organization · Reporting owner

COHEN STEVEN A/SAC CAPITAL MGMT LP

Disclosed activity across 7 companies

Tapewire entity: 116948
SEC CIK: 0000905226

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
LAUREATE EDUCATION, INC.LAUR · Entity 1751	10% owner · Director-by-Deputization	June 23, 2022	June 24, 2022
Tempo Automation Holdings, Inc.TMPO · Entity 117426	10% owner	November 22, 2022	December 05, 2022
Viridian Therapeutics, Inc.\DEMGEN · Entity 4316	10% owner	November 10, 2020	November 20, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LAUREATE EDUCATION, INC.

Report date June 23, 2022 · Filed June 24, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnote	0	Reported balance After 2022-06-23 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2022-06-23 · Sale · Disposed 163,122 · Balance 0 F3: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4: These shares of Common Stock were held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. F5: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer.
Common StockSEC Table I · non-derivative	IndirectSee footnote	16,011,838	Reported balance Holding disclosure · report date 2022-06-23 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 16,011,838 F1: Includes 3,215,056 shares of Common Stock, including 15,864 shares of Common Stock that were issued pursuant to the Issuer's non-employee director compensation program, held directly by CPV Holdings, LLC ("CPV Holdings"). CPV Partners, LLC ("CPV") has investment management authority over CPV Holdings. Steven A. Cohen is the managing member of CPV Holdings and the senior managing member of CPV. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Common Stock held by CPV Holdings. F2: CPV Holdings also holds, directly and indirectly, limited partnership interests in Wengen which collectively would entitle it to receive approximately 12,796,782 shares of Common Stock upon a distribution by Wengen. CPV, by virtue of its investment management authority over CPV Holdings, indirectly beneficially owns such 12,796,782 shares of Common Stock. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Common Stock held by CPV Holdings. F3: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F5: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 3,215,056 shares of Common Stock, including 15,864 shares of Common Stock that were issued pursuant to the Issuer's non-employee director compensation program, held directly by CPV Holdings, LLC ("CPV Holdings"). CPV Partners, LLC ("CPV") has investment management authority over CPV Holdings. Steven A. Cohen is the managing member of CPV Holdings and the senior managing member of CPV. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Common Stock held by CPV Holdings.

F2: CPV Holdings also holds, directly and indirectly, limited partnership interests in Wengen which collectively would entitle it to receive approximately 12,796,782 shares of Common Stock upon a distribution by Wengen. CPV, by virtue of its investment management authority over CPV Holdings, indirectly beneficially owns such 12,796,782 shares of Common Stock. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Common Stock held by CPV Holdings.

F3: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise.

F4: These shares of Common Stock were held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund.

F5: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer.

Tempo Automation Holdings, Inc.

Report date November 22, 2022 · Filed December 05, 2022

Jointly reported with Point72 Private Investments, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	5,351,000	Reported balance Holding disclosure · report date 2022-11-22 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 5,351,000 F1: The securities reported herein are held by Point72 Ventures Investments, LLC ("Point72 Ventures Investments"). Point72 Private Investments, LLC ("Point72 Private Investments") is the managing member of Point72 Ventures Partners, LLC, the sole member of Point72 Ventures Investments, and exercises voting and dispositive power over the shares held by Point72 Ventures Investments. Point72 Capital Advisors, Inc. is the general partner of Point72, L.P., the sole member of Point72 Private Investments. Steven A. Cohen ("Mr. Cohen", and each of Mr. Cohen and Point72 Private Investments, a "Reporting Person" and, together, the "Reporting Persons") is the sole stockholder and director of Point72 Capital Advisors, Inc. and may be deemed to share voting and dispositive power over the shares held by Point72 Ventures Investments. F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The securities reported herein are held by Point72 Ventures Investments, LLC ("Point72 Ventures Investments"). Point72 Private Investments, LLC ("Point72 Private Investments") is the managing member of Point72 Ventures Partners, LLC, the sole member of Point72 Ventures Investments, and exercises voting and dispositive power over the shares held by Point72 Ventures Investments. Point72 Capital Advisors, Inc. is the general partner of Point72, L.P., the sole member of Point72 Private Investments. Steven A. Cohen ("Mr. Cohen", and each of Mr. Cohen and Point72 Private Investments, a "Reporting Person" and, together, the "Reporting Persons") is the sole stockholder and director of Point72 Capital Advisors, Inc. and may be deemed to share voting and dispositive power over the shares held by Point72 Ventures Investments.

F2: The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein.

