Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 2 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2018 Filed Jun 19, 2018 20:42 UTC |
Hurtado Juan JoseSVP Operations
|
Exercise / conversionClass B Common Stock · Derivative | 8,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021405 · form4.xml · derivative · entry 4 Hurtado Juan Jose · CIK 0001725152 · SVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,216 Underlying: Class A Common Stock · 8,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F3 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 20:42 UTC |
Hurtado Juan JoseSVP Operations
|
Exercise / conversionRestricted Stock · Derivative | 8,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021405 · form4.xml · derivative · entry 3 Hurtado Juan Jose · CIK 0001725152 · SVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class B Common Stock, as previously reported by the reporting person at footnote 2 of the Form 3 filed on January 11, 2018. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents the right to receive one share of Class B Common Stock, as previously reported by the reporting person at footnote 2 of the Form 3 filed on January 11, 2018. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 20:42 UTC |
Hurtado Juan JoseSVP Operations
|
ConversionClass A Common Stock | 6,713 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021405 · form4.xml · nonDerivative · entry 2 Hurtado Juan Jose · CIK 0001725152 · SVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2018 Filed Jun 19, 2018 20:42 UTC |
Hurtado Juan JoseSVP Operations
|
GrantClass A Common Stock | 2,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021405 · form4.xml · nonDerivative · entry 1 Hurtado Juan Jose · CIK 0001725152 · SVP Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,206 F1 · shares: Represents the net issuance of shares in connection with the vesting of 3,625 Performance Share Units originally awarded pursuant to a Performance Share Units Notice dated October 25, 2016, the terms of which provide that 3,625 PSUs granted thereunder shall vest upon satisfaction of the performance goals set forth therein. Upon their vesting, the PSUs granted pursuant to the October 2016 award were originally issueable as shares of Class B Common Stock of the Company. The reporting person has previously provided a standing instruction to convert the issueable Class B Shares to Class A Shares upon their issuance. Shares of Class B Common Stock of the Company are convertible to shares of Class A Common Stock upon the written election of the shareholder and otherwise in accordance with the Company's charter. In connection with the PSUs' vesting, 883 shares were withheld to satisfy the reporting person's withholding tax obligations. This amount was determined based upon the closing price on the date immediately prior to the vesting date of $14.63 per share of Class A Common Stock as traded on the NASDAQ Stock Exchange. Read SEC document |
| May 29, 2018 Filed May 31, 2018 12:56 UTC |
Grace Timothy P.Chief Human Resources Officer
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 12,887 | $0.00 Strike: $15.55 | $0.00 |
DisclosureSEC source: 0001127602-18-019289 · form4.xml · derivative · entry 2 Grace Timothy P. · CIK 0001742044 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,887 Underlying: Class A Common Stock · 12,887 shares Expires 2028-05-29 F1 · derivative.exercise_date: This option vests in 1/3 installments on each of December 31, 2018, December 31, 2019, and December 31, 2020, provided the reporting person remains employed by the Laureate Education, Inc. Read SEC document |
| May 29, 2018 Filed May 31, 2018 12:56 UTC |
Grace Timothy P.Chief Human Resources Officer
|
GrantClass A Common Stock | 6,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019289 · form4.xml · nonDerivative · entry 1 Grace Timothy P. · CIK 0001742044 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,897 Read SEC document |
| May 23, 2018 Filed May 25, 2018 16:38 UTC |
COHEN STEVEN A/SAC CAPITAL MGMT LP10% owner
|
GrantClass A Common Stock | 3,275 | $15.27 | $50,009.25 |
DisclosureSEC source: 0001140361-18-025747 · doc1.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 609,199 F1 · shares: See Exhibit 99.1; Note 1 F2 · shares: See Exhibit 99.1; Note 2. F1 · balance_after: See Exhibit 99.1; Note 1 F2 · balance_after: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1 F2 · ownership.nature: See Exhibit 99.1; Note 2. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:52 UTC |
Cornog William LDirector
|
GrantClass A Common Stock | 3,275 | $15.27 | $50,009.25 |
DisclosureSEC source: 0001127602-18-018909 · form4.xml · nonDerivative · entry 1 Cornog William L · CIK 0001697415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,335 F1 · shares: Pursuant to Laureate Education, Inc.'s (the "Company") non-employee director compensation program, the Reporting Person has elected to receive this grant of restricted stock in lieu of cash. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the Reporting Person continues to serve as a director of the Company. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:32 UTC |
MUNOZ GEORGEDirector
|
GrantClass A Common Stock | 14,735 | $15.27 | $225,003.45 |
DisclosureSEC source: 0001127602-18-018907 · form4.xml · nonDerivative · entry 1 MUNOZ GEORGE · CIK 0001238129 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,505 F1 · shares: Pursuant to Laureate Education, Inc.'s (the "Company") non-employee director compensation program, the Reporting Person has elected to receive this grant of restricted stock in lieu of cash. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the reporting person continues to serve as a director of the Company. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:28 UTC |
DURHAM MICHAEL JDirector
|
GrantClass A Common Stock | 7,368 | $15.27 | $112,509.36 |
