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OTC · USD

LAWIL

Light & Wonder, Inc.

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Tapewire entity
9758
SEC CIK
0000750004
Parsed reports
548

Last 12 months

Inside the activity.

0 purchase rows · 53 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 2025021
Jan 2026011
Feb 202600
Mar 2026010
Apr 202601
May 202600
Jun 202602
Jul 202600
Aug 202607
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 28, 2021 Filed Sep 30, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 1,574 $82.08 $129,193.92
Disclosure

SEC source: 0000950157-21-001072 · form4.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,976

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-001072 · form4.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 02, 2021 Filed Sep 2, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000914 · form4.xml · derivative · entry 4

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock units are scheduled to vest in substantially equal installments on each of August 31, 2022, 2023 and 2024.

F3 · derivative.exercise_date: The restricted stock units are scheduled to vest in substantially equal installments on each of August 31, 2022, 2023 and 2024.

F3 · derivative.expiration_date: The restricted stock units are scheduled to vest in substantially equal installments on each of August 31, 2022, 2023 and 2024.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionRestricted Stock Units · Derivative 2,198 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000914 · form4.xml · derivative · entry 3

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on September 4, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
Tax withholdingCommon Stock 1,038 $73.75 $76,552.50
Disclosure

SEC source: 0000950157-21-000914 · form4.xml · nonDerivative · entry 2

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,217

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 20:28 UTC
Sottile JamesExec VP & Chief Legal Officer
Exercise / conversionCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000914 · form4.xml · nonDerivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2021 Filed Aug 23, 2021 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000862 · form4.xml · derivative · entry 2

Korsanos Antonia · CIK 0001825242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of the restricted stock units granted on August 26, 2019 in respect of consulting services provided to the Company by Ms. Korsanos. The balance of the award is scheduled to vest in two equal installments on each of August 21, 2022 and August 21, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of the restricted stock units granted on August 26, 2019 in respect of consulting services provided to the Company by Ms. Korsanos. The balance of the award is scheduled to vest in two equal installments on each of August 21, 2022 and August 21, 2023. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of the restricted stock units granted on August 26, 2019 in respect of consulting services provided to the Company by Ms. Korsanos. The balance of the award is scheduled to vest in two equal installments on each of August 21, 2022 and August 21, 2023. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
August 21, 2021 Filed Aug 23, 2021 20:30 UTC Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000862 · form4.xml · nonDerivative · entry 1

Korsanos Antonia · CIK 0001825242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:32 UTC
McHugh Patrick JEVP & Grp Chief Exec, Lottery
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000722 · form4.xml · derivative · entry 1

McHugh Patrick J · CIK 0001763816 · EVP & Grp Chief Exec, Lottery

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,749

Underlying: Common Stock · 5,749 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:35 UTC GrantRestricted Stock Units · Derivative 2,912 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000723 · form4.xml · derivative · entry 1

Richardson Stephen E · CIK 0001737508 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,912

Underlying: Common Stock · 2,912 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:30 UTC
Winterscheidt MichaelSVP & Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,682 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000721 · form4.xml · derivative · entry 1

Winterscheidt Michael · CIK 0001698588 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,682

Underlying: Common Stock · 2,682 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:27 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
GrantRestricted Stock Units · Derivative 7,187 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000720 · form4.xml · derivative · entry 1

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,187

Underlying: Common Stock · 7,187 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:25 UTC
Wilson Matthew R.EVP & Grp Chief Exec, Gaming
GrantRestricted Stock Units · Derivative 7,187 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000719 · form4.xml · derivative · entry 1

Wilson Matthew R. · CIK 0001803574 · EVP & Grp Chief Exec, Gaming

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,187

Underlying: Common Stock · 7,187 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:24 UTC
Sottile JamesExec VP & Chief Legal Officer
GrantRestricted Stock Units · Derivative 6,707 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000718 · form4.xml · derivative · entry 1

Sottile James · CIK 0001751535 · Exec VP & Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,707

Underlying: Common Stock · 6,707 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 25, 2021 Filed Jun 29, 2021 20:22 UTC
COTTLE BARRY LDirector · President and CEO
GrantRestricted Stock Units · Derivative 33,537 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000717 · form4.xml · derivative · entry 1

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,537

Underlying: Common Stock · 33,537 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest on March 20, 2024, contingent upon the achievement of a performance goal. If the performance goal is not met by December 31, 2023, all restricted stock units are forfeited. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2021 Filed Jun 21, 2021 20:34 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000672 · form4.xml · derivative · entry 2

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 19, 2017. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 19, 2021 Filed Jun 21, 2021 20:34 UTC Exercise / conversionCommon Stock 1,555 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000672 · form4.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,369

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2021 Filed Jun 15, 2021 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 697 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000656 · form4.xml · derivative · entry 4

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697

Underlying: Common Stock · 697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest on June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest on June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 13, 2018. The balance of the award is scheduled to vest on June 13, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 13, 2021 Filed Jun 15, 2021 20:32 UTC Exercise / conversionCommon Stock 697 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000656 · form4.xml · nonDerivative · entry 2

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2021 Filed Jun 15, 2021 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000657 · form4.xml · derivative · entry 2

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 1,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2021 Filed Jun 15, 2021 20:35 UTC Exercise / conversionCommon Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000657 · form4.xml · nonDerivative · entry 1

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,948

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2021 Filed Jun 15, 2021 20:32 UTC Exercise / conversionRestricted Stock Units · Derivative 1,928 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000656 · form4.xml · derivative · entry 3