Viridian Therapeutics, Inc.\DE

Report date November 10, 2020 · Filed November 20, 2020

Jointly reported with Point72 Asset Management, L.P., Point72 Capital Advisors, Inc.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee footnotes	426,162	Reported balance Holding disclosure · report date 2020-11-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 426,162 F1: After giving effect to a 1-for-15 reverse stock split that occurred on November 12, 2020. F2: Point72 Asset Management L.P. ("Point72 Asset Management"), Point72 Capital Advisors Inc. ("Capital Advisors"), and Mr. Cohen own directly no shares of the Issuer's common stock. Pursuant to an investment management agreement, Point72 Asset Management maintains investment and voting power with respect to the shares of the Issuer's common stock held by certain investment funds it manages (the "Shares"). Capital Advisors is the general partner of Point72 Asset Management. Mr. Cohen is the sole shareholder of Capital Advisors and the owner, indirectly through certain holding companies wholly-owned by Mr. Cohen, of all of the limited partnership interests of Point72 Asset Management. By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934, as amended, each of Point72 Asset Management, Capital Advisors, and Mr. Cohen may be deemed to beneficially own the Shares reported herein. F3: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise.

Filing footnotes · ownership attribution and instrument terms

F1: After giving effect to a 1-for-15 reverse stock split that occurred on November 12, 2020.

F2: Point72 Asset Management L.P. ("Point72 Asset Management"), Point72 Capital Advisors Inc. ("Capital Advisors"), and Mr. Cohen own directly no shares of the Issuer's common stock. Pursuant to an investment management agreement, Point72 Asset Management maintains investment and voting power with respect to the shares of the Issuer's common stock held by certain investment funds it manages (the "Shares"). Capital Advisors is the general partner of Point72 Asset Management. Mr. Cohen is the sole shareholder of Capital Advisors and the owner, indirectly through certain holding companies wholly-owned by Mr. Cohen, of all of the limited partnership interests of Point72 Asset Management. By reason of the provisions of Rule 13d-3 of the Securities Exchange Act of 1934, as amended, each of Point72 Asset Management, Capital Advisors, and Mr. Cohen may be deemed to beneficially own the Shares reported herein.

F3: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Persons are subject to Section 16 of the Exchange Act, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Acri Capital Acquisition Corp

Report date February 13, 2023 · Filed February 14, 2023

Jointly reported with Cubist Systematic Strategies, LLC

Section 16 reporting ended · disclosed 2023-02-14. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee footnotes	363,508	Reported balance After 2023-02-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2023-02-13 · Sale · Disposed 42,000 · Balance 363,508 F1: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Acri Capital Acquisition Corporation (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F2: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13 (d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Acri Capital Acquisition Corporation (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund.

F2: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13 (d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

BUILD-A-BEAR WORKSHOP INC

Report date March 13, 2019 · Filed March 15, 2019

Jointly reported with Point72 Asset Management, L.P., Point72 Capital Advisors, Inc.

Section 16 reporting ended · disclosed 2019-03-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivative	IndirectSee Footnotes	933,825	Last balance in matching sequence After 2019-03-14 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2019-03-13 · Sale · Disposed 1,550,000 · Balance 1,433,825 F1: See Exhibit 99.1, Note 1. F2: See Exhibit 99.1, Note 2. Row 2 · 2019-03-14 · Sale · Disposed 500,000 · Balance 933,825 F1: See Exhibit 99.1, Note 1. F2: See Exhibit 99.1, Note 2.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1, Note 1.

F2: See Exhibit 99.1, Note 2.

CXApp Inc.

Report date August 11, 2022 · Filed August 15, 2022

Jointly reported with Cubist Systematic Strategies, LLC

Section 16 reporting ended · disclosed 2022-08-15. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative	IndirectSee Footnotes	92,966	Last balance in matching sequence After 2022-08-12 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2022-08-11 · Sale · Disposed 5,000 · Balance 235,966 F2: Reflects shares of the Issuer's Common Stock held in the form of Units. Each Unit consists of one share of the Issuer's Common Stock and one-half of one redeemable warrant (the "Warrants"). Each Warrant is exercisable to purchase one share of Common Stock, subject to the satisfaction of material conditions, and are not presently exercisable. F1: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Kins Technology Group Inc. (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F3: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Row 2 · 2022-08-12 · Sale · Disposed 143,000 · Balance 92,966 F1: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Kins Technology Group Inc. (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F3: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Kins Technology Group Inc. (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund.

F2: Reflects shares of the Issuer's Common Stock held in the form of Units. Each Unit consists of one share of the Issuer's Common Stock and one-half of one redeemable warrant (the "Warrants"). Each Warrant is exercisable to purchase one share of Common Stock, subject to the satisfaction of material conditions, and are not presently exercisable.

