DisclosureSEC source: 0001493152-21-009476 · ownership.xml · derivative · entry 1 Amin Dipti · CIK 0001856708 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Shares · 90,000 shares Expires 2031-04-19 F1 · derivative.exercise_date: This option shall vest in 36 monthly installments beginning on the one-month anniversary of the date of grant, subject to the reporting person's continuous service on the board of directors of the issuer. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-007794 · ownership.xml · derivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,250 Underlying: Common Shares · 15,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. F4 · derivative.expiration_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Tax withholdingCommon Shares, no par value | 5,343 | $2.35 | $12,556.05 |
DisclosureSEC source: 0001493152-21-007794 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,709 F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 15,450 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $2.35 | $36,307.50 |
DisclosureSEC source: 0001493152-21-007794 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2018. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:00 UTC |
Hernandez AlexandraSr Director Finance/Controller
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001493152-21-007795 · ownership.xml · derivative · entry 4 Hernandez Alexandra · CIK 0001841756 · Sr Director Finance/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,200 Underlying: Common Shares · 6,000 shares Expires 2030-03-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One quarter of the options vested on March 17, 2021 and the balance vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:00 UTC |
Hernandez AlexandraSr Director Finance/Controller
|
SaleCommon Shares, no par value | 6,000 | $2.23 | $13,380.00 |
DisclosureSEC source: 0001493152-21-007795 · ownership.xml · nonDerivative · entry 2 Hernandez Alexandra · CIK 0001841756 · Sr Director Finance/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 30, 2021 Filed Apr 2, 2021 00:00 UTC |
Hernandez AlexandraSr Director Finance/Controller
|
Exercise / conversionCommon Shares, no par value | 6,000 | $0.69 | $4,151.40 |
DisclosureSEC source: 0001493152-21-007795 · ownership.xml · nonDerivative · entry 1 Hernandez Alexandra · CIK 0001841756 · Sr Director Finance/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC |
Culley Brian MDirector · President and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 1,165,100 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001493152-21-006274 · ownership.xml · derivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,165,100 Underlying: Common Shares · 1,165,100 shares Expires 2031-03-15 F1 · derivative.exercise_date: One quarter of the options shall vest on March 15, 2022 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC |
Hogge Gary S.SVP,Clinical & Medical Affairs
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 419,500 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001493152-21-006270 · ownership.xml · derivative · entry 1 Hogge Gary S. · CIK 0001771711 · SVP,Clinical & Medical Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,500 Underlying: Common Shares · 419,500 shares Expires 2031-03-15 F1 · derivative.exercise_date: One quarter of the options shall vest on March 15, 2022 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:00 UTC |
Leavitt Chase C.General Counsel/Secretary
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 699,100 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001493152-21-006271 · ownership.xml · derivative · entry 1 Leavitt Chase C. · CIK 0001777467 · General Counsel/Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,100 Underlying: Common Shares · 699,100 shares Expires 2031-03-15 F1 · derivative.exercise_date: One quarter of the options shall vest on March 15, 2022 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
| March 15, 2021 Filed Apr 2, 2021 00:00 UTC |
Hernandez AlexandraSr Director Finance/Controller
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 42,700 | $0.00 Strike: $2.43 | $0.00 |
DisclosureSEC source: 0001493152-21-007795 · ownership.xml · derivative · entry 3 Hernandez Alexandra · CIK 0001841756 · Sr Director Finance/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,700 Underlying: Common Shares · 42,700 shares Expires 2031-03-15 F1 · derivative.exercise_date: One quarter of the options vest on March 15, 2022 and the balance vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-024692 · ownership.xml · derivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,700 Underlying: Common Shares · 15,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. F4 · derivative.expiration_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:00 UTC |
Culley Brian MDirector · President and CEO
|
Tax withholdingCommon Shares, no par value | 5,343 | $1.76 | $9,403.68 |
DisclosureSEC source: 0001493152-20-024692 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,602 F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 15,450 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| December 31, 2020 Filed Dec 31, 2020 22:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $1.76 | $27,192.00 |
DisclosureSEC source: 0001493152-20-024692 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2018. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| December 01, 2020 Filed Feb 12, 2021 22:00 UTC |
KINGSLEY ALFRED DDirector
|
GiftCommon Shares, no par value | 17,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-21-003685 · ownership.xml · nonDerivative · entry 1 KINGSLEY ALFRED D · CIK 0001229339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,408,445 F1 · date: During December 2020, Mr. Kingsley gifted a total of 17,500 common shares. F1 · price: During December 2020, Mr. Kingsley gifted a total of 17,500 common shares. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 21:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-018634 · ownership.xml · derivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,150 Underlying: Common Shares · 15,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. F4 · derivative.expiration_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 21:00 UTC |