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,855

Underlying: Common Stock · 1,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 12, 2019. The balance of the award is scheduled to vest in two installments on June 12, 2022 (1,927 units) and June 12, 2023 (1,928 units). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 12, 2021 Filed Jun 15, 2021 20:32 UTC Exercise / conversionCommon Stock 1,928 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000656 · form4.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2021 Filed Jun 15, 2021 20:28 UTC GrantStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $74.16 $0.00
Disclosure

SEC source: 0000950157-21-000655 · form4.xml · derivative · entry 1

SHANKS VIRGINIA E · CIK 0001269955 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-06-11

F1 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning June 11, 2022.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000629 · form4.xml · derivative · entry 3

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:35 UTC Exercise / conversionCommon Stock 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000629 · form4.xml · nonDerivative · entry 1

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000627 · form4.xml · derivative · entry 3

Vullo Maria T · CIK 0001778479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:31 UTC Exercise / conversionCommon Stock 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000627 · form4.xml · nonDerivative · entry 1

Vullo Maria T · CIK 0001778479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000626 · form4.xml · derivative · entry 3

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:28 UTC Exercise / conversionCommon Stock 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000626 · form4.xml · nonDerivative · entry 1

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000625 · form4.xml · derivative · entry 3

Markell Jack A. · CIK 0001705859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Underlying: Common Stock · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 10, 2020. The balance of the award is scheduled to vest in three equal installments on each of June 10, 2022, June 10, 2023 and June 10, 2024. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 20:26 UTC Exercise / conversionCommon Stock 2,093 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000625 · form4.xml · nonDerivative · entry 1

Markell Jack A. · CIK 0001705859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 8,372 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 5

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of the restricted stock units granted on June 10, 2020 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 5,783 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 4

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 12, 2019 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,394 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 3

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 13, 2018 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 1,555 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000628 · form4.xml · derivative · entry 2

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,555 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

F1 · derivative.underlying_shares: Represents vesting of the remaining restricted stock units granted on June 19, 2017 in connection with the conclusion of Mr. Cohen's service as a director on June 9, 2021. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:33 UTC Exercise / conversionCommon Stock 17,104 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000628 · form4.xml · nonDerivative · entry 1

COHEN PETER A · CIK 0001042589 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:35 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000629 · form4.xml · derivative · entry 2

YOUNGBLOOD DR KNEELAND · CIK 0001137820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:31 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000627 · form4.xml · derivative · entry 2

Vullo Maria T · CIK 0001778479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:28 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000626 · form4.xml · derivative · entry 2

Regan Michael J · CIK 0001294847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:26 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000625 · form4.xml · derivative · entry 2

Markell Jack A. · CIK 0001705859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:23 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000624 · form4.xml · derivative · entry 1

Throsby Timothy · CIK 0001827186 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 09, 2021 Filed Jun 11, 2021 20:20 UTC GrantRestricted Stock Units · Derivative 2,763 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000623 · form4.xml · derivative · entry 1

McLennan Hamish · CIK 0001830349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,763

Underlying: Common Stock · 2,763 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.exercise_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F1 · derivative.expiration_date: The restricted stock units are scheduled to vest on June 9, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
Exercise / conversionRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000584 · form4.xml · derivative · entry 3

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

Underlying: Common Stock · 26,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents vesting of 26,667 restricted stock units granted on June 8, 2020. The balance of the award is scheduled to vest on June 1, 2022 (16,667 units) and June 1, 2023 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: Represents vesting of 26,667 restricted stock units granted on June 8, 2020. The balance of the award is scheduled to vest on June 1, 2022 (16,667 units) and June 1, 2023 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: Represents vesting of 26,667 restricted stock units granted on June 8, 2020. The balance of the award is scheduled to vest on June 1, 2022 (16,667 units) and June 1, 2023 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
Tax withholdingCommon Stock 9,106 $71.92 $654,903.52
Disclosure

SEC source: 0000950157-21-000584 · form4.xml · nonDerivative · entry 2

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,561

F1 · price: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:32 UTC
Eklund MichaelEVP, CFO, Treas & Corp Sec
Exercise / conversionCommon Stock 26,667 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000584 · form4.xml · nonDerivative · entry 1

Eklund Michael · CIK 0001813228 · EVP, CFO, Treas & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · derivative · entry 6

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Represents vesting of restricted stock units granted on June 1, 2018 and modified on September 2, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.exercise_date: Represents vesting of restricted stock units granted on June 1, 2018 and modified on September 2, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F5 · derivative.expiration_date: Represents vesting of restricted stock units granted on June 1, 2018 and modified on September 2, 2020. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 3,601 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · derivative · entry 5

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

Underlying: Common Stock · 3,601 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2022. Each unit converts into a share of common stock on a one-for-one basis.

F4 · derivative.expiration_date: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The balance of the award is scheduled to vest on June 1, 2022. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 33,334 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · derivative · entry 4

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

F3 · derivative.expiration_date: Represents vesting of one-third of restricted stock units granted on June 1, 2018. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:29 UTC
COTTLE BARRY LDirector · President and CEO
GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0000950157-21-000583 · form4.xml · derivative · entry 3

COTTLE BARRY L · CIK 0001112675 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units are scheduled to vest on May 31, 2022 (16,667 units), May 31, 2023 (16,667 units) and May 31, 2024 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are scheduled to vest on May 31, 2022 (16,667 units), May 31, 2023 (16,667 units) and May 31, 2024 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

F2 · derivative.expiration_date: The restricted stock units are scheduled to vest on May 31, 2022 (16,667 units), May 31, 2023 (16,667 units) and May 31, 2024 (16,666 units). Each unit converts into a share of common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.