F3: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose.

Prometheus Biosciences, Inc.

Report date March 16, 2021 · Filed March 17, 2021

Jointly reported with Point72 Biotech Private Investments, LLC, Differentiated Ventures Investments, LLC, 72 Investment Holdings, LLC

Section 16 reporting ended · disclosed 2021-03-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	763,327	Reported balance After 2021-03-16 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-03-16 · Conversion · Acquired 763,327 · Balance 763,327 F1: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F2: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	1,848,024	Reported balance After 2021-03-16 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-03-16 · Conversion · Acquired 1,084,697 · Balance 1,848,024 F3: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F2: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	2,648,024	Reported balance After 2021-03-16 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2021-03-16 · Purchase · Acquired 800,000 · Balance 2,648,024 F4: Point72 Associates, LLC (the Fund) is the direct owner of 800,000 shares of Common Stock. SC may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in the Fund.
Series D-1 Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	0	Reported balance After 2021-03-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2021-03-16 · Conversion · Disposed 7,633,277 · Balance 0 F1: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F5: Consist of shares of Series D-1 Preferred Stock held directly by Point72 Biotech. F2: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Series D-2 Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	0	Reported balance After 2021-03-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2021-03-16 · Conversion · Disposed 10,846,968 · Balance 0 F3: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F6: Consist of shares of Series D-2 Preferred Stock held directly by Point72 Biotech. F2: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering.

F2: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F3: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering.

F4: Point72 Associates, LLC (the Fund) is the direct owner of 800,000 shares of Common Stock. SC may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in the Fund.

F5: Consist of shares of Series D-1 Preferred Stock held directly by Point72 Biotech.