Culley Brian MDirector · President and CEO
|
Tax withholdingCommon Shares, no par value | 5,343 | $0.94 | $5,004.25 |
DisclosureSEC source: 0001493152-20-018634 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,495 F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 15,450 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| September 30, 2020 Filed Sep 30, 2020 21:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $0.94 | $14,470.47 |
DisclosureSEC source: 0001493152-20-018634 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2018. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:14 UTC |
Bradsher Neal CDirector · 10% owner
|
GrantOPTION TO PURCHASE COMMON SHARES · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0000919574-20-004437 · ownership.xml · derivative · entry 1 BRADSHER NEAL C · CIK 0001278388 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: COMMON SHARES · 40,000 shares Expires 2030-07-01 F2 · price: The options were granted to Neal C. Bradsher by the issuer on July 1, 2020 as director compensation. F1 · derivative.exercise_date: These options will vest and become exercisable on July 1, 2021, provided, that Neal C. Bradsher remains a member of the issuer's board of directors on that date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:05 UTC |
FARRELL STEPHEN CDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012541 · ownership.xml · derivative · entry 1 FARRELL STEPHEN C · CIK 0001188757 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:04 UTC |
Mulroy Michael H.Director
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012539 · ownership.xml · derivative · entry 1 Mulroy Michael H. · CIK 0001509725 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:03 UTC |
BAILEY DON MDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012538 · ownership.xml · derivative · entry 1 BAILEY DON M · CIK 0001223697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:02 UTC |
ANDREWS DEBORAH JDirector
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012536 · ownership.xml · derivative · entry 1 ANDREWS DEBORAH J · CIK 0001325697 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:01 UTC |
Russell Angus C.Director
|
GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012533 · ownership.xml · derivative · entry 1 Russell Angus C. · CIK 0001534002 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 21:00 UTC |
KINGSLEY ALFRED DDirector
|
GrantStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001493152-20-012529 · ownership.xml · derivative · entry 1 KINGSLEY ALFRED D · CIK 0001229339 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Shares · 70,000 shares Expires 2030-07-01 F1 · derivative.exercise_date: Will become exercisable on July 1, 2021, based upon continued service on the board of directors. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:05 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-012542 · ownership.xml · derivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,600 Underlying: Common Shares · 15,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. F4 · derivative.expiration_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:05 UTC |
Culley Brian MDirector · President and CEO
|
Tax withholdingCommon Shares, no par value | 5,343 | $0.87 | $4,648.41 |
DisclosureSEC source: 0001493152-20-012542 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,388 F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 15,450 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 21:05 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $0.87 | $13,441.50 |
DisclosureSEC source: 0001493152-20-012542 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2018. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 15,450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-005529 · ownership.xml · derivative · entry 3 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,050 Underlying: Common Shares · 15,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. F4 · derivative.expiration_date: The Reporting Person was granted RSUs on September 17, 2018 that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Tax withholdingCommon Shares, no par value | 5,343 | $0.83 | $4,424.54 |
DisclosureSEC source: 0001493152-20-005529 · ownership.xml · nonDerivative · entry 2 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,281 F3 · shares: Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of 15,450 RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 00:00 UTC |
Culley Brian MDirector · President and CEO
|
Exercise / conversionCommon Shares, no par value | 15,450 | $0.83 | $12,794.15 |
DisclosureSEC source: 0001493152-20-005529 · ownership.xml · nonDerivative · entry 1 Culley Brian M · CIK 0001310683 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares earned by the Reporting Person as a result of the vesting of a portion of Restricted Stock Units ("RSUs") granted to the Reporting Person on September 17, 2018. F2 · balance_after: Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this Report or shares that may be acquired upon the exercise of certain stock options. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 21:00 UTC |
Roberts BrandiCFO & SVP Finance
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 616,700 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001493152-20-004352 · ownership.xml · derivative · entry 1 Roberts Brandi · CIK 0001516354 · CFO & SVP Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,700 Underlying: Common Shares · 616,700 shares Expires 2030-03-17 F1 · derivative.exercise_date: One quarter of the options shall vest on March 17, 2021 and the balance shall vest in 36 monthly installments thereafter upon the completion of each month of continuous employment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.