Last 12 months
Inside the activity.
0 purchase rows · 95 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 19 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 35 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 8 |
| Sep 2026 | 0 | 9 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2019 Filed May 17, 2019 22:52 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 435 | $21.33 | $9,278.55 |
DisclosureSEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 3 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,162 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The reported transaction involves sale transactions from $20.98 to $21.72 per share. The weighted average price per share was $21.33. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2019 Filed May 17, 2019 22:54 UTC |
Bareket RanChief Financial Officer
|
GrantCommon Stock | 435 | $17.91 | $7,790.85 |
DisclosureSEC source: 0001124796-19-000064 · wf-form4_155813362830660.xml · nonDerivative · entry 1 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,435 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 22:52 UTC |
Keeney Scott HDirector · President and CEO
|
GrantCommon Stock | 435 | $17.91 | $7,790.85 |
DisclosureSEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 2 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,597 F3 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2018. Read SEC document |
| May 15, 2019 Filed May 17, 2019 22:52 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 4,500 | $23.28 | $104,760.00 |
DisclosureSEC source: 0001124796-19-000063 · wf-form4_155813352812936.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,162 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $22.73 to $23.76 per share. The weighted average price per share was $23.28. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| May 15, 2019 Filed Jun 4, 2019 22:40 UTC |
Martinsen RobertChief Technology Officer
|
GrantCommon Stock | 322 | $17.91 | $5,767.02 |
DisclosureSEC source: 0001124796-19-000068 · wf-form4_155968799983740.xml · nonDerivative · entry 1 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,822 F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of November 15, 2018 through May 15, 2019. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on November 15, 2018. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:52 UTC |
Bareket RanChief Financial Officer
|
OtherStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001124796-19-000060 · wf-form4_155752151532538.xml · derivative · entry 3 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,691 Underlying: Common Stock · 5,000 shares Expires 2028-02-17 F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:52 UTC |
Bareket RanChief Financial Officer
|
SaleCommon Stock | 5,000 | $25.07 | $125,350.00 |
DisclosureSEC source: 0001124796-19-000060 · wf-form4_155752151532538.xml · nonDerivative · entry 2 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $24.12 to $25.77 per share. The weighted average price per share was $25.07. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price. Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:52 UTC |
Bareket RanChief Financial Officer
|
OtherCommon Stock | 5,000 | $9.70 | $48,500.00 |
DisclosureSEC source: 0001124796-19-000060 · wf-form4_155752151532538.xml · nonDerivative · entry 1 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| May 01, 2019 Filed May 3, 2019 23:24 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000050 · wf-form4_155692587719419.xml · derivative · entry 3 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,648 Underlying: Common Stock · 2,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| May 01, 2019 Filed May 3, 2019 23:24 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 2,000 | $26.39 | $52,780.00 |
DisclosureSEC source: 0001124796-19-000050 · wf-form4_155692587719419.xml · nonDerivative · entry 2 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $26.12 to $26.68 per share. The weighted average price per share was $26.39. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| May 01, 2019 Filed May 3, 2019 23:24 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 2,000 | $0.75 | $1,500.00 |
DisclosureSEC source: 0001124796-19-000050 · wf-form4_155692587719419.xml · nonDerivative · entry 1 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2019 Filed Mar 16, 2021 23:52 UTC |
LINK RAYMOND ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001124796-21-000070 · wf-form4_161593873506993.xml · derivative · entry 2 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units became fully vested on April 25, 2019. F2 · derivative.expiration_date: The restricted stock units became fully vested on April 25, 2019. Read SEC document |
| April 25, 2019 Filed Mar 16, 2021 23:52 UTC |
LINK RAYMOND ADirector
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001124796-21-000070 · wf-form4_161593873506993.xml · nonDerivative · entry 1 LINK RAYMOND A · CIK 0001221193 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,601 F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · derivative · entry 9 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 1,000 shares Expires 2025-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · derivative · entry 8 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,648 Underlying: Common Stock · 2,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · derivative · entry 7 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Common Stock · 2,000 shares Expires 2025-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became fully vested and exercisable on February 23, 2016. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · derivative · entry 6 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 1,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 6,000 | $25.00 | $150,000.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · nonDerivative · entry 5 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $25.00 to $25.02 per share. The weighted average price per share was $25.00. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 1,000 | $0.75 | $750.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · nonDerivative · entry 4 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 2,000 | $0.75 | $1,500.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · nonDerivative · entry 3 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 2,000 | $0.75 | $1,500.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · nonDerivative · entry 2 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2019 Filed Apr 25, 2019 21:20 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 1,000 | $0.75 | $750.00 |