F6: Consist of shares of Series D-2 Preferred Stock held directly by Point72 Biotech.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
February 13, 2023 Filed Feb 14, 2023 21:37 UTC	Acri Capital Acquisition Corp ACAC · Entity 87230	SaleClass A Common Stock, par value $0.0001 per share	42,000	$10.40	$436,800.00	Disclosure SEC source: 0000902664-23-001841 · ownership.xml · nonDerivative · entry 1 Cubist Systematic Strategies, LLC · CIK 0001603465 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 363,508 F1 · ownership.nature: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Acri Capital Acquisition Corporation (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F2 · ownership.nature: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13 (d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document
August 12, 2022 Filed Aug 15, 2022 21:05 UTC	CXApp Inc. KINZ · Entity 8076	SaleClass A Common Stock, par value $0.0001 per share	143,000	$10.05	$1,437,321.60	Disclosure SEC source: 0000895345-22-000635 · form4.xml · nonDerivative · entry 2 Cubist Systematic Strategies, LLC · CIK 0001603465 · Former 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 92,966 F1 · ownership.nature: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Kins Technology Group Inc. (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F3 · ownership.nature: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document
August 11, 2022 Filed Aug 15, 2022 21:05 UTC	CXApp Inc. KINZ · Entity 8076	SaleClass A Common Stock, par value $0.0001 per share	5,000	$10.11	$50,550.00	Disclosure SEC source: 0000895345-22-000635 · form4.xml · nonDerivative · entry 1 Cubist Systematic Strategies, LLC · CIK 0001603465 · Former 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 235,966 F2 · shares: Reflects shares of the Issuer's Common Stock held in the form of Units. Each Unit consists of one share of the Issuer's Common Stock and one-half of one redeemable warrant (the "Warrants"). Each Warrant is exercisable to purchase one share of Common Stock, subject to the satisfaction of material conditions, and are not presently exercisable. F1 · ownership.nature: These shares of class A common stock, par value $0.0001 per share ("Common Stock") of Kins Technology Group Inc. (the "Issuer") are held by an investment fund (the "Fund") managed by Cubist Systematic Strategies, LLC ("Cubist"). Pursuant to an investment management agreement, Cubist maintains investment and voting power with respect to the securities held by the Fund. Steven A. Cohen ("Mr. Cohen") controls Cubist. As a result of these aforementioned relationships, each of Cubist and Mr. Cohen may be deemed to share beneficial ownership over the shares of Common Stock held by the Fund. F3 · ownership.nature: Each of Cubist and Mr. Cohen disclaims beneficial ownership of the shares of Common Stock included herein except to the extent of its pecuniary interest therein, if any, and the inclusion of the shares of Common Stock in this report shall not be deemed to be an admission of beneficial ownership of such shares of Common Stock for the purposes of Section 13(d) or Section 16 of the Securities Exchange Act of 1934 or for any other purpose. Read SEC document
June 23, 2022 Filed Jun 24, 2022 17:40 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	SaleCommon Stock	163,122	$10.60	$1,729,713.06	Disclosure SEC source: 0000895345-22-000534 · form4.xml · nonDerivative · entry 2 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4 · ownership.nature: These shares of Common Stock were held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. F5 · ownership.nature: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer. Read SEC document
June 22, 2022 Filed Jun 23, 2022 18:23 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	SaleCommon Stock	86,878	$11.04	$959,437.19	Disclosure SEC source: 0000895345-22-000528 · form4.xml · nonDerivative · entry 3 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 163,122 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4 · ownership.nature: These shares of Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. F5 · ownership.nature: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer. Read SEC document
June 21, 2022 Filed Jun 23, 2022 18:23 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	SaleCommon Stock	114,889	$11.45	$1,315,088.43	Disclosure SEC source: 0000895345-22-000528 · form4.xml · nonDerivative · entry 2 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 250,000 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4 · ownership.nature: These shares of Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. F5 · ownership.nature: Pursuant to the Issuer's Amended and Restated Certificate of Incorporation, the Class A Common Stock of the Issuer and Class B Common Stock of the Issuer have converted into Common Stock of the Issuer. Read SEC document
June 16, 2022 Filed Jun 21, 2022 19:38 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	SaleClass A Common Stock	105,111	$11.36	$1,193,903.29	Disclosure SEC source: 0000895345-22-000506 · form4.xml · nonDerivative · entry 3 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 364,889 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4 · ownership.nature: These shares of Class A Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. Read SEC document
June 16, 2022 Filed Jun 21, 2022 19:38 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	SaleClass A Common Stock	132,864	$11.13	$1,478,271.44	Disclosure SEC source: 0000895345-22-000506 · form4.xml · nonDerivative · entry 2 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 470,000 F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F4 · ownership.nature: These shares of Class A Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. The sale transactions reflected in this Form 4 were directed by an unaffiliated third-party manager sub-advising the fund. Read SEC document