DisclosureSEC source: 0001127602-18-018905 · form4.xml · nonDerivative · entry 1 DURHAM MICHAEL J · CIK 0001226347 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,958 F1 · shares: Pursuant to Laureate Education, Inc.'s (the "Company") non-employee director compensation program, the Reporting Person has elected to receive this grant of restricted stock in lieu of cash as payment of approximately half of such person's annual retainer for service as a director. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the reporting person continues to serve as a director of the Company. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:23 UTC |
RODIN JUDITHDirector
|
GrantClass A Common Stock | 7,368 | $15.27 | $112,509.36 |
DisclosureSEC source: 0001127602-18-018903 · form4.xml · nonDerivative · entry 1 RODIN JUDITH · CIK 0001102075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,253 F1 · shares: Pursuant to Laureate Education, Inc.'s (the "Company") non-employee director compensation program, the Reporting Person has elected to receive this grant of restricted stock in lieu of cash as payment of approximately half of such person's annual retainer for service as a director. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the reporting person continues to serve as a director of the Company. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:21 UTC |
FREEMAN KENNETH W/NJDirector
|
GrantClass A Common Stock | 7,368 | $15.27 | $112,509.36 |
DisclosureSEC source: 0001127602-18-018901 · form4.xml · nonDerivative · entry 1 FREEMAN KENNETH W/NJ · CIK 0001222699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,958 F1 · shares: Pursuant to Laureate Education, Inc.'s (the "Company") non-employee director compensation program, the Reporting Person has elected to receive this grant of restricted stock in lieu of cash as payment of approximately half of such person's annual retainer for service as a director. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the reporting person continues to serve as a director of the Company. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:18 UTC |
Silbey Victoria ESr. VP, Secretary, CLO
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 5,724 | $0.00 Strike: $15.27 | $0.00 |
DisclosureSEC source: 0001127602-18-018899 · form4.xml · derivative · entry 2 Silbey Victoria E · CIK 0001314957 · Sr. VP, Secretary, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,724 Underlying: Class A Common Stock · 5,724 shares Expires 2028-05-23 F1 · derivative.exercise_date: The option will vest in 1/3 annual installments on each of December 31, 2018, December 31, 2019, and December 2020, subject to the reporting person's continued employment with Laureate Education, Inc. Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:18 UTC |
Silbey Victoria ESr. VP, Secretary, CLO
|
GrantClass A Common Stock | 3,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018899 · form4.xml · nonDerivative · entry 1 Silbey Victoria E · CIK 0001314957 · Sr. VP, Secretary, CLO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,625 Read SEC document |
| May 23, 2018 Filed May 25, 2018 12:12 UTC |
del Corro PedroDirector
|
GrantClass A Common Stock | 3,275 | $15.27 | $50,009.25 |
DisclosureSEC source: 0001127602-18-018897 · form4.xml · nonDerivative · entry 1 del Corro Pedro · CIK 0001696382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,335 F1 · shares: Represents restricted stock granted directly to Toreeal Sociedad de Capital Riesgo, S.A., an affiliate of Torreal S.A., the employer of the reporting person, at the direction of the reporting person and the reporting person disclaims beneficial ownership of the shares granted. 25% of these shares have vested and 75% will vest in three equal installments at the end of each of the remaining calendar quarters of 2018, provided the reporting person continues to serve as a director of the Company. F2 · balance_after: The reporting person disclaims beneficial ownership of these shares. Read SEC document |
| May 16, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 500,000 | $14.66 | $7,330,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 13 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 8,919,722 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 15, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 108,287 | $14.41 | $1,560,415.67 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 12 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,419,722 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:30 UTC |
Serck-Hanssen EilifDirector · Chief Executive Officer
|
ConversionClass B Common Stock · Derivative | 10,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017687 · form4.xml · derivative · entry 5 Serck-Hanssen Eilif · CIK 0001292178 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,318 Underlying: Class A Common Stock · 10,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A common stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: Each share of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A common stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A common stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:30 UTC |
Serck-Hanssen EilifDirector · Chief Executive Officer
|
Tax withholdingClass B Common Stock · Derivative | 9,769 | $14.57 Strike: $0.00 | $142,334.33 |
DisclosureSEC source: 0001127602-18-017687 · form4.xml · derivative · entry 4 Serck-Hanssen Eilif · CIK 0001292178 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,929 Underlying: Class A Common Stock · 9,769 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A common stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F4 · derivative.exercise_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of Class A Common Stock traded on the NASDAQ Global Select Market was $14.57. On May 14, 2018, 9,769 shares of the Class B Common Stock otherwise issuable upon the vesting of the RSUs were forfeited to pay the applicable withholding taxes due in connection with the vesting of the 20,380 RSUs. F4 · derivative.expiration_date: On the trading day immediately prior to the Vesting Date, the closing price of one share of Class A Common Stock traded on the NASDAQ Global Select Market was $14.57. On May 14, 2018, 9,769 shares of the Class B Common Stock otherwise issuable upon the vesting of the RSUs were forfeited to pay the applicable withholding taxes due in connection with the vesting of the 20,380 RSUs. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:30 UTC |
