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CS Disco, Inc.

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Tapewire entity
6054
SEC CIK
0001625641
Parsed reports
249

Last 12 months

Inside the activity.

11 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202501
Jan 202600
Feb 202654
Mar 202624
Apr 202600
May 202614
Jun 202600
Jul 202600
Aug 202614
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2024 Filed Feb 9, 2024 22:06 UTC
Smith Kevin JosephEVP, Chief Product Officer
GrantCommon Stock 57,931 $0.00 $0.00
Disclosure

SEC source: 0001625641-24-000020 · wk-form4_1707516379.xml · nonDerivative · entry 1

Smith Kevin Joseph · CIK 0001975002 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 255,539

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in 12 equal quarterly installments with the first vest date occurring on May 16, 2024, and shall continue to vest on each quarterly date thereafter, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
January 31, 2024 Filed Feb 2, 2024 16:16 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,860 $8.18 $15,214.80
Disclosure

SEC source: 0001625641-24-000014 · wk-form4_1706908545.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 676,206

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 589 shares pursuant to the 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of August 1, 2023 to January 31, 2024. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on January 31, 2024.

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December 31, 2023 Filed Jan 2, 2024 16:17 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,639 $7.59 $12,440.01
Disclosure

SEC source: 0001625641-24-000002 · wk-form4_1704230255.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,477

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 16:37 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,073 $5.95 $6,384.35
Disclosure

SEC source: 0001625641-23-000124 · wk-form4_1701725840.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 679,116

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 16:46 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 4,247 $5.39 $22,891.33
Disclosure

SEC source: 0001625641-23-000120 · wk-form4_1700603172.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 680,189

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:48 UTC
Smith Kevin JosephEVP, Chief Product Officer
SaleCommon Stock 4,070 $5.40 $21,978.00
Disclosure

SEC source: 0001625641-23-000122 · wk-form4_1700603289.xml · nonDerivative · entry 1

Smith Kevin Joseph · CIK 0001975002 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 197,608

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.28 to $5.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 18:14 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $5.61 $5,688.54
Disclosure

SEC source: 0001625641-23-000106 · wk-form4_1698963276.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 684,436

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 16:50 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $6.64 $6,732.96
Disclosure

SEC source: 0001625641-23-000104 · wk-form4_1696366209.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 685,450

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 19:20 UTC PurchaseCommon Stock 7,000 $6.95 $48,650.00
Disclosure

SEC source: 0001625641-23-000102 · wk-form4_1694820040.xml · nonDerivative · entry 1

Offerdahl James · CIK 0001490198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,025

Read SEC document
September 11, 2023 Filed Sep 13, 2023 20:14 UTC
Hill Scott ADirector · Chief Executive Officer
GrantCommon Stock 32,052 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000100 · wk-form4_1694636066.xml · nonDerivative · entry 1

Hill Scott A · CIK 0001397778 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,743

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in a single installment, on the first Quarterly Date (as defined below) following Mr. Hill's last day of service as Chief Executive Officer, for that number of shares equal to the product of 5,342 and the total number of months of Executive's service as Chief Executive Officer (prorated with respect to any partial calendar month of service based on the number of days served during such month). "Quarterly Date" means February 16, March 16, August 16, and November 16.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 17:04 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $9.50 $9,633.00
Disclosure

SEC source: 0001625641-23-000094 · wk-form4_1693947847.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 686,464

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 17:55 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 4,294 $8.94 $38,388.36
Disclosure

SEC source: 0001625641-23-000092 · wk-form4_1692395705.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,478

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.80 to $8.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
August 17, 2023 Filed Aug 18, 2023 21:50 UTC
Smith Kevin JosephEVP, Chief Product Officer
SaleCommon Stock 4,118 $8.94 $36,814.92
Disclosure

SEC source: 0001625641-23-000090 · wk-form4_1692395419.xml · nonDerivative · entry 1

Smith Kevin Joseph · CIK 0001975002 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,678

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of RSUs. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.73 to $8.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 17:38 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $9.74 $9,876.36
Disclosure

SEC source: 0001625641-23-000080 · wk-form4_1691012308.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 691,772

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

F2 · balance_after: Includes 563 shares pursuant to the 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of February 1, 2023 to July 31, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the Issuer's common stock on February 1, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 17:02 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $8.22 $8,335.08
Disclosure

SEC source: 0001625641-23-000078 · wk-form4_1688590963.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 692,223

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 16:13 UTC GrantCommon Stock 18,473 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000076 · wk-form4_1686946373.xml · nonDerivative · entry 1