March 26, 2021 Filed Apr 28, 2021 21:15 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	ConversionClass B Common Stock · Derivative	3,199,192	Not disclosed	Not disclosed	Disclosure SEC source: 0000895345-21-000484 · form4.xml · derivative · entry 3 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 12,796,782 Underlying: Class A Common Stock · 3,199,192 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Issuer's Amended and Restated Certificate of Incorporation. F1 · kind: Upon distribution of shares of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") by Wengen Alberta, Limited Partnership ("Wengen") to its investors pro rata based on their respective ownership interest in Wengen, such shares of Class B Common Stock automatically converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F1 · price: Upon distribution of shares of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") by Wengen Alberta, Limited Partnership ("Wengen") to its investors pro rata based on their respective ownership interest in Wengen, such shares of Class B Common Stock automatically converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Issuer's Amended and Restated Certificate of Incorporation. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock upon the election of the holder or upon transfer, subject to the terms of the Issuer's Amended and Restated Certificate of Incorporation. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F7 · ownership.nature: Shares of Class B Common Stock are held directly by Wengen. Wengen Investments Limited ("Wengen GP") is the general partner of Wengen. Certain investors, including, but not limited to, certain investment funds and other persons affiliated with or managed by CPV and certain other investors (collectively, the "Wengen Investors") have interests in the Issuer through Wengen. The Reporting Person and certain of the other Wengen Investors have designated representatives who serve as the members of the board of directors of Wengen GP. F8 · ownership.nature: CPV Holdings holds, directly and indirectly, limited partnership interests in Wengen which collectively would entitle it to receive approximately 12,796,782 underlying shares of Class A common stock upon a distribution by Wengen of an equivalent number of shares of Class B Common Stock. CPV, by virtue of its investment management authority over CPV Holdings, indirectly beneficially owns such 12,796,782 shares of Class B Common Stock. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Class B Common Stock held by CPV Holdings. Read SEC document
March 26, 2021 Filed Apr 28, 2021 21:15 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	ConversionClass A Common Stock	3,199,192	Not disclosed	Not disclosed	Disclosure SEC source: 0000895345-21-000484 · form4.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 3,817,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Upon distribution of shares of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") by Wengen Alberta, Limited Partnership ("Wengen") to its investors pro rata based on their respective ownership interest in Wengen, such shares of Class B Common Stock automatically converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F1 · price: Upon distribution of shares of Class B common stock ("Class B Common Stock") of Laureate Education, Inc. (the "Issuer") by Wengen Alberta, Limited Partnership ("Wengen") to its investors pro rata based on their respective ownership interest in Wengen, such shares of Class B Common Stock automatically converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. F2 · balance_after: Includes 6,498 shares of Class A Common Stock that were previously reported on a Form 4 filed by the Reporting Person on May 14, 2020. While that Form 4 included these 6,498 shares of Class A Common Stock in the Reporting Person's beneficial ownership of Class A Common Stock, that filing did not identify the fact that these 6,498 shares of Class A Common Stock had been acquired as a result of the conversion of an equivalent number of shares of Class B Common Stock that occurred on June 18, 2019. F3 · ownership.nature: An aggregate of 602,864 shares of Class A Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. In addition, 3,215,056 shares of Class A Common Stock, including 15,864 shares of Class A common stock that were issued pursuant to the Issuer's non-employee director compensation program, are held directly by CPV Holdings, LLC ("CPV Holdings"). CPV Partners, LLC ("CPV") has investment management authority over CPV Holdings. Steven A. Cohen is the managing member of CPV Holdings and the senior managing member of CPV. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Class A Common Stock held by CPV Holdings. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:47 UTC	Prometheus Biosciences, Inc. RXDX · Entity 112175	ConversionSeries D-2 Preferred Stock · Derivative	10,846,968	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-021571 · doc4.xml · derivative · entry 5 Point72 Biotech Private Investments, LLC · CIK 0001850122 · Former 10% Owner Differentiated Ventures Investments, LLC · CIK 0001850121 · Former 10% Owner 72 Investment Holdings, LLC · CIK 0001832749 · Former 10% Owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,084,697 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F3 · price: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F3 · derivative.exercise_date: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F3 · derivative.expiration_date: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F6 · derivative.underlying_shares: Consist of shares of Series D-2 Preferred Stock held directly by Point72 Biotech. F2 · ownership.nature: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:47 UTC	Prometheus Biosciences, Inc. RXDX · Entity 112175	ConversionSeries D-1 Preferred Stock · Derivative	7,633,277	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-021571 · doc4.xml · derivative · entry 4 Point72 Biotech Private Investments, LLC · CIK 0001850122 · Former 10% Owner Differentiated Ventures Investments, LLC · CIK 0001850121 · Former 10% Owner 72 Investment Holdings, LLC · CIK 0001832749 · Former 10% Owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 763,327 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F1 · price: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.exercise_date: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F1 · derivative.expiration_date: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F5 · derivative.underlying_shares: Consist of shares of Series D-1 Preferred Stock held directly by Point72 Biotech. F2 · ownership.nature: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:47 UTC	Prometheus Biosciences, Inc. RXDX · Entity 112175	PurchaseCommon Stock	800,000	$19.00	$15,200,000.00	Disclosure SEC source: 0001209191-21-021571 · doc4.xml · nonDerivative · entry 3 Point72 Biotech Private Investments, LLC · CIK 0001850122 · Former 10% Owner Differentiated Ventures Investments, LLC · CIK 0001850121 · Former 10% Owner 72 Investment Holdings, LLC · CIK 0001832749 · Former 10% Owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,648,024 F4 · ownership.nature: Point72 Associates, LLC (the Fund) is the direct owner of 800,000 shares of Common Stock. SC may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in the Fund. Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:47 UTC	Prometheus Biosciences, Inc. RXDX · Entity 112175	ConversionCommon Stock	1,084,697	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-021571 · doc4.xml · nonDerivative · entry 2 Point72 Biotech Private Investments, LLC · CIK 0001850122 · Former 10% Owner Differentiated Ventures Investments, LLC · CIK 0001850121 · Former 10% Owner 72 Investment Holdings, LLC · CIK 0001832749 · Former 10% Owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,848,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The shares of the Issuer's Series D-2 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F2 · ownership.nature: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document