Serck-Hanssen EilifDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 20,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017687 · form4.xml · derivative · entry 3 Serck-Hanssen Eilif · CIK 0001292178 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 20,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: As previously reported in footnote 7 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 20,380 Restricted Stock Units ("RSUs") became vested on May 14, 2018 (the "Vesting Date"). F2 · derivative.expiration_date: As previously reported in footnote 7 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 20,380 Restricted Stock Units ("RSUs") became vested on May 14, 2018 (the "Vesting Date"). Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:30 UTC |
Serck-Hanssen EilifDirector · Chief Executive Officer
|
Exercise / conversionClass B Common Stock · Derivative | 20,380 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017687 · form4.xml · derivative · entry 2 Serck-Hanssen Eilif · CIK 0001292178 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,698 Underlying: Class A Common Stock · 20,380 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Company") is convertible into one share of Class A common stock of the Company ("Class A Common Stock") upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F2 · derivative.exercise_date: As previously reported in footnote 7 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 20,380 Restricted Stock Units ("RSUs") became vested on May 14, 2018 (the "Vesting Date"). F2 · derivative.expiration_date: As previously reported in footnote 7 on the Form 3 filed by the reporting person with the U.S. Securities and Exchange Commission on January 31, 2017, 20,380 Restricted Stock Units ("RSUs") became vested on May 14, 2018 (the "Vesting Date"). Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:30 UTC |
Serck-Hanssen EilifDirector · Chief Executive Officer
|
ConversionClass A Common Stock | 10,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-017687 · form4.xml · nonDerivative · entry 1 Serck-Hanssen Eilif · CIK 0001292178 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 196,136 | $14.74 | $2,891,044.64 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 11 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,528,009 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 11, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 405,000 | $14.53 | $5,884,650.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 10 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,724,145 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 10, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 156,808 | $14.53 | $2,278,420.24 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 9 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,129,145 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 09, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 93,669 | $14.08 | $1,318,859.52 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 8 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,285,953 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 08, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 100,000 | $14.25 | $1,425,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 7 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,379,622 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 71,536 | $14.26 | $1,020,103.36 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 6 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,479,622 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 100,000 | $14.43 | $1,443,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 5 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,551,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 50,000 | $14.40 | $720,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 4 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,651,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 07, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 550,000 | $14.12 | $7,766,000.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 3 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,701,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 04, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 12,503 | $14.00 | $175,042.00 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 2 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,251,158 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| May 03, 2018 Filed May 29, 2018 20:37 UTC |
Apollo Management Holdings GP, LLC10% owner
Apollo Capital Management, L.P.10% owner
Apollo Management Holdings, L.P.10% owner
Apollo Capital Management GP, LLC10% owner
APH Holdings, L.P.10% owner
|
SaleClass A Common Stock, $0.001 par value per share | 25,982 | $14.04 | $364,787.28 |
DisclosureSEC source: 0001104659-18-036433 · a4.xml · nonDerivative · entry 1 Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner Apollo Capital Management, L.P. · CIK 0001456421 · 10% owner Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner Apollo Capital Management GP, LLC · CIK 0001456419 · 10% owner APH Holdings, L.P. · CIK 0001648671 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11,263,661 F1 · ownership.nature: See Exhibit 99.1. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:37 UTC |
KKR Partners II (International), LP10% owner
KKR PI-II GP LTD10% owner
KKR 2006 LTD10% owner
|
