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OTC · USD

LAWIL

Light & Wonder, Inc.

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9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2019 Filed Jun 12, 2019 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,485 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000053 · wf-form4_156037155945393.xml · derivative · entry 2

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,485 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 20:32 UTC Exercise / conversionCommon Stock 2,485 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000053 · wf-form4_156037155945393.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:31 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,601 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000039 · wf-form4_155968025140757.xml · derivative · entry 4

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,805

Underlying: Common Stock · 3,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (3,602 shares), June 1, 2021 (3,601 shares) and June 1, 2022 (3,602 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (3,602 shares), June 1, 2021 (3,601 shares) and June 1, 2022 (3,602 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (3,602 shares), June 1, 2021 (3,601 shares) and June 1, 2022 (3,602 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:31 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 33,333 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000039 · wf-form4_155968025140757.xml · derivative · entry 3

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Common Stock · 33,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (33,333 shares) and June 1, 2021 (33,334 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (33,333 shares) and June 1, 2021 (33,334 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2020 (33,333 shares) and June 1, 2021 (33,334 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:31 UTC
COTTLE BARRY LDirector · President and CEO
Tax withholdingCommon Stock 16,972 $18.62 $316,018.64
Disclosure

SEC source: 0000750004-19-000039 · wf-form4_155968025140757.xml · nonDerivative · entry 2

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,249

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:31 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionCommon Stock 36,934 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000039 · wf-form4_155968025140757.xml · nonDerivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2019 Filed Apr 30, 2019 20:30 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 4,009 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000029 · wf-form4_155665622425320.xml · derivative · entry 3

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,009 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 27, 2015. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
April 27, 2019 Filed Apr 30, 2019 20:30 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Tax withholdingCommon Stock 1,207 $21.23 $25,624.61
Disclosure

SEC source: 0000750004-19-000029 · wf-form4_155665622425320.xml · nonDerivative · entry 2

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
April 27, 2019 Filed Apr 30, 2019 20:30 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionCommon Stock 4,009 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000029 · wf-form4_155665622425320.xml · nonDerivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
GrantEmployee Stock Option (right to buy) · Derivative 22,392 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 7

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392

Underlying: Common Stock · 22,392 shares

Expires 2029-03-20

F6 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
GrantEmployee Stock Option (right to buy) · Derivative 22,392 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 6

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,392

Underlying: Common Stock · 22,392 shares

Expires 2029-03-20

F5 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
GrantRestricted Stock Units · Derivative 12,395 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 5

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,395

Underlying: Common Stock · 12,395 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 as to 3,098 shares and the balance in three equal installments as to 3,099 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 as to 3,098 shares and the balance in three equal installments as to 3,099 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 as to 3,098 shares and the balance in three equal installments as to 3,099 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 1,519 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 4

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,559

Underlying: Common Stock · 1,519 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,520 shares), March 20, 2021 (1,519 shares) and March 20, 2022 (1,520 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,520 shares), March 20, 2021 (1,519 shares) and March 20, 2022 (1,520 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,520 shares), March 20, 2021 (1,519 shares) and March 20, 2022 (1,520 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 2,894 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 3

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 2,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,893 shares) and March 20, 2021 (2,894 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 6,476 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · derivative · entry 2

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,477

Underlying: Common Stock · 6,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,477 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:36 UTC
QUARTIERI MICHAELEVP, CFO, Treas & Corp Sec
Exercise / conversionCommon Stock 10,889 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000018 · wf-form4_155328697664721.xml · nonDerivative · entry 1

QUARTIERI MICHAEL · CIK 0001441431 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantEmployee Stock Option (right to buy) · Derivative 16,587 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 8

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587

Underlying: Common Stock · 16,587 shares

Expires 2029-03-20

F7 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 4,146 shares on March 20, 2020 and as to 4,147 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantEmployee Stock Option (right to buy) · Derivative 16,587 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 7

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587

Underlying: Common Stock · 16,587 shares

Expires 2029-03-20

F6 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 4,146 shares on March 20, 2020 and as to 4,147 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantRestricted Stock Units · Derivative 9,181 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 6

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,181

Underlying: Common Stock · 9,181 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,295 shares) and the balance in three installments on March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,295 shares) and the balance in three installments on March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,295 shares) and the balance in three installments on March 20, 2021 (2,295 shares), March 20, 2022 (2,295 shares) and March 20, 2023 (2,296 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 1,605 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 5