March 16, 2021 Filed Mar 17, 2021 19:47 UTC	Prometheus Biosciences, Inc. RXDX · Entity 112175	ConversionCommon Stock	763,327	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-21-021571 · doc4.xml · nonDerivative · entry 1 Point72 Biotech Private Investments, LLC · CIK 0001850122 · Former 10% Owner Differentiated Ventures Investments, LLC · CIK 0001850121 · Former 10% Owner 72 Investment Holdings, LLC · CIK 0001832749 · Former 10% Owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 763,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The shares of the Issuer's Series D-1 Preferred Stock automatically converted into shares of the Issuer's common Stock, for no additional consideration, at a ratio of ten-for-one share, immediately prior to the consummation of the Issuer's initial public offering. F2 · ownership.nature: The securities reported herein may be deemed to be beneficially owned by each: (i) Differentiated Ventures Investments, LLC (DVI), which is deemed the beneficial owner of shares held by Point72 Biotech Private Investments, LLC (Point72 Biotech), (ii) 72 Investment Holdings, LLC (72 IH), the sole member of DVI, deemed to have sole voting and investment control over such interest held by DVI, and (iii) Steven A. Cohen (SC), the sole member of 72 IH, deemed to have sole voting and investment control over such interest held by 72 IH. Each of SC, 72 IH, and DVI disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. Read SEC document
December 08, 2020 Filed Apr 28, 2021 21:15 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	OtherClass A Common Stock	13,620	$0.00	$0.00	Disclosure SEC source: 0000895345-21-000484 · form4.xml · nonDerivative · entry 2 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes. Disclosed balance after: 618,728 F5 · kind: The Reporting Person filed a Form 4 on May 14, 2020 to report an indirect pecuniary interest, by virtue of membership interests he holds in CPV Holdings, in a grant of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs") issued directly to Andrew Cohen ("AC") by the Issuer as part of the 2020 annual retainer for non-employee director service in connection with AC's service as a director of the Issuer. As reported in that Form 4 filing, AC is an employee of an affiliate of CPV Holdings and had an obligation to transfer these shares and restricted stock units for no consideration to CPV Holdings. On December 8, 2020, a decision was made to allow AC to retain the 13,620 shares of Class A Common Stock reported in the May 14, 2020 Form 4 filing, with the Reporting Person giving up his right to these 13,620 shares for no value. F5 · price: The Reporting Person filed a Form 4 on May 14, 2020 to report an indirect pecuniary interest, by virtue of membership interests he holds in CPV Holdings, in a grant of 3,405 shares of Class A Common Stock and 10,215 restricted stock units ("RSUs") issued directly to Andrew Cohen ("AC") by the Issuer as part of the 2020 annual retainer for non-employee director service in connection with AC's service as a director of the Issuer. As reported in that Form 4 filing, AC is an employee of an affiliate of CPV Holdings and had an obligation to transfer these shares and restricted stock units for no consideration to CPV Holdings. On December 8, 2020, a decision was made to allow AC to retain the 13,620 shares of Class A Common Stock reported in the May 14, 2020 Form 4 filing, with the Reporting Person giving up his right to these 13,620 shares for no value. F2 · balance_after: Includes 6,498 shares of Class A Common Stock that were previously reported on a Form 4 filed by the Reporting Person on May 14, 2020. While that Form 4 included these 6,498 shares of Class A Common Stock in the Reporting Person's beneficial ownership of Class A Common Stock, that filing did not identify the fact that these 6,498 shares of Class A Common Stock had been acquired as a result of the conversion of an equivalent number of shares of Class B Common Stock that occurred on June 18, 2019. F3 · ownership.nature: An aggregate of 602,864 shares of Class A Common Stock are held directly by a fund in which the Reporting Person may be deemed to have an indirect pecuniary interest as an indirect holder of interests in the fund. In addition, 3,215,056 shares of Class A Common Stock, including 15,864 shares of Class A common stock that were issued pursuant to the Issuer's non-employee director compensation program, are held directly by CPV Holdings, LLC ("CPV Holdings"). CPV Partners, LLC ("CPV") has investment management authority over CPV Holdings. Steven A. Cohen is the managing member of CPV Holdings and the senior managing member of CPV. By virtue of his relationship to CPV and CPV Holdings, Steven A. Cohen may be deemed to have beneficial ownership over the shares of Class A Common Stock held by CPV Holdings. F4 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. Read SEC document
May 12, 2020 Filed May 14, 2020 17:32 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	GrantClass A Common Stock	13,620	$8.26	$112,501.20	Disclosure SEC source: 0001567619-20-010175 · doc1.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner · Director-by-Deputization 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 632,348 F1 · kind: See Exhibit 99.1; Note 1. F1 · shares: See Exhibit 99.1; Note 1. F2 · shares: See Exhibit 99.1; Note 2. F1 · balance_after: See Exhibit 99.1; Note 1. F2 · balance_after: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. F2 · ownership.nature: See Exhibit 99.1; Note 2. Read SEC document