ConversionConvertible Redeemable Preferred Stock, Series A · Derivative | 650 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001140361-18-019586 · form4.xml · derivative · entry 4 KKR 2006 Fund (Overseas), Limited Partnership · CIK 0001406598 · 10% owner KKR Partners II (International), LP · CIK 0001406996 · 10% owner KKR PI-II GP LTD · CIK 0001406894 · 10% owner KKR Associates 2006 (Overseas, Limited Partnership · CIK 0001406896 · 10% owner KKR 2006 LTD · CIK 0001406895 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 58,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · derivative.exercise_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.exercise_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.expiration_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.expiration_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.underlying_shares: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.underlying_shares: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F6 · derivative.underlying_shares: Dividends on the Series A Preferred Stock accrued at a rate of 10% per annum, payable quarterly at the Issuer's sole option, in cash or through an increase in the liquidation preference. Dividends accrued on the Series A Preferred Stock for each of the first two quarters following the issue date and for the period from the most recent dividend payment date through the conversion date, resulting in an increase in the Series A Preferred Stock liquidation preference. F3 · ownership.nature: KKR Partners II (International), L.P. directly holds these securities of the Issuer. KKR PI-II GP Limited is the general partner of KKR Partners II (International), L.P. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:37 UTC |
KKR Partners II (International), LP10% owner
KKR PI-II GP LTD10% owner
KKR 2006 LTD10% owner
|
ConversionConvertible Redeemable Preferred Stock, Series A · Derivative | 59,350 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001140361-18-019586 · form4.xml · derivative · entry 3 KKR 2006 Fund (Overseas), Limited Partnership · CIK 0001406598 · 10% owner KKR Partners II (International), LP · CIK 0001406996 · 10% owner KKR PI-II GP LTD · CIK 0001406894 · 10% owner KKR Associates 2006 (Overseas, Limited Partnership · CIK 0001406896 · 10% owner KKR 2006 LTD · CIK 0001406895 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 5,369,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · derivative.exercise_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.exercise_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.expiration_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.expiration_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.underlying_shares: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.underlying_shares: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F6 · derivative.underlying_shares: Dividends on the Series A Preferred Stock accrued at a rate of 10% per annum, payable quarterly at the Issuer's sole option, in cash or through an increase in the liquidation preference. Dividends accrued on the Series A Preferred Stock for each of the first two quarters following the issue date and for the period from the most recent dividend payment date through the conversion date, resulting in an increase in the Series A Preferred Stock liquidation preference. F2 · ownership.nature: KKR 2006 Fund (Overseas), Limited Partnership directly holds these securities of the Issuer. F7 · ownership.nature: KKR Associates 2006 (Overseas), Limited Partnership is the general partner of KKR 2006 Fund (Overseas), Limited Partnership. KKR 2006 Limited is the general partner of KKR Associates 2006 (Overseas), Limited Partnership. KKR Fund Holdings L.P. is the sole shareholder of KKR 2006 Limited. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:37 UTC |
KKR Partners II (International), LP10% owner
KKR PI-II GP LTD10% owner
KKR 2006 LTD10% owner
|
ConversionClass A Common Stock | 58,805 | $11.72 | $689,194.60 |
DisclosureSEC source: 0001140361-18-019586 · form4.xml · nonDerivative · entry 2 KKR 2006 Fund (Overseas), Limited Partnership · CIK 0001406598 · 10% owner KKR Partners II (International), LP · CIK 0001406996 · 10% owner KKR PI-II GP LTD · CIK 0001406894 · 10% owner KKR Associates 2006 (Overseas, Limited Partnership · CIK 0001406896 · 10% owner KKR 2006 LTD · CIK 0001406895 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 97,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F3 · ownership.nature: KKR Partners II (International), L.P. directly holds these securities of the Issuer. KKR PI-II GP Limited is the general partner of KKR Partners II (International), L.P. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:37 UTC |
KKR Partners II (International), LP10% owner
KKR PI-II GP LTD10% owner
KKR 2006 LTD10% owner
|
ConversionClass A Common Stock | 5,369,375 | $11.72 | $62,929,075.00 |
DisclosureSEC source: 0001140361-18-019586 · form4.xml · nonDerivative · entry 1 KKR 2006 Fund (Overseas), Limited Partnership · CIK 0001406598 · 10% owner KKR Partners II (International), LP · CIK 0001406996 · 10% owner KKR PI-II GP LTD · CIK 0001406894 · 10% owner KKR Associates 2006 (Overseas, Limited Partnership · CIK 0001406896 · 10% owner KKR 2006 LTD · CIK 0001406895 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,902,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F2 · ownership.nature: KKR 2006 Fund (Overseas), Limited Partnership directly holds these securities of the Issuer. F7 · ownership.nature: KKR Associates 2006 (Overseas), Limited Partnership is the general partner of KKR 2006 Fund (Overseas), Limited Partnership. KKR 2006 Limited is the general partner of KKR Associates 2006 (Overseas), Limited Partnership. KKR Fund Holdings L.P. is the sole shareholder of KKR 2006 Limited. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:25 UTC |
SPG GP, LLCDirector · 10% owner
Snow Phipps Group, L.P.Director · 10% owner
SPG Co-Investment, L.P.Director · 10% owner
Snow Phipps Group (Offshore), L.P.Director · 10% owner
Snow Phipps Group (RPV), L.P.Director · 10% owner
Snow Phipps Group (B), L.P.Director · 10% owner
|