DisclosureSEC source: 0001124796-19-000048 · wf-form4_155622723358344.xml · nonDerivative · entry 1 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2019 Filed Apr 17, 2019 21:02 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 4,500 | $23.76 | $106,920.00 |
DisclosureSEC source: 0001124796-19-000042 · wf-form4_155553495502910.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,662 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $23.44 to $24.01 per share. The weighted average price per share was $23.76. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:10 UTC |
Bareket RanChief Financial Officer
|
OtherStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001124796-19-000039 · wf-form4_155493064565936.xml · derivative · entry 3 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,691 Underlying: Common Stock · 5,000 shares Expires 2028-02-17 F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:10 UTC |
Bareket RanChief Financial Officer
|
SaleCommon Stock | 5,000 | $24.44 | $122,200.00 |
DisclosureSEC source: 0001124796-19-000039 · wf-form4_155493064565936.xml · nonDerivative · entry 2 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $24.11 to $24.72 per share. The weighted average price per share was $24.44. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| April 08, 2019 Filed Apr 10, 2019 21:10 UTC |
Bareket RanChief Financial Officer
|
OtherCommon Stock | 5,000 | $9.70 | $48,500.00 |
DisclosureSEC source: 0001124796-19-000039 · wf-form4_155493064565936.xml · nonDerivative · entry 1 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| April 04, 2019 Filed Apr 8, 2019 23:33 UTC |
Sixth MDV Partners, L.L.C.10% owner
MOHR DAVIDOW VENTURES VI LP10% owner
|
OtherCommon Stock | 395,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-020336 · a4.xml · nonDerivative · entry 1 Sixth MDV Partners, L.L.C. · CIK 0001738386 · 10% owner MOHR DAVIDOW VENTURES VI LP · CIK 0001250364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,844,980 F1 · kind: Represents in-kind distribution by Mohr, Davidow Ventures VI, L.P., as nominee for Mohr, Davidow Ventures VI, L.P., MDV VI Leaders' Fund, L.P., MDV Entrepreneurs'' Network Fund III (A), L.P., and MDV Entrepreneurs' Network Fund III (B), L.P (collectively, the "MDV Funds") without consideration to its partners. F2 · ownership.nature: All shares are held of record by the MDV Funds. Sixth MDV Partners, L.L.C. is the general partner of each of the MDV Funds, and Jonathan Feiber and Nancy Schoendorf are managing members of Sixth MDV Partners, L.L.C. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C. may be deemed to have shared voting and investment power over the shares held by the MDV Funds. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:04 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000037 · wf-form4_155432544488058.xml · derivative · entry 3 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,648 Underlying: Common Stock · 1,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:04 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 1,000 | $22.89 | $22,890.00 |
DisclosureSEC source: 0001124796-19-000037 · wf-form4_155432544488058.xml · nonDerivative · entry 2 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $22.64 to $23.10 per share. The weighted average price per share was $22.89. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:04 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 1,000 | $0.75 | $750.00 |
DisclosureSEC source: 0001124796-19-000037 · wf-form4_155432544488058.xml · nonDerivative · entry 1 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 21:30 UTC |
Sixth MDV Partners, L.L.C.10% owner
MOHR DAVIDOW VENTURES VI LP10% owner
|
SaleCommon Stock | 200,000 | $22.95 | $4,590,000.00 |
DisclosureSEC source: 0001104659-19-017485 · a4.xml · nonDerivative · entry 1 Sixth MDV Partners, L.L.C. · CIK 0001738386 · 10% owner MOHR DAVIDOW VENTURES VI LP · CIK 0001250364 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,240,690 F1 · ownership.nature: All shares are held of record by Mohr, Davidow Ventures VI, L.P., as nominee for Mohr, Davidow Ventures VI, L.P., MDV VI Leaders' Fund, L.P., MDV Entrepreneurs'' Network Fund III (A), L.P., and MDV Entrepreneurs' Network Fund III (B), L.P (collectively, the "MDV Funds"). Sixth MDV Partners, L.L.C. is the general partner of each of the MDV Funds, and Jonathan Feiber and Nancy Schoendorf are managing members of Sixth MDV Partners, L.L.C. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C. may be deemed to have shared voting and investment power over the shares held by the MDV Funds. Each of Mr. Feiber, Ms. Schoendorf and Sixth MDV Partners, L.L.C disclaims beneficial ownership of such shares, and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| March 15, 2019 Filed Mar 19, 2019 21:24 UTC |
Keeney Scott HDirector · President and CEO
|
SaleCommon Stock | 13,500 | $22.01 | $297,135.00 |
DisclosureSEC source: 0001124796-19-000035 · wf-form4_155303066208005.xml · nonDerivative · entry 1 Keeney Scott H · CIK 0001738235 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,162 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $22.00 to $22.11 per share. The weighted average price per share was $22.01. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:01 UTC |
Bareket RanChief Financial Officer
|
OtherStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001124796-19-000026 · wf-form4_155242810370908.xml · derivative · entry 3 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,691 Underlying: Common Stock · 5,000 shares Expires 2028-02-17 F3 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:01 UTC |
Bareket RanChief Financial Officer
|
SaleCommon Stock | 5,000 | $20.53 | $102,650.00 |
DisclosureSEC source: 0001124796-19-000026 · wf-form4_155242810370908.xml · nonDerivative · entry 2 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $20.35 to $20.81 per share. The weighted average price per share was $20.53. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 22:01 UTC |