May 22, 2019 Filed May 24, 2019 16:13 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	GrantClass A Common Stock	3,031	$16.50	$50,011.50	Disclosure SEC source: 0001567619-19-012079 · doc1.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 612,230 F1 · shares: See Exhibit 99.1; Note 1. F2 · shares: See Exhibit 99.1; Note 2. F1 · balance_after: See Exhibit 99.1; Note 1. F2 · balance_after: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1. F2 · ownership.nature: See Exhibit 99.1; Note 2. Read SEC document
March 14, 2019 Filed Mar 15, 2019 16:52 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	SaleCommon Stock, par value $0.01 per share	500,000	$5.25	$2,625,000.00	Disclosure SEC source: 0001567619-19-006980 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 933,825 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
March 13, 2019 Filed Mar 15, 2019 16:52 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	SaleCommon Stock, par value $0.01 per share	1,550,000	$5.07	$7,858,500.00	Disclosure SEC source: 0001567619-19-006980 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 1,433,825 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
May 23, 2018 Filed May 25, 2018 16:38 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	GrantClass A Common Stock	3,275	$15.27	$50,009.25	Disclosure SEC source: 0001140361-18-025747 · doc1.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 609,199 F1 · shares: See Exhibit 99.1; Note 1 F2 · shares: See Exhibit 99.1; Note 2. F1 · balance_after: See Exhibit 99.1; Note 1 F2 · balance_after: See Exhibit 99.1; Note 2. F1 · ownership.nature: See Exhibit 99.1; Note 1 F2 · ownership.nature: See Exhibit 99.1; Note 2. Read SEC document
January 11, 2018 Filed Jan 16, 2018 17:52 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.30	$207,495.00	Disclosure SEC source: 0001140361-18-002062 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,983,825 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
January 09, 2018 Filed Jan 11, 2018 16:16 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	8,849	$8.00	$70,792.00	Disclosure SEC source: 0001140361-18-001752 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,958,825 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 28, 2017 Filed Jan 2, 2018 16:07 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.21	$230,252.50	Disclosure SEC source: 0001140361-18-000164 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,949,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 27, 2017 Filed Dec 28, 2017 18:36 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.21	$230,275.00	Disclosure SEC source: 0001140361-17-047641 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,924,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 26, 2017 Filed Dec 28, 2017 18:36 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.89	$247,275.00	Disclosure SEC source: 0001140361-17-047641 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,899,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F3 · price: See Exhibit 99.1, Note 3. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 22, 2017 Filed Dec 26, 2017 16:19 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.92	$247,977.50	Disclosure SEC source: 0001140361-17-047382 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,874,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 21, 2017 Filed Dec 26, 2017 16:19 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.48	$237,027.50	Disclosure SEC source: 0001140361-17-047382 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,849,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 20, 2017 Filed Dec 21, 2017 16:08 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.60	$239,972.50	Disclosure SEC source: 0001140361-17-046994 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,824,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 19, 2017 Filed Dec 21, 2017 16:08 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.37	$234,327.50	Disclosure SEC source: 0001140361-17-046994 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,799,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 18, 2017 Filed Dec 19, 2017 16:13 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.42	$235,402.50	Disclosure SEC source: 0001140361-17-046737 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,774,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:13 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$9.14	$228,442.50	Disclosure SEC source: 0001140361-17-046737 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,749,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 14, 2017 Filed Dec 15, 2017 16:51 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.93	$223,165.00	Disclosure SEC source: 0001140361-17-046407 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,724,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 13, 2017 Filed Dec 15, 2017 16:51 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.64	$215,880.00	Disclosure SEC source: 0001140361-17-046407 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,699,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 12, 2017 Filed Dec 13, 2017 18:54 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.65	$216,182.50	Disclosure SEC source: 0001140361-17-046105 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,674,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 11, 2017 Filed Dec 13, 2017 18:54 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.68	$217,017.50	Disclosure SEC source: 0001140361-17-046105 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,649,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 08, 2017 Filed Dec 11, 2017 17:20 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.80	$219,925.00	Disclosure SEC source: 0001140361-17-045736 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,642,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
December 08, 2017 Filed Dec 13, 2017 18:51 UTC Amendment	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.80	$219,925.00	Disclosure SEC source: 0001140361-17-046104 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,624,976 F1 · shares: See Exhibit 99.1; Note 1. F2 · shares: See Exhibit 99.1; Note 2. F1 · balance_after: See Exhibit 99.1; Note 1. F2 · balance_after: See Exhibit 99.1; Note 2. F3 · balance_after: See Exhibit 99.1; Note 3. F1 · ownership.nature: See Exhibit 99.1; Note 1. F2 · ownership.nature: See Exhibit 99.1; Note 2. Read SEC document