Disposition to issuerConvertible Redeemable Preferred Stock, Series A · Derivative | 0 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001140361-18-019580 · form4.xml · derivative · entry 2 SPG GP, LLC · CIK 0001696701 · Director · 10% owner Snow Phipps Group, L.P. · CIK 0001696790 · Director · 10% owner SPG Co-Investment, L.P. · CIK 0001696702 · Director · 10% owner Snow Phipps Group (Offshore), L.P. · CIK 0001696660 · Director · 10% owner Snow Phipps Group (RPV), L.P. · CIK 0001696654 · Director · 10% owner Snow Phipps Group (B), L.P. · CIK 0001696783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,260,504 shares Expires not disclosed F1 · kind: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · shares: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · shares: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.exercise_date: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.exercise_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.expiration_date: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.expiration_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.underlying_shares: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.underlying_shares: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F6 · derivative.underlying_shares: Dividends on the Series A Preferred Stock accrued at a rate of 10% per annum, payable quarterly at the Issuer's sole option, in cash or through an increase in the liquidation preference. Dividends accrued on the Series A Preferred Stock for each of the first two quarters following the issue date and for the period from the most recent dividend payment date through the conversion date, resulting in an increase in the Series A Preferred Stock liquidation preference. F2 · ownership.nature: SPG GP, LLC is the general partner of Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P. (collectively, with SPG GP LLC, the "Reporting Persons"). Represents the beneficial ownership of the Class A Common Stock as follows: (i) Snow Phipps Group, L.P. holds 1,236,719 shares, (ii) SPG Co-Investment, L.P. holds 4,071 shares, (iii) Snow Phipps Group (B), L.P. holds 11,880 shares, (iv) Snow Phipps Group (Offshore), L.P. holds 39,972 shares, and (v) Snow Phipps Group (RPV), L.P. holds 64,400 shares. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities to the extent it exceeds their pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 of the Exchange Act or otherwise. The amount shown represents the beneficial ownership held by each of the Reporting Persons as a group. Solely for purposes of Section 16 of the Exchange Act, SPG GP, LLC, Snow Phipps Group (Offshore), L.P., Snow Phipps Group (B), L.P., Snow Phipps Group, L.P., Snow Phipps Group (RPV), L.P., and SPG Co-Investment, L.P. are deemed directors-by-deputization. Information with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:25 UTC |
SPG GP, LLCDirector · 10% owner
Snow Phipps Group, L.P.Director · 10% owner
SPG Co-Investment, L.P.Director · 10% owner
Snow Phipps Group (Offshore), L.P.Director · 10% owner
Snow Phipps Group (RPV), L.P.Director · 10% owner
Snow Phipps Group (B), L.P.Director · 10% owner
|
GrantClass A Common Stock | 1,357,042 | $11.72 | $15,904,532.24 |
DisclosureSEC source: 0001140361-18-019580 · form4.xml · nonDerivative · entry 1 SPG GP, LLC · CIK 0001696701 · Director · 10% owner Snow Phipps Group, L.P. · CIK 0001696790 · Director · 10% owner SPG Co-Investment, L.P. · CIK 0001696702 · Director · 10% owner Snow Phipps Group (Offshore), L.P. · CIK 0001696660 · Director · 10% owner Snow Phipps Group (RPV), L.P. · CIK 0001696654 · Director · 10% owner Snow Phipps Group (B), L.P. · CIK 0001696783 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,357,042 F1 · kind: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · price: On April 23, 2018, the 13,700, 45, 131, 442, and 712 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P., respectively, automatically converted into 1,236,719, 4,071, 11,880, 39,972, and 64,400 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F2 · ownership.nature: SPG GP, LLC is the general partner of Snow Phipps Group, L.P., SPG Co-Investment, L.P., Snow Phipps Group (B), L.P., Snow Phipps Group (Offshore), L.P., and Snow Phipps Group (RPV), L.P. (collectively, with SPG GP LLC, the "Reporting Persons"). Represents the beneficial ownership of the Class A Common Stock as follows: (i) Snow Phipps Group, L.P. holds 1,236,719 shares, (ii) SPG Co-Investment, L.P. holds 4,071 shares, (iii) Snow Phipps Group (B), L.P. holds 11,880 shares, (iv) Snow Phipps Group (Offshore), L.P. holds 39,972 shares, and (v) Snow Phipps Group (RPV), L.P. holds 64,400 shares. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities to the extent it exceeds their pecuniary interest therein and the inclusion of the shares in this report shall not be deemed to be an admission of beneficial ownership of the reported shares for the purposes of Section 16 of the Exchange Act or otherwise. The amount shown represents the beneficial ownership held by each of the Reporting Persons as a group. Solely for purposes of Section 16 of the Exchange Act, SPG GP, LLC, Snow Phipps Group (Offshore), L.P., Snow Phipps Group (B), L.P., Snow Phipps Group, L.P., Snow Phipps Group (RPV), L.P., and SPG Co-Investment, L.P. are deemed directors-by-deputization. Information with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:43 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionConvertible Redeemable Preferred Stock, Series A · Derivative | 650 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001140361-18-019588 · form4.xml · derivative · entry 4 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 58,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · derivative.exercise_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.exercise_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.expiration_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.expiration_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.underlying_shares: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.underlying_shares: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F6 · derivative.underlying_shares: Dividends on the Series A Preferred Stock accrued at a rate of 10% per annum, payable quarterly at the Issuer's sole option, in cash or through an increase in the liquidation preference. Dividends accrued on the Series A Preferred Stock for each of the first two quarters following the issue date and for the period from the most recent dividend payment date through the conversion date, resulting in an increase in the Series A Preferred Stock liquidation preference. F3 · ownership.nature: KKR Partners II (International), L.P. directly holds these securities of the Issuer. KKR PI-II GP Limited is the general partner of KKR Partners II (International), L.P. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:43 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionConvertible Redeemable Preferred Stock, Series A · Derivative | 59,350 | $0.00 Strike: $11.72 | $0.00 |
