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Richardson Stephen E

Disclosed activity across 1 company

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128888
SEC CIK
0001737508

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Light & Wonder, Inc.SGMS · Entity 9758SVP and CCOMarch 20, 2022March 22, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Light & Wonder, Inc.

Report date March 20, 2022 · Filed March 22, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,449 Ending reported balance After 2022-03-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-03-20 · Exercise / conversion · Acquired 9,255 · Balance 21,246

Row 2 · 2022-03-20 · Tax withholding · Disposed 2,797 · Balance 18,449

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,396 Reported balance After 2022-03-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-20 · Exercise / conversion · Disposed 1,395 · Balance 1,396

F2: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,500 Reported balance After 2022-03-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-20 · Exercise / conversion · Disposed 4,750 · Balance 9,500

F3: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-03-20 · Exercise / conversion · Disposed 2,139 · Balance 0

F4: Represents vesting of 2,139 restricted stock units granted on April 3, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,942 Reported balance After 2022-03-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-03-20 · Exercise / conversion · Disposed 971 · Balance 1,942

F5: Represents vesting of one-third of restricted stock units granted on March 22, 2021. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

F2: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F3: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F4: Represents vesting of 2,139 restricted stock units granted on April 3, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F5: Represents vesting of one-third of restricted stock units granted on March 22, 2021. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 971 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · derivative · entry 6

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

Underlying: Common Stock · 971 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on March 22, 2021. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on March 22, 2021. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on March 22, 2021. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 2,139 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · derivative · entry 5

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,139 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of 2,139 restricted stock units granted on April 3, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of 2,139 restricted stock units granted on April 3, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of 2,139 restricted stock units granted on April 3, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · derivative · entry 4

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in two equal installments on March 20, 2023 and March 20, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 1,395 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,396

Underlying: Common Stock · 1,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 2,797 $59.67 $166,896.99
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,449

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 22, 2022 21:14 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 9,255 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000341 · form4.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:10 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 6,453 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000311 · form4.xml · derivative · entry 4

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:10 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 6,453 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000311 · form4.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,453

Underlying: Common Stock · 6,453 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents restricted stock units granted pursuant to a determination by the Compensation Committee of the Board of Directors of the issuer as payment in respect of the annual bonus earned by the reporting person with respect to 2021. The number of units was determined by dividing the dollar value of the bonus earned, based on actual performance for 2021, by the average of the high and low prices of the common stock on the day preceding the grant date. Since the restricted stock units are payment in respect of the 2021 bonus, they are subject to immediate vesting. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:10 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 1,998 $58.00 $115,884.00
Disclosure

SEC source: 0000950157-22-000311 · form4.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,991

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 23:10 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 6,453 $0.00 $0.00
Disclosure

SEC source: 0000950157-22-000311 · form4.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:35 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 2,912 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000723 · form4.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

Underlying: Common Stock · 2,912 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 7

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 2,913 shares

Expires not disclosed

F6 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F6 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 2,913 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 6

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913

Underlying: Common Stock · 2,913 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 4,750 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 5

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 4,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest in three equal installments on each of March 20, 2022, March 20, 2023 and March 20, 2024.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 3,208 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 4

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,139

Underlying: Common Stock · 3,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of 3,208 restricted stock units granted on April 3, 2020. The balance of the award is scheduled to vest on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 1,396 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,791

Underlying: Common Stock · 1,396 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 2,805 $43.49 $121,989.45
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,536

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
March 20, 2021 Filed Mar 23, 2021 20:22 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 9,354 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000369 · form4.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:37 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 5,347 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000039 · wf-form4_158620541961406.xml · derivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,347

Underlying: Common Stock · 5,347 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to vest as to 3,208 shares on March 20, 2021 and 2,139 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest as to 3,208 shares on March 20, 2021 and 2,139 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest as to 3,208 shares on March 20, 2021 and 2,139 shares on March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
April 03, 2020 Filed Apr 6, 2020 20:37 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 19,000 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000039 · wf-form4_158620541961406.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2021. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
March 20, 2020 Filed Mar 23, 2020 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionRestricted Stock Units · Derivative 1,395 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,187

Underlying: Common Stock · 1,395 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on March 20, 2019. The balance of the award is scheduled to vest on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

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March 20, 2020 Filed Mar 23, 2020 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Tax withholdingCommon Stock 408 $4.41 $1,799.28
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · nonDerivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

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March 20, 2020 Filed Mar 23, 2020 20:33 UTC Light & Wonder, Inc. SGMS · Entity 9758 Exercise / conversionCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0000750004-20-000023 · wf-form4_158499558984743.xml · nonDerivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 20, 2019 Filed Mar 22, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 3

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires 2029-03-20

F3 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited.

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March 20, 2019 Filed Mar 22, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 2

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires 2029-03-20

F2 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2020.

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March 20, 2019 Filed Mar 22, 2019 20:32 UTC Light & Wonder, Inc. SGMS · Entity 9758 GrantRestricted Stock Units · Derivative 5,582 $0.00 $0.00
Disclosure

SEC source: 0000750004-19-000015 · wf-form4_155328676403473.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,582

Underlying: Common Stock · 5,582 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest beginning on March 20, 2020 (1,395 shares) and the balance in three installments on March 20, 2021 (1,396 shares), March 20, 2022 (1,395 shares) and March 20, 2023 (1,396 shares). Each unit converts into a share of common stock on a one-for-one basis.

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March 20, 2019 Filed Sep 4, 2020 20:36 UTC Amendment Light & Wonder, Inc. SGMS · Entity 9758 GrantEmployee Stock Option (right to buy) · Derivative 10,084 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0000950157-20-001063 · form4.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,084

Underlying: Common Stock · 10,084 shares

Expires not disclosed

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 2,521 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 2,521 stock options will become exercisable upon achievement of the Performance Goal.

F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 2,521 shares on each of March 20, 2021, March 20, 2022 and March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 2,521 stock options will become exercisable upon achievement of the Performance Goal.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.