December 07, 2017 Filed Dec 11, 2017 17:20 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	25,000	$8.60	$214,922.50	Disclosure SEC source: 0001140361-17-045736 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,599,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
November 28, 2017 Filed Nov 30, 2017 16:29 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$8.43	$84,304.00	Disclosure SEC source: 0001140361-17-044461 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,574,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
November 17, 2017 Filed Nov 21, 2017 17:30 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$8.33	$83,345.00	Disclosure SEC source: 0001140361-17-043557 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,564,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:06 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$7.36	$73,630.00	Disclosure SEC source: 0001140361-17-042124 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,554,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
November 08, 2017 Filed Nov 13, 2017 16:06 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	300	$7.33	$2,197.50	Disclosure SEC source: 0001140361-17-042124 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,544,976 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
November 06, 2017 Filed Nov 8, 2017 18:16 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$7.70	$76,950.00	Disclosure SEC source: 0001140361-17-041635 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,544,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
August 29, 2017 Filed Aug 31, 2017 16:06 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	15,000	$9.25	$138,675.00	Disclosure SEC source: 0001140361-17-033980 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,534,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F3 · price: See Exhibit 99.1, Note 3. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
August 28, 2017 Filed Aug 29, 2017 16:08 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	9,000	$9.19	$82,678.50	Disclosure SEC source: 0001140361-17-033539 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,519,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F4 · price: See Exhibit 99.1, Note 4. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
August 25, 2017 Filed Aug 29, 2017 16:08 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$8.63	$86,333.00	Disclosure SEC source: 0001140361-17-033539 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,510,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F3 · price: See Exhibit 99.1, Note 3. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
August 24, 2017 Filed Aug 25, 2017 17:32 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	7,000	$8.44	$59,089.80	Disclosure SEC source: 0001140361-17-033315 · doc1.xml · nonDerivative · entry 2 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,500,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F4 · price: See Exhibit 99.1, Note 4. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
August 23, 2017 Filed Aug 25, 2017 17:32 UTC	BUILD-A-BEAR WORKSHOP INC BBW · Entity 5717	PurchaseCommon Stock, par value $0.01 per share	10,000	$8.51	$85,079.00	Disclosure SEC source: 0001140361-17-033315 · doc1.xml · nonDerivative · entry 1 Point72 Asset Management, L.P. · CIK 0001603466 · 10% owner Point72 Capital Advisors, Inc. · CIK 0001698049 · 10% owner COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,493,676 F1 · shares: See Exhibit 99.1, Note 1. F2 · shares: See Exhibit 99.1, Note 2. F3 · price: See Exhibit 99.1, Note 3. F1 · balance_after: See Exhibit 99.1, Note 1. F2 · balance_after: See Exhibit 99.1, Note 2. F1 · ownership.nature: See Exhibit 99.1, Note 1. F2 · ownership.nature: See Exhibit 99.1, Note 2. Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:26 UTC	LAUREATE EDUCATION, INC. LAUR · Entity 1751	GrantClass A Common Stock	3,060	$16.34	$50,000.40	Disclosure SEC source: 0001140361-17-023837 · doc1.xml · nonDerivative · entry 1 COHEN STEVEN A/SAC CAPITAL MGMT LP · CIK 0000905226 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 605,924 F1 · shares: The shares of Common Stock are held directly by Cohen Private Ventures, LLC ("CPV"). The Reporting Person may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in CPV. F2 · shares: In accordance with Instruction 5(b)(iv), the entire amount of the Issuer's securities held by the Fund is reported herein. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F3 · shares: Pursuant to the Issuer's non-employee director compensation program, an employee of CPV who serves as a member of the Issuer's Board of Directors (the "Affiliated Director") has elected to receive this grant of restricted stock in lieu of cash as payment of his annual retainer of $50,000 for service as a director. Further, the Affiliated Director caused the restricted stock to be granted to CPV in lieu of the Affiliated Director. Twenty-five percent of the restricted stock is vested, and seventy-five percent of the restricted stock will vest in three equal installments at the end of each remaining calendar quarter of 2017, provided that the Affiliated Director continues to serve as a director of the Issuer. F4 · price: The share price reported herein is based on the closing price of the shares as of the date of the approval of the compensatory award by the board of directors of the Issuer. F1 · balance_after: The shares of Common Stock are held directly by Cohen Private Ventures, LLC ("CPV"). The Reporting Person may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in CPV. F2 · balance_after: In accordance with Instruction 5(b)(iv), the entire amount of the Issuer's securities held by the Fund is reported herein. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. F1 · ownership.nature: The shares of Common Stock are held directly by Cohen Private Ventures, LLC ("CPV"). The Reporting Person may be deemed to have an indirect pecuniary interest in such shares of Common Stock as an indirect holder of interests in CPV. F2 · ownership.nature: In accordance with Instruction 5(b)(iv), the entire amount of the Issuer's securities held by the Fund is reported herein. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of the Reporting Person's pecuniary interest therein. This filing shall not be deemed an admission that the Reporting Person is subject to Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any securities reported herein for purposes of Section 16 of the Exchange Act or otherwise. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.