DisclosureSEC source: 0001140361-18-019588 · form4.xml · derivative · entry 3 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 5,369,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.exercise_price: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · derivative.exercise_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.exercise_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.expiration_date: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F4 · derivative.expiration_date: The Series A Preferred Stock was convertible into Class A Common Stock, among other things, at the option of the Issuer or the holder at any time commencing one day following the first anniversary of the initial public offering of the Issuer and automatically following such date in connection with the effectiveness of a registration statement that permits holders of Series A Preferred Stock to sell the underlying Class A Common Stock received upon conversion, in each case, subject to all the terms and conditions as set forth in the Certificate of Designations of the Series A Preferred Stock (the "Certificate of Designations"), and was redeemable at the option of the Issuer upon certain circumstances set forth in the Certificate of Designations. F1 · derivative.underlying_shares: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F5 · derivative.underlying_shares: Each share of Series A Preferred Stock was convertible into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price that is the lesser of $11.90 per share or 0.85 multiplied by the 30 day trailing price per share of the Class A Common Stock prior to the conversion date, provided that in no case would the conversion price be less than $10.50, or, in connection with certain events related to a change in control of the Issuer or Wengen Alberta, Limited Partnership (the majority shareholder of the Issuer), into a number of shares of Class A Common Stock equal to the $1,000 issue amount per share plus any accrued and unpaid dividends divided by a conversion price equal to 0.85 multiplied by the implied equity value per share of Class A Common Stock at the closing of such transaction, in each case, subject to all other terms and conditions as set forth in the Certificate of Designations. F6 · derivative.underlying_shares: Dividends on the Series A Preferred Stock accrued at a rate of 10% per annum, payable quarterly at the Issuer's sole option, in cash or through an increase in the liquidation preference. Dividends accrued on the Series A Preferred Stock for each of the first two quarters following the issue date and for the period from the most recent dividend payment date through the conversion date, resulting in an increase in the Series A Preferred Stock liquidation preference. F2 · ownership.nature: KKR 2006 Fund (Overseas), Limited Partnership directly holds these securities of the Issuer. F7 · ownership.nature: KKR Associates 2006 (Overseas), Limited Partnership is the general partner of KKR 2006 Fund (Overseas), Limited Partnership. KKR 2006 Limited is the general partner of KKR Associates 2006 (Overseas), Limited Partnership. KKR Fund Holdings L.P. is the sole shareholder of KKR 2006 Limited. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:43 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionClass A Common Stock | 58,805 | $11.72 | $689,194.60 |
DisclosureSEC source: 0001140361-18-019588 · form4.xml · nonDerivative · entry 2 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 97,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F3 · ownership.nature: KKR Partners II (International), L.P. directly holds these securities of the Issuer. KKR PI-II GP Limited is the general partner of KKR Partners II (International), L.P. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 23, 2018 Filed Apr 25, 2018 21:43 UTC |
KKR Group Partnership L.P.10% owner
KKR Fund Holdings GP Ltd10% owner
KKR Group Holdings L.P.10% owner
KKR Group Ltd10% owner
KKR & Co. Inc.10% owner
KKR Management LLP10% owner
KRAVIS HENRY R10% owner
ROBERTS GEORGE R10% owner
|
ConversionClass A Common Stock | 5,369,375 | $11.72 | $62,929,075.00 |
DisclosureSEC source: 0001140361-18-019588 · form4.xml · nonDerivative · entry 1 KKR Fund Holdings L.P. · CIK 0001472698 · 10% owner KKR Fund Holdings GP Ltd · CIK 0001472697 · 10% owner KKR Group Holdings L.P. · CIK 0001472696 · 10% owner KKR Group Ltd · CIK 0001472695 · 10% owner KKR & Co. L.P. · CIK 0001404912 · 10% owner KKR Management LLC · CIK 0001472694 · 10% owner KRAVIS HENRY R · CIK 0001081714 · 10% owner ROBERTS GEORGE R · CIK 0001081715 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,902,112 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F1 · price: On April 23, 2018, the 59,350 and 650 shares of Convertible Redeemable Preferred Stock, Series A (the "Series A Preferred Stock") of Laureate Education, Inc. (the "Issuer") held by KKR 2006 Fund (Overseas), Limited Partnership and KKR Partners II (International), L.P., respectively, automatically converted into 5,369,375 and 58,805 shares of Class A Common Stock, par value $0.004 per share ("Class A Common Stock"), of the Issuer, respectively, based on an initial liquidation preference value of $1,000 per share plus accrued and unpaid dividends and a conversion price of approximately $11.72. F2 · ownership.nature: KKR 2006 Fund (Overseas), Limited Partnership directly holds these securities of the Issuer. F7 · ownership.nature: KKR Associates 2006 (Overseas), Limited Partnership is the general partner of KKR 2006 Fund (Overseas), Limited Partnership. KKR 2006 Limited is the general partner of KKR Associates 2006 (Overseas), Limited Partnership. KKR Fund Holdings L.P. is the sole shareholder of KKR 2006 Limited. KKR Fund Holdings GP Limited is a general partner of KKR Fund Holdings L.P. KKR Group Holdings L.P. is the sole shareholder of KKR Fund Holdings GP Limited and a general partner of KKR Fund Holdings L.P. KKR Group Limited is the general partner of KKR Group Holdings L.P. KKR & Co. L.P. is the sole shareholder of KKR Group Limited. KKR Management LLC is the general partner of KKR & Co. L.P. Messrs. Henry R. Kravis and George R. Roberts are the designated members of KKR Management LLC. F8 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act otherwise. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:18 UTC |