Offerdahl James · CIK 0001490198 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,025

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 15, 2023, and shall become fully vested as of the day immediately preceding the Issuer's 2024 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:06 UTC GrantCommon Stock 18,473 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000070 · wk-form4_1686945966.xml · nonDerivative · entry 1

Blount Susan L · CIK 0001325581 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,696

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 15, 2023, and shall become fully vested as of the day immediately preceding the Issuer's 2024 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:11 UTC
Hill Scott ADirector
GrantCommon Stock 18,473 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000074 · wk-form4_1686946271.xml · nonDerivative · entry 1

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,691

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 15, 2023, and shall become fully vested as of the day immediately preceding the Issuer's 2024 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 20:09 UTC GrantCommon Stock 18,473 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000072 · wk-form4_1686946136.xml · nonDerivative · entry 1

Burnette Colette Pierce · CIK 0001870354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,647

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from June 15, 2023, and shall become fully vested as of the day immediately preceding the Issuer's 2024 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:29 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $8.27 $8,385.78
Disclosure

SEC source: 0001625641-23-000064 · wk-form4_1685741333.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,237

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
May 17, 2023 Filed May 19, 2023 17:15 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 4,371 $5.39 $23,559.69
Disclosure

SEC source: 0001625641-23-000062 · wf-form4_168453088451511.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 694,251

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.38 to $5.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:11 UTC
Smith Kevin JosephEVP, Chief Product Officer
SaleCommon Stock 4,149 $5.39 $22,363.11
Disclosure

SEC source: 0001625641-23-000060 · wf-form4_168453067149605.xml · nonDerivative · entry 1

Smith Kevin Joseph · CIK 0001975002 · EVP, Chief Product Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,796

F1 · kind: Represents the aggregate number of shares sold by the reporting person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units. The reporting person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.38 to $5.54 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
April 30, 2023 Filed May 2, 2023 17:15 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,014 $5.88 $5,962.32
Disclosure

SEC source: 0001625641-23-000049 · wf-form4_168306213829223.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 698,622

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 16:47 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 977 $6.64 $6,487.28
Disclosure

SEC source: 0001625641-23-000040 · wf-form4_168064123199670.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,636

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 17:03 UTC
Lafair MichaelEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,235 $7.00 $8,645.00
Disclosure

SEC source: 0001625641-23-000034 · wf-form4_167779461316680.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700,613

F1 · shares: These shares were withheld by the Issuer to cover the tax liability upon the vesting of a time-based restricted stock award previously granted, and does not represent a discretionary sale by the reporting person.

Read SEC document
February 06, 2023 Filed Feb 8, 2023 16:23 UTC
Lafair MichaelEVP, Chief Financial Officer
GrantCommon Stock 263,947 $0.00 $0.00
Disclosure

SEC source: 0001625641-23-000014 · wf-form4_167589136610216.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,848

F1 · shares: Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in 16 equal quarterly installments with the first vest date occurring on May 16, 2023, and shall continue to vest on each quarterly date thereafter, subject to the Reporting Person's continuous service to the Issuer through each vesting date.

F2 · balance_after: Includes 1,500 shares pursuant to the 2021 Employee Stock Purchase Plan ("ESPP"), for the purchase period of August 1, 2022 to January 31, 2023. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on January 31, 2023.

Read SEC document
January 03, 2023 Filed Jan 3, 2023 19:46 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 1,640 $6.35 $10,414.00
Disclosure

SEC source: 0001625641-23-000002 · wf-form4_167279314684516.xml · nonDerivative · entry 2

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,401

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.63 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 19:46 UTC
Lafair MichaelEVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 49,965 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001625641-23-000002 · wf-form4_167279314684516.xml · derivative · entry 3

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,965 shares

Expires 2028-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying the option vested on December 31, 2018, and the remainder vested or shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

Read SEC document
December 29, 2022 Filed Jan 3, 2023 19:46 UTC
Lafair MichaelEVP, Chief Financial Officer
Exercise / conversionCommon Stock 49,965 $1.50 $74,947.50
Disclosure

SEC source: 0001625641-23-000002 · wf-form4_167279314684516.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 17:53 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 1,640 $7.69 $12,611.60
Disclosure

SEC source: 0001625641-22-000136 · wf-form4_167028079609875.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,076

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.57 to $7.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 01, 2022 Filed Nov 3, 2022 17:13 UTC
Lafair MichaelEVP, Chief Financial Officer
SaleCommon Stock 1,640 $10.64 $17,449.60
Disclosure