Bareket RanChief Financial Officer
|
OtherCommon Stock | 5,000 | $9.70 | $48,500.00 |
DisclosureSEC source: 0001124796-19-000026 · wf-form4_155242810370908.xml · nonDerivative · entry 1 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:45 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000024 · wf-form4_155183312808027.xml · derivative · entry 3 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 1,000 shares Expires 2025-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:45 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 1,000 | $21.29 | $21,290.00 |
DisclosureSEC source: 0001124796-19-000024 · wf-form4_155183312808027.xml · nonDerivative · entry 2 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $21.09 to $21.46 per share. The weighted average price per share was $21.29. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| March 01, 2019 Filed Mar 6, 2019 00:45 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 1,000 | $0.75 | $750.00 |
DisclosureSEC source: 0001124796-19-000024 · wf-form4_155183312808027.xml · nonDerivative · entry 1 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:18 UTC |
OAK X AFFILIATES FUND LP10% owner
CARANO BANDEL LDirector · 10% owner
|
OtherCommon Stock | 4,437,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001183755-19-000002 · edgar.xml · nonDerivative · entry 1 OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 F1 · kind: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F1 · shares: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F1 · price: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F2 · ownership.nature: Oak Associates X, LLC, or Oak Associates X GP is the general partner of Oak Investment Partners X, LP. Oak X Affiliates, LLC, or Oak X Affiliates GP, is the general partner of Oak X Affiliates Fund, L.P., and the managing members of Oak Associates X GP and Oak X Affiliates GP are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont. These individuals may be deemed to have shared voting and investment power over the shares held by Oak Investment Partners X, L.P. and Oak X Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 27, 2019 Filed Mar 1, 2019 21:12 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
|
OtherCommon Stock | 4,437,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001183755-19-000001 · edgar.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 0 F1 · kind: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F1 · shares: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F1 · price: On February 27, 2019, Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. made in-kind distributions of 4,367,557 and 70,110 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak Investment Partners X, L.P., and Oak X Affiliates Fund, L.P. F2 · ownership.nature: Oak Associates X, LLC, or Oak Associates X GP is the general partner of Oak Investment Partners X, LP. Oak X Affiliates, LLC, or Oak X Affiliates GP, is the general partner of Oak X Affiliates Fund, L.P., and the managing members of Oak Associates X GP and Oak X Affiliates GP are Bandel L. Carano, Edward F. Glassmeyer, Frederic W. Harman and Ann H. Lamont. These individuals may be deemed to have shared voting and investment power over the shares held by Oak Investment Partners X, L.P. and Oak X Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership of such shares and this report shall not be deemed an admission that the Reporting Person or its managing members are the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 23:23 UTC |
Bareket RanChief Financial Officer
|
OtherStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $9.70 | $0.00 |
DisclosureSEC source: 0001124796-19-000016 · wf-form4_155018657508493.xml · derivative · entry 3 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,691 Underlying: Common Stock · 5,000 shares Expires 2028-02-17 F2 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 23:23 UTC |
Bareket RanChief Financial Officer
|
SaleCommon Stock | 5,000 | $20.19 | $100,950.00 |
DisclosureSEC source: 0001124796-19-000016 · wf-form4_155018657508493.xml · nonDerivative · entry 2 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 23:23 UTC |
Bareket RanChief Financial Officer
|
OtherCommon Stock | 5,000 | $9.70 | $48,500.00 |
DisclosureSEC source: 0001124796-19-000016 · wf-form4_155018657508493.xml · nonDerivative · entry 1 Bareket Ran · CIK 0001468711 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 193 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · derivative · entry 8 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,648 Underlying: Common Stock · 193 shares Expires 2015-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 193 | $20.00 | $3,860.00 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · nonDerivative · entry 5 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 193 | $0.75 | $144.75 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · nonDerivative · entry 4 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 807 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · derivative · entry 7 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,841 Underlying: Common Stock · 807 shares Expires 2015-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 500 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · derivative · entry 6 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,000 Underlying: Common Stock · 500 shares Expires 2025-06-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
SaleCommon Stock | 1,307 | $19.84 | $25,930.88 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · nonDerivative · entry 3 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported transaction involves sale transactions from $19.30 to $20.0 per share. The weighted average price per share was $19.84. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price. Read SEC document |
| February 01, 2019 Filed Feb 6, 2019 00:32 UTC |
Martinsen RobertChief Technology Officer
|
Exercise / conversionCommon Stock | 807 | $0.75 | $605.25 |
DisclosureSEC source: 0001124796-19-000014 · wf-form4_154941310587946.xml · nonDerivative · entry 2 Martinsen Robert · CIK 0001738243 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.