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,818

Underlying: Common Stock · 1,605 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in three equal installments as to 1,606 shares on each of March 20, 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in three equal installments as to 1,606 shares on each of March 20, 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest in three equal installments as to 1,606 shares on each of March 20, 2020, 2021 and 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 2,836 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 4

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,671

Underlying: Common Stock · 2,836 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,835 shares) and March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,835 shares) and March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (2,835 shares) and March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionRestricted Stock Units · Derivative 6,347 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · derivative · entry 3

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,347

Underlying: Common Stock · 6,347 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,347 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,347 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 21, 2016. The balance of the award is scheduled to vest on March 20, 2020 (6,347 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Tax withholdingCommon Stock 3,249 $22.69 $73,719.81
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · nonDerivative · entry 2

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,539

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:37 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
Exercise / conversionCommon Stock 10,788 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000019 · wf-form4_155328703932980.xml · nonDerivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:35 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 14,654 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000017 · wf-form4_155328690223957.xml · derivative · entry 5

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,654

Underlying: Common Stock · 14,654 shares

Expires not disclosed

F4 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (3,663 shares) and the balance in three installments on March 20, 2021 (3,664 shares), March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (3,663 shares) and the balance in three installments on March 20, 2021 (3,664 shares), March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (3,663 shares) and the balance in three installments on March 20, 2021 (3,664 shares), March 20, 2022 (3,663 shares) and March 20, 2023 (3,664 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:35 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,808 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000017 · wf-form4_155328690223957.xml · derivative · entry 4

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,425

Underlying: Common Stock · 1,808 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,808 shares), March 20, 2021 (1,808 shares) and March 20, 2022 (1,809 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,808 shares), March 20, 2021 (1,808 shares) and March 20, 2022 (1,809 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 30, 2018. The balance of the award is scheduled to vest on March 20, 2020 (1,808 shares), March 20, 2021 (1,808 shares) and March 20, 2022 (1,809 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:35 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 3,443 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000017 · wf-form4_155328690223957.xml · derivative · entry 3

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,887

Underlying: Common Stock · 3,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (3,443 shares) and March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (3,443 shares) and March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 9, 2017. The balance of the award is scheduled to vest on March 20, 2020 (3,443 shares) and March 20, 2021 (3,444 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:35 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,262 $22.69 $28,634.78
Disclosure

SEC source: 0000750004-19-000017 · wf-form4_155328690223957.xml · nonDerivative · entry 2

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,880

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:35 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
Exercise / conversionCommon Stock 5,251 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000017 · wf-form4_155328690223957.xml · nonDerivative · entry 1

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:32 UTC GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires 2029-03-20

F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:32 UTC GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:32 UTC GrantRestricted Stock Units · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582

Underlying: Common Stock · 5,582 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:34 UTC
COTTLE BARRY LDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 116,109 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 3

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,109

Underlying: Common Stock · 116,109 shares

Expires 2029-03-20

F3 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:34 UTC
COTTLE BARRY LDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 116,109 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 2

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,109

Underlying: Common Stock · 116,109 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:34 UTC
COTTLE BARRY LDirector · President and CEO
GrantRestricted Stock Units · Derivative 64,272 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,272

Underlying: Common Stock · 64,272 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 6

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires 2029-03-20

F5 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,781 shares on March 20, 2020 and as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 5

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires 2029-03-20

F4 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,781 shares on March 20, 2020 and as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 8,373 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,373

Underlying: Common Stock · 8,373 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (2,093 shares) and the balance in three installments on March 20, 2021 (2,093 shares), March 20, 2022 (2,093 shares) and March 20, 2023 (2,094 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 671 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on September 4, 2018. The balance of the award is scheduled to vest in three equal installments of 672 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 211 $22.69 $4,787.59
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2019 Filed Mar 22, 2019 20:31 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000014 · wf-form4_155328669717737.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Sep 4, 2020 20:38 UTC Amendment
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantEmployee Stock Option (right to buy) · Derivative 16,587 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001064 · form4.xml · derivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,587

Underlying: Common Stock · 16,587 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 4,147 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 4,146 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 4,147 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 4,146 stock options will become exercisable upon achievement of the Performance Goal.