SEC source: 0001625641-22-000120 · wf-form4_166751001542883.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,716

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 16:23 UTC
Lafair MichaelChief Financial Officer
SaleCommon Stock 1,645 $10.03 $16,499.35
Disclosure

SEC source: 0001625641-22-000118 · wf-form4_166500141126485.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,356

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 16:27 UTC
Zoellner KeithChief Technology Officer
SaleCommon Stock 5,000 $13.16 $65,800.00
Disclosure

SEC source: 0001625641-22-000109 · wf-form4_166249603819903.xml · nonDerivative · entry 1

Zoellner Keith · CIK 0001870978 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 458,354

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.84 to $13.57 inclusive.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 16:24 UTC
Lafair MichaelChief Financial Officer
SaleCommon Stock 1,725 $13.55 $23,373.75
Disclosure

SEC source: 0001625641-22-000107 · wf-form4_166249584451406.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,001

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.41 to $13.63 inclusive.

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August 16, 2022 Filed Aug 18, 2022 20:35 UTC PurchaseCommon Stock 1,735 $14.39 $24,966.65
Disclosure

SEC source: 0001625641-22-000105 · wf-form4_166085492895139.xml · nonDerivative · entry 1

Blount Susan L · CIK 0001325581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,223

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August 15, 2022 Filed Aug 15, 2022 19:58 UTC
Lafair MichaelChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $1.50 Strike: $1.50 $30,000.00
Disclosure

SEC source: 0001625641-22-000101 · wf-form4_166060783927535.xml · derivative · entry 5

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,965

Underlying: Common Stock · 20,000 shares

Expires 2028-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying the option vested on December 31, 2018, and the remainder vested or shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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August 15, 2022 Filed Aug 15, 2022 19:58 UTC
Lafair MichaelChief Financial Officer
Exercise / conversionCommon Stock 20,000 $1.50 $30,000.00
Disclosure

SEC source: 0001625641-22-000101 · wf-form4_166060783927535.xml · nonDerivative · entry 3

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 00:05 UTC
Camara KiwiChief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 100,000 $8.35 Strike: $8.35 $835,000.00
Disclosure

SEC source: 0001625641-22-000103 · wf-form4_166060832720959.xml · derivative · entry 2

Camara Kiwi · CIK 0001870342 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 100,000 shares

Expires 2029-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eigth (1/48th) of the shares underlying the option vested or shall vest on a monthly basis following February 26, 2019, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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August 15, 2022 Filed Aug 16, 2022 00:05 UTC
Camara KiwiChief Executive Officer
Exercise / conversionCommon Stock 100,000 $8.35 $835,000.00
Disclosure

SEC source: 0001625641-22-000103 · wf-form4_166060832720959.xml · nonDerivative · entry 1

Camara Kiwi · CIK 0001870342 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 15, 2022 19:58 UTC
Lafair MichaelChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,084 $1.50 Strike: $1.50 $48,126.00
Disclosure

SEC source: 0001625641-22-000101 · wf-form4_166060783927535.xml · derivative · entry 4

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,965

Underlying: Common Stock · 32,084 shares

Expires 2028-06-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Twenty-five percent (25%) of the shares underlying the option vested on December 31, 2018, and the remainder vested or shall vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued service to the Issuer through each vesting date.

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August 11, 2022 Filed Aug 15, 2022 19:58 UTC
Lafair MichaelChief Financial Officer
SaleCommon Stock 48,761 $29.53 $1,439,912.33
Disclosure

SEC source: 0001625641-22-000101 · wf-form4_166060783927535.xml · nonDerivative · entry 2

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,726

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.50 to $29.76 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 11, 2022 Filed Aug 15, 2022 19:58 UTC
Lafair MichaelChief Financial Officer
Exercise / conversionCommon Stock 32,084 $1.50 $48,126.00
Disclosure

SEC source: 0001625641-22-000101 · wf-form4_166060783927535.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 16:23 UTC
Lafair MichaelChief Financial Officer
SaleCommon Stock 1,640 $24.15 $39,606.00
Disclosure

SEC source: 0001625641-22-000089 · wf-form4_165955818506430.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,403

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

Read SEC document
July 12, 2022 Filed Jul 14, 2022 16:32 UTC GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0001625641-22-000083 · wf-form4_165783072093237.xml · nonDerivative · entry 1

Offerdahl James · CIK 0001490198 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,552

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from July 12, 2022, provided that the RSUs shall become fully vested as of the day immediately preceding the Issuer's 2023 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

