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OTC · USD

LAWIL

Light & Wonder, Inc.

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Tapewire entity
9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2017 Filed Mar 13, 2017 20:48 UTC
SHEEHAN KEVIN MDirector · CEO
GrantEmployee Stock Option (right to buy) · Derivative 137,236 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0000750004-17-000034 · wf-form4_148943810258650.xml · derivative · entry 2

SHEEHAN KEVIN M · CIK 0001047582 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,236

Underlying: Common Stock · 137,236 shares

Expires 2027-03-08

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:48 UTC
SHEEHAN KEVIN MDirector · CEO
GrantRestricted Stock Units · Derivative 69,444 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000034 · wf-form4_148943810258650.xml · derivative · entry 1

SHEEHAN KEVIN M · CIK 0001047582 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,444

Underlying: Common Stock · 69,444 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:46 UTC
Smail David WExec VP & Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 22,872 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 3

Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Underlying: Common Stock · 22,872 shares

Expires 2027-03-08

F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:46 UTC
Smail David WExec VP & Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 22,872 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 2

Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,872

Underlying: Common Stock · 22,872 shares

Expires 2027-03-08

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:46 UTC
Smail David WExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 11,574 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000032 · wf-form4_148943798762287.xml · derivative · entry 1

Smail David W · CIK 0001649770 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,574

Underlying: Common Stock · 11,574 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 80,590 $0.00 Strike: $8.73 $0.00
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · derivative · entry 8

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,591

Underlying: Common Stock · 80,590 shares

Expires 2024-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option became exercisable as to 40,295 shares on each of June 9, 2015 and 2016 and becomes exercisable as to 40,295 shares on June 9, 2017 and 40,296 shares on June 9, 2018.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC Exercise / conversionEmployee Stock Option (right to buy) · Derivative 52,493 $0.00 Strike: $12.83 $0.00
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · derivative · entry 7

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,479

Underlying: Common Stock · 52,493 shares

Expires 2025-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option became exercisable as to 52,493 shares on April 27, 2016 and becomes exercisable as to 52,493 shares on each of April 27, 2017, 2018 and 2019.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC SaleClass A Common Stock 30,000 $21.57 $647,100.00
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 6

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,741

F4 · price: The transaction was executed in multiple trades at prices ranging from $21.45 to $21.65. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC SaleClass A Common Stock 80,590 $21.43 $1,727,043.70
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 5

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,741

F3 · price: The transaction was executed in multiple trades at prices ranging from $21.38 to $21.52. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC Exercise / conversionClass A Common Stock 80,590 $8.73 $703,550.70
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 4

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC SaleClass A Common Stock 52,493 $21.42 $1,124,400.06
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 3

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,741

F2 · price: The transaction was executed in multiple trades at prices ranging from $21.35 to $21.60. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC Exercise / conversionClass A Common Stock 52,493 $12.83 $673,485.19
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 2

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2017 Filed Mar 9, 2017 23:05 UTC SaleClass A Common Stock 14,754 $21.45 $316,473.30
Disclosure

SEC source: 0000750004-17-000020 · wf-form4_148910070917866.xml · nonDerivative · entry 1

Isaacs Michael Gavin · CIK 0001373193 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,741

F1 · price: The transaction was executed in multiple trades at prices ranging from $21.40 to $21.60. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 23:07 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionRestricted Stock Units · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-002847 · a4.xml · derivative · entry 3

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on January 14, 2016. The balance of the award is scheduled to vest in three equal installments on each of January 14, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 23:07 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Tax withholdingClass A Common Stock 5,873 $15.56 $91,383.88
Disclosure

SEC source: 0001104659-17-002847 · a4.xml · nonDerivative · entry 2

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,589

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
January 14, 2017 Filed Jan 18, 2017 23:07 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionClass A Common Stock 17,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-002847 · a4.xml · nonDerivative · entry 1