Loureiro Jose RobertoChief Executive Officer Brazil
|
ConversionClass B Common Stock · Derivative | 7,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014771 · form4.xml · derivative · entry 2 Loureiro Jose Roberto · CIK 0001725128 · Chief Executive Officer Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,681 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.exercise_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. F1 · derivative.expiration_date: Each share of Class B Common Stock of Laureate Education, Inc. (the "Company") is convertible into one share of Class A Common Stock of the Company upon the election of the holder or upon transfer, subject to the terms of the Company's Amended and Restated Certificate of Incorporation. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:18 UTC |
Loureiro Jose RobertoChief Executive Officer Brazil
|
ConversionClass A Common Stock | 7,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014771 · form4.xml · nonDerivative · entry 1 Loureiro Jose Roberto · CIK 0001725128 · Chief Executive Officer Brazil 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 00:50 UTC |
Taslitz StevenDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 36,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-022267 · a4.xml · derivative · entry 3 Taslitz Steven · CIK 0001407214 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 125,724 Underlying: Class A Common Stock · 36,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · shares: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F6 · derivative.exercise_date: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.expiration_date: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F2 · derivative.underlying_shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · derivative.underlying_shares: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F2 · balance_after: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · balance_after: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · balance_after: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F2 · ownership.nature: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · ownership.nature: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · ownership.nature: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 00:50 UTC |
Taslitz StevenDirector · 10% owner
|
Exercise / conversionPerformance Share Units · Derivative | 36,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-022267 · a4.xml · derivative · entry 2 Taslitz Steven · CIK 0001407214 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 0 Underlying: Class B Common Stock · 36,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share Unit (each, a "PSU") represents the right to receive one share of Class B Common Stock. F2 · shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · shares: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.exercise_date: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.expiration_date: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F1 · derivative.underlying: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · derivative.underlying_shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · derivative.underlying_shares: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F2 · ownership.nature: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · ownership.nature: On October 2, 2013, Mr. Becker was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs, has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · ownership.nature: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 00:50 UTC |
Taslitz StevenDirector · 10% owner
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 45,843 | $0.00 Strike: $17.44 | $0.00 |
DisclosureSEC source: 0001104659-18-022267 · a4.xml · derivative · entry 1 Taslitz Steven · CIK 0001407214 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 802,211 Underlying: Class B Common Stock · 45,843 shares Expires 2023-10-02 F1 · derivative.exercise_price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F1 · shares: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F3 · shares: Represents an option with respect to 45,843 shares of Class B Common Stock (the "Shares") issued to Mr. Becker pursuant to Mr. Becker's Stock Option Agreement, dated October 2, 2013 (the "Stock Option Agreement"), that vested on March 30, 2018 following determination by the Compensation Committee of Laureate's Board of Directors of Laureate's achievement of the applicable performance conditions. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of such option. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of such option, has made a separate Form 4 filing with respect to the vesting of this option with respect to the Shares. F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F1 · derivative.exercise_date: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F3 · derivative.exercise_date: Represents an option with respect to 45,843 shares of Class B Common Stock (the "Shares") issued to Mr. Becker pursuant to Mr. Becker's Stock Option Agreement, dated October 2, 2013 (the "Stock Option Agreement"), that vested on March 30, 2018 following determination by the Compensation Committee of Laureate's Board of Directors of Laureate's achievement of the applicable performance conditions. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of such option. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of such option, has made a separate Form 4 filing with respect to the vesting of this option with respect to the Shares. F1 · derivative.underlying: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F1 · derivative.underlying_shares: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · derivative.underlying_shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F3 · derivative.underlying_shares: Represents an option with respect to 45,843 shares of Class B Common Stock (the "Shares") issued to Mr. Becker pursuant to Mr. Becker's Stock Option Agreement, dated October 2, 2013 (the "Stock Option Agreement"), that vested on March 30, 2018 following determination by the Compensation Committee of Laureate's Board of Directors of Laureate's achievement of the applicable performance conditions. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of such option. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of such option, has made a separate Form 4 filing with respect to the vesting of this option with respect to the Shares. F7 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F1 · balance_after: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F4 · balance_after: Represents the aggregate number of shares of Class B Common Stock underlying vested options awarded pursuant to the Stock Option Agreement (including time-based and performance-based options). This figure consolidates the shares of Class B Common Stock subject to the options reported at footnote 2 of the reporting person's Form 3 with the Shares subject to the vested option reported herein. F7 · balance_after: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F2 · ownership.nature: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F3 · ownership.nature: Represents an option with respect to 45,843 shares of Class B Common Stock (the "Shares") issued to Mr. Becker pursuant to Mr. Becker's Stock Option Agreement, dated October 2, 2013 (the "Stock Option Agreement"), that vested on March 30, 2018 following determination by the Compensation Committee of Laureate's Board of Directors of Laureate's achievement of the applicable performance conditions. In light of the Founders' Agreement, Mr. Taslitz may be deemed to indirectly beneficially own a portion of such option. Each of Messrs. Becker and Hoehn-Saric, who also may be deemed to indirectly beneficially own a portion of such option, has made a separate Form 4 filing with respect to the vesting of this option with respect to the Shares. F7 · ownership.nature: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 00:51 UTC |
BECKER DOUGLAS LDirector · 10% owner
|
Exercise / conversionClass B Common Stock · Derivative | 36,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-022268 · a4.xml · derivative · entry 3 BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,724 Underlying: Class A Common Stock · 36,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · shares: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F6 · derivative.exercise_date: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.expiration_date: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F2 · derivative.underlying_shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · derivative.underlying_shares: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · derivative.underlying_shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. F2 · balance_after: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · balance_after: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F7 · balance_after: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise. Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 00:51 UTC |
BECKER DOUGLAS LDirector · 10% owner
|
Exercise / conversionPerformance Share Units · Derivative | 36,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-022268 · a4.xml · derivative · entry 2 BECKER DOUGLAS L · CIK 0001072473 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 36,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share Unit (each, a "PSU") represents the right to receive one share of Class B Common Stock. F2 · shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · shares: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.exercise_date: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F6 · derivative.expiration_date: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. F1 · derivative.underlying: Each share of Class B Common Stock ("Class B Common Stock") of Laureate Education, Inc. ("Laureate") is convertible into one share of Class A Common Stock of Laureate upon the election of the holder or upon transfer, subject to the terms of Laureate's Amended and Restated Certificate of Incorporation. F2 · derivative.underlying_shares: Pursuant to an agreement (the "Founders' Agreement") among Douglas L. Becker, Steven M. Taslitz, R. Christopher Hoehn-Saric and one other founder of Sterling (the "Sterling Founders"), the Sterling Founders share equally, on a net after-tax basis, in certain equity securities they receive in connection with services rendered by any of them to certain entities, including Laureate. Each Sterling Founder controls the voting and disposition of the securities allocable to such Sterling Founder. F6 · derivative.underlying_shares: On October 2, 2013, the reporting person was granted 181,265 PSUs, vesting in five equal tranches dependent upon Laureate achieving the applicable Equity Value Target as set forth in the applicable Performance Share Units Notice. 36,253 PSUs vested on March 30, 2018. In light of the Founders' Agreement, each of Messrs. Taslitz and Hoehn-Saric may be deemed to indirectly beneficially own a portion of the shares of Class B Common Stock issued upon the conversion of the PSUs and has made a separate Form 4 filing with respect to the issuance of such shares of Class B Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.