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July 12, 2022 Filed Jul 14, 2022 20:37 UTC GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0001625641-22-000087 · wf-form4_165783101082183.xml · nonDerivative · entry 1

Blount Susan L · CIK 0001325581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,488

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from July 12, 2022, provided that the RSUs shall become fully vested as of the day immediately preceding the Issuer's 2023 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

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July 12, 2022 Filed Jul 14, 2022 20:28 UTC
Hill Scott ADirector
GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0001625641-22-000081 · wf-form4_165783051540536.xml · nonDerivative · entry 1

Hill Scott A · CIK 0001397778 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,218

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from July 12, 2022, provided that the RSUs shall become fully vested as of the day immediately preceding the Issuer's 2023 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

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July 12, 2022 Filed Jul 14, 2022 20:34 UTC GrantCommon Stock 6,834 $0.00 $0.00
Disclosure

SEC source: 0001625641-22-000085 · wf-form4_165783087231112.xml · nonDerivative · entry 1

Burnette Colette Pierce · CIK 0001870354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,174

F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs shall vest in 4 equal quarterly installments measured from July 12, 2022, provided that the RSUs shall become fully vested as of the day immediately preceding the Issuer's 2023 annual meeting of stockholders, if sooner, subject in all cases to the Reporting Person's continuous service to the Issuer through each vesting date.

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July 12, 2022 Filed Jul 14, 2022 20:25 UTC
Camara KiwiChief Executive Officer
GrantEmployee Stock Option (right to buy) · Derivative 4,366,966 $0.00 Strike: $32.00 $0.00
Disclosure

SEC source: 0001625641-22-000079 · wf-form4_165783033633973.xml · derivative · entry 1

Camara Kiwi · CIK 0001870342 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,366,966

Underlying: Common Stock · 4,366,966 shares

Expires 2032-05-24

F1 · date: On May 25, 2022, the Reporting Person was granted a market-based stock option award to purchase 4,366,966 shares of common stock (the "Award") by the Issuer's board of directors, subject to stockholder approval of the Award. The Issuer's stockholders approved the Award on July 12, 2022.

F2 · derivative.exercise_date: The Award will vest in six tranches upon the achievement of specified stock price milestones (each, a "Milestone Price") during the term of the Award, based upon the volume-weighted average closing price of the Issuer's common stock during any 90-calendar day period being equal to or greater than the applicable Milestone Price. The Award vests as follows: (i) 291,131 shares upon the achievement of a Milestone Price of $150 per share; (ii) 436,697 shares upon the achievement of a Milestone Price of $300 per share; (iii) 727,827 shares upon the achievement of a Milestone Price of $450 per share; (iv) 970,437 shares upon the achievement of a Milestone Price of $600 per share; (v) 970,437 shares upon the achievement of a Milestone Price of $750 per share; and (vi) 970,437 shares upon the achievement of a Milestone Price of $900 per share.

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July 01, 2022 Filed Jul 6, 2022 16:22 UTC
Lafair MichaelChief Financial Officer
SaleCommon Stock 1,230 $18.01 $22,152.30
Disclosure

SEC source: 0001625641-22-000073 · wf-form4_165713895685455.xml · nonDerivative · entry 1

Lafair Michael · CIK 0001870164 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,043

F1 · kind: Shares were sold pursuant to a Rule 10b5-1 trading plan.

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of shares.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 16:57 UTC
SG-Disco, LLC10% owner
OtherCommon Stock 141,371 $23.20 $3,279,807.20
Disclosure

SEC source: 0001427999-22-000005 · primary_doc.xml · nonDerivative · entry 1

Stephens Group, LLC · CIK 0001427999 · 10% owner

SG-Disco, LLC · CIK 0001874459 · 10% owner

CAMPBELL ELIZABETH STEPHENS · CIK 0001228225 · 10% owner

Stephens W. R. Jr. · CIK 0001228226 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,796,632

F1 · kind: The shares disposed of represent shares distributed by SG-Disco, LLC ("SG-Disco") to certain of its members representing each such member's pro rata interest in such shares.

F2 · price: Reflects the closing price on the date of distribution.

F3 · ownership.nature: The shares are held by SG-Disco. The Stephens Group, LLC ("The Stephens Group") is the sole manager and has voting and dispositive power over the shares held by SG-Disco. Investment and voting decisions with respect to the shares beneficially owned by The Stephens Group are made by W.R. Stephens, Jr. and Elizabeth S. Campbell, acting as an executive committee. Mr. Stephens and Ms. Campbell may be deemed to possess voting and dispositive control over the shares held by SG-Disco.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.