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,462

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:00 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionRestricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000624 · a4.xml · derivative · entry 3

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on January 1, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:00 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Tax withholdingClass A Common Stock 2,899 $13.89 $40,267.11
Disclosure

SEC source: 0001104659-17-000624 · a4.xml · nonDerivative · entry 2

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,962

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
January 01, 2017 Filed Jan 4, 2017 22:00 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionClass A Common Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000624 · a4.xml · nonDerivative · entry 1

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 39,193 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · derivative · entry 6

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,194

Underlying: Common Stock · 39,193 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-half of restricted stock units granted on January 4, 2016. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-half of restricted stock units granted on January 4, 2016. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-half of restricted stock units granted on January 4, 2016. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Exercise / conversionRestricted Stock Units · Derivative 31,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · derivative · entry 5

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,905

Underlying: Common Stock · 31,905 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-half of restricted stock units granted on October 29, 2015. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-half of restricted stock units granted on October 29, 2015. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-half of restricted stock units granted on October 29, 2015. The balance of the award is scheduled to vest on December 31, 2017. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Tax withholdingClass A Common Stock 14,639 $13.89 $203,335.71
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · nonDerivative · entry 4

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,673

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Exercise / conversionClass A Common Stock 39,193 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · nonDerivative · entry 3

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Tax withholdingClass A Common Stock 11,917 $13.89 $165,527.13
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · nonDerivative · entry 2

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,119

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:00 UTC Exercise / conversionClass A Common Stock 31,905 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-000622 · a4.xml · nonDerivative · entry 1

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,036

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionRestricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163505 · a4.xml · derivative · entry 3

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Tax withholdingClass A Common Stock 1,251 $15.33 $19,177.83
Disclosure

SEC source: 0001104659-16-163505 · a4.xml · nonDerivative · entry 2

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,361

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Kennedy James CEVP & Grp Chief Exec Lottery
Exercise / conversionClass A Common Stock 3,750 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163505 · a4.xml · nonDerivative · entry 1

Kennedy James C · CIK 0001513823 · EVP & Grp Chief Exec Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Potts LarrySVP & Chief Compliance Officer
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Potts LarrySVP & Chief Compliance Officer
Tax withholdingClass A Common Stock 925 $15.33 $14,180.25
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,560

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC
Potts LarrySVP & Chief Compliance Officer
Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 23:00 UTC Exercise / conversionRestricted Stock Units · Derivative 7,596 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-161706 · a4.xml · derivative · entry 3

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,192

Underlying: Common Stock · 7,596 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 8, 2014. The balance of the award is scheduled to vest in two equal installments on each of December 8, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 8, 2014. The balance of the award is scheduled to vest in two equal installments on each of December 8, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 8, 2014. The balance of the award is scheduled to vest in two equal installments on each of December 8, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 23:00 UTC Tax withholdingClass A Common Stock 2,838 $15.73 $44,641.74
Disclosure

SEC source: 0001104659-16-161706 · a4.xml · nonDerivative · entry 2

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,131

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 08, 2016 Filed Dec 12, 2016 23:00 UTC Exercise / conversionClass A Common Stock 7,596 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-161706 · a4.xml · nonDerivative · entry 1

HADDRILL RICHARD M · CIK 0001201647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2016 Filed Dec 7, 2016 22:04 UTC Exercise / conversionEmployee Stock Option · Derivative 113,470 $0.00 Strike: $8.90 $0.00
Disclosure

SEC source: 0001104659-16-161032 · a4.xml · derivative · entry 3

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,470 shares

Expires 2021-03-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on March 22, 2012.

