TapewireFind a company

person · Reporting owner

Potts Larry

Disclosed activity across 1 company

Tapewire entity
168127
SEC CIK
0001366385

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Light & Wonder, Inc.SGMS · Entity 9758SVP, CCO & Dir Corp SecurityMarch 20, 2018March 23, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Light & Wonder, Inc.

Report date March 20, 2018 · Filed March 23, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect139,147 Ending reported balance After 2018-03-20 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-03-20 · Exercise / conversion · Acquired 4,102 · Balance 139,332

Row 2 · 2018-03-20 · Tax withholding · Disposed 1,394 · Balance 137,938

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Row 3 · 2018-03-20 · Exercise / conversion · Acquired 1,832 · Balance 139,770

Row 4 · 2018-03-20 · Tax withholding · Disposed 623 · Balance 139,147

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect8,204 Reported balance After 2018-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-03-20 · Exercise / conversion · Disposed 4,102 · Balance 8,204

F2: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 4,102 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,498 Reported balance After 2018-03-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-03-20 · Exercise / conversion · Disposed 1,832 · Balance 5,498

F3: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (1,833 shares), 2020 (1,832 shares) and 2021 (1,833 shares). Each unit converts into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

F2: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 4,102 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F3: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (1,833 shares), 2020 (1,832 shares) and 2021 (1,833 shares). Each unit converts into a share of common stock on a one-for-one basis.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 1,832 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · derivative · entry 6

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,498

Underlying: Common Stock · 1,832 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (1,833 shares), 2020 (1,832 shares) and 2021 (1,833 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (1,833 shares), 2020 (1,832 shares) and 2021 (1,833 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2019 (1,833 shares), 2020 (1,832 shares) and 2021 (1,833 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,102 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · derivative · entry 5

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,204

Underlying: Common Stock · 4,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 4,102 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 4,102 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in two equal installments of 4,102 shares on each of March 20, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 623 $46.10 $28,720.30
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · nonDerivative · entry 4

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,147

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 1,832 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · nonDerivative · entry 3

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,394 $46.10 $64,263.40
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,938

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2018 Filed Mar 23, 2018 01:29 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 4,102 $0.00 $0.00
Disclosure

SEC source: 0000750004-18-000037 · wf-form4_152176855813904.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 22:44 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000215 · wf-form4_151398268180851.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 22:44 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,290 $52.13 $67,247.70
Disclosure

SEC source: 0000750004-17-000215 · wf-form4_151398268180851.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,230

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 22:44 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000215 · wf-form4_151398268180851.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP, CCO & Dir Corp Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,628 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000080 · wf-form4_149367096763131.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,256

Underlying: Common Stock · 4,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest in two equal installments as to 4,628 shares on each of April 27, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest in two equal installments as to 4,628 shares on each of April 27, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The balance of the award is scheduled to vest in two equal installments as to 4,628 shares on each of April 27, 2018 and 2019. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,711 $22.85 $39,096.35
Disclosure

SEC source: 0000750004-17-000080 · wf-form4_149367096763131.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,020

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
April 27, 2017 Filed May 1, 2017 20:36 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 4,628 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000080 · wf-form4_149367096763131.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 6,282 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000057 · wf-form4_149073319357057.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 25, 2013. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 2,323 $21.65 $50,292.95
Disclosure

SEC source: 0000750004-17-000057 · wf-form4_149073319357057.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,103

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 25, 2017 Filed Mar 28, 2017 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 6,282 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000057 · wf-form4_149073319357057.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:40 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,101 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000052 · wf-form4_149021519537990.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,306

Underlying: Common Stock · 4,101 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 4,102 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 4,102 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest in three equal installments as to 4,102 shares on each of March 20, 2018, 2019 and 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:40 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 1,517 $21.56 $32,706.52
Disclosure

SEC source: 0000750004-17-000052 · wf-form4_149021519537990.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,144

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 20:40 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 4,101 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000052 · wf-form4_149021519537990.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:50 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 14,486 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0000750004-17-000036 · wf-form4_148943823668768.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,486

Underlying: Common Stock · 14,486 shares

Expires 2027-03-08

F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $28.08 (the "Performance Goal") prior to March 20, 2021. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2021, all stock options are forfeited.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:50 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 14,486 $0.00 Strike: $21.60 $0.00
Disclosure

SEC source: 0000750004-17-000036 · wf-form4_148943823668768.xml · derivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,486

Underlying: Common Stock · 14,486 shares

Expires 2027-03-08

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2018.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 20:50 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 7,330 $0.00 $0.00
Disclosure

SEC source: 0000750004-17-000036 · wf-form4_148943823668768.xml · derivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,330

Underlying: Common Stock · 7,330 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2018. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · derivative · entry 3

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on December 20, 2013. The balance of the award is scheduled to vest on December 20, 2017. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingClass A Common Stock 925 $15.33 $14,180.25
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · nonDerivative · entry 2

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,560

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:53 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-16-163504 · a4.xml · nonDerivative · entry 1

Potts Larry · CIK 0001366385 · SVP & Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.