Read SEC document
March 20, 2019 Filed Sep 4, 2020 20:36 UTC Amendment GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001063 · form4.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 2,521 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 2,521 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 2,521 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 2,521 stock options will become exercisable upon achievement of the Performance Goal.

Read SEC document
March 20, 2019 Filed Sep 4, 2020 20:33 UTC Amendment
Sottile JamesExec VP & Chief Legal Officer
GrantEmployee Stock Option (right to buy) · Derivative 15,127 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001062 · form4.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,127

Underlying: Common Stock · 15,127 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 3,781 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 3,782 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 3,781 stock options will become exercisable upon achievement of the Performance Goal.

Read SEC document
March 20, 2019 Filed Sep 4, 2020 20:29 UTC Amendment
COTTLE BARRY LDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 116,109 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001060 · form4.xml · derivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,109

Underlying: Common Stock · 116,109 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 29,027 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 29,027 stock options will become exercisable upon achievement of the Performance Goal.

Read SEC document
December 28, 2018 Filed Dec 31, 2018 12:11 UTC
PERELMAN RONALD ODirector · 10% owner
PurchaseCommon Stock 100,000 $17.65 $1,765,000.00
Disclosure

SEC source: 0000950157-18-001258 · form4.xml · nonDerivative · entry 2

PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 36,050,736

F2 · price: The transaction was executed in multiple trades at prices ranging from $17.46 to $17.89. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F3 · ownership.nature: Mr. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MFV Holdings One LLC, RLX Holdings Two LLC and MacAndrews & Forbes Group, LLC, which hold the securities described above.

Read SEC document
December 27, 2018 Filed Dec 31, 2018 12:11 UTC
PERELMAN RONALD ODirector · 10% owner
PurchaseCommon Stock 300,000 $16.93 $5,079,000.00
Disclosure

SEC source: 0000950157-18-001258 · form4.xml · nonDerivative · entry 1

PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,950,736

F1 · price: The transaction was executed in multiple trades at prices ranging from $16.52 to $17.40. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F3 · ownership.nature: Mr. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MFV Holdings One LLC, RLX Holdings Two LLC and MacAndrews & Forbes Group, LLC, which hold the securities described above.

Read SEC document
December 26, 2018 Filed Dec 27, 2018 02:35 UTC
PERELMAN RONALD ODirector · 10% owner
PurchaseCommon Stock 100,000 $17.11 $1,711,000.00
Disclosure

SEC source: 0000950157-18-001245 · form4.xml · nonDerivative · entry 3

PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,650,736

F3 · price: The transaction was executed in multiple trades at prices ranging from $16.74 to $17.37. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F4 · ownership.nature: Mr. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MFV Holdings One LLC, RLX Holdings Two LLC and MacAndrews & Forbes Group, LLC, which hold the securities described above.

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December 24, 2018 Filed Dec 27, 2018 02:35 UTC
PERELMAN RONALD ODirector · 10% owner
PurchaseCommon Stock 139,442 $16.33 $2,277,087.86
Disclosure

SEC source: 0000950157-18-001245 · form4.xml · nonDerivative · entry 2

PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,550,736

F2 · price: The transaction was executed in multiple trades at prices ranging from $16.00 to $16.90. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F4 · ownership.nature: Mr. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MFV Holdings One LLC, RLX Holdings Two LLC and MacAndrews & Forbes Group, LLC, which hold the securities described above.

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December 24, 2018 Filed Dec 27, 2018 02:35 UTC
PERELMAN RONALD ODirector · 10% owner
PurchaseCommon Stock 60,558 $15.91 $963,477.78
Disclosure

SEC source: 0000950157-18-001245 · form4.xml · nonDerivative · entry 1

PERELMAN RONALD O · CIK 0001186472 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 35,411,294

F1 · price: The transaction was executed in multiple trades at prices ranging from $15.71 to $15.99. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.

F4 · ownership.nature: Mr. Perelman is the sole stockholder of MacAndrews & Forbes Incorporated, which is the sole stockholder, directly or indirectly, of each of SGMS Acquisition Corporation, SGMS Acquisition Two LLC, SGMS Acquisition Three LLC, MFV Holdings One LLC, RLX Holdings Two LLC and MacAndrews & Forbes Group, LLC, which hold the securities described above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.