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December 05, 2016 Filed Dec 7, 2016 22:04 UTC SaleClass A Common Stock 113,470 $14.85 $1,685,029.50
Disclosure

SEC source: 0001104659-16-161032 · a4.xml · nonDerivative · entry 2

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,004

F1 · price: The transaction was executed in multiple trades at prices ranging from $14.80 to $15.08. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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December 05, 2016 Filed Dec 7, 2016 22:04 UTC Exercise / conversionClass A Common Stock 113,470 $8.90 $1,009,883.00
Disclosure

SEC source: 0001104659-16-161032 · a4.xml · nonDerivative · entry 1

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2016 Filed Nov 21, 2016 23:30 UTC
Mooberry DerikGroup CEO, Gaming
Exercise / conversionRestricted Stock Units · Derivative 7,488 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158416 · a4.xml · derivative · entry 3

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,976

Underlying: Common Stock · 7,488 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 19, 2014. The balance of the award is scheduled to vest in two equal installments on each of November 19, 2017 and 2018. Each unit converts into a share of common stock on a one-for-one basis.

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November 19, 2016 Filed Nov 21, 2016 23:30 UTC
Mooberry DerikGroup CEO, Gaming
Tax withholdingClass A Common Stock 2,048 $14.09 $28,856.32
Disclosure

SEC source: 0001104659-16-158416 · a4.xml · nonDerivative · entry 2

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,123

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

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November 19, 2016 Filed Nov 21, 2016 23:30 UTC
Mooberry DerikGroup CEO, Gaming
Exercise / conversionClass A Common Stock 7,488 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158416 · a4.xml · nonDerivative · entry 1

Mooberry Derik · CIK 0001533186 · Group CEO, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2016 Filed Nov 21, 2016 23:30 UTC Exercise / conversionRestricted Stock Units · Derivative 37,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158415 · a4.xml · derivative · entry 4

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 37,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of restricted stock units granted on December 5, 2013. The balance of the award is scheduled to vest on November 18, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of restricted stock units granted on December 5, 2013. The balance of the award is scheduled to vest on November 18, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of restricted stock units granted on December 5, 2013. The balance of the award is scheduled to vest on November 18, 2017. Each unit converts into a share of common stock on a one-for-one basis.

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November 18, 2016 Filed Nov 21, 2016 23:30 UTC Tax withholdingClass A Common Stock 14,261 $13.99 $199,511.39
Disclosure

SEC source: 0001104659-16-158415 · a4.xml · nonDerivative · entry 3

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,004

F2 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

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November 18, 2016 Filed Nov 21, 2016 23:30 UTC Exercise / conversionClass A Common Stock 37,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-158415 · a4.xml · nonDerivative · entry 2

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2016 Filed Nov 21, 2016 23:30 UTC SaleClass A Common Stock 50,000 $13.89 $694,500.00
Disclosure

SEC source: 0001104659-16-158415 · a4.xml · nonDerivative · entry 1

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,765

F1 · price: The transaction was executed in multiple trades at prices ranging from $13.68 to $14.10. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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November 11, 2016 Filed Nov 15, 2016 00:00 UTC
QUARTIERI MICHAELExecutive VP, CFO & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 6,081 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-157047 · a4.xml · derivative · entry 2

QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,243

Underlying: Common Stock · 6,081 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on November 11, 2015. The balance of the award is scheduled to vest in three equal installments on each of November 11, 2017, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

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November 11, 2016 Filed Nov 15, 2016 00:00 UTC
QUARTIERI MICHAELExecutive VP, CFO & Corp Sec
Exercise / conversionClass A Common Stock 6,081 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-157047 · a4.xml · nonDerivative · entry 1

QUARTIERI MICHAEL · CIK 0001441431 · Executive VP, CFO & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2016 Filed Sep 16, 2016 23:43 UTC SaleClass A Common Stock 100,000 $10.49 $1,049,000.00
Disclosure

SEC source: 0001104659-16-145259 · a4.xml · nonDerivative · entry 1

Kennedy David L · CIK 0001354448 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,765

F1 · price: The transaction was executed in multiple trades at prices ranging from $10.33 to $10.60. The price reported above reflects the weighted average sale price. Details regarding aggregated sales transactions will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.