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Nasdaq · USD

LARK

LANDMARK BANCORP INC

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Tapewire entity
6353
SEC CIK
0001141688
Parsed reports
263

Last 12 months

Inside the activity.

3 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202613
Jun 202605
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 703 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · derivative · entry 7

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,440

Underlying: Common Stock · 703 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 703 $28.70 $20,176.10
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · nonDerivative · entry 5

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

Read SEC document
March 14, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 703 $28.70 $20,176.10
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · nonDerivative · entry 4

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:01 UTC
OLIPHANT MARK JMarket President
Exercise / conversionOption to Purchase common Stock · Derivative 712 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-003490 · form4.xml · derivative · entry 3

OLIPHANT MARK J · CIK 0001260154 · Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 712 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:01 UTC
OLIPHANT MARK JMarket President
Tax withholdingCommon Stock 347 $28.99 $10,059.53
Disclosure

SEC source: 0001493152-18-003490 · form4.xml · nonDerivative · entry 2

OLIPHANT MARK J · CIK 0001260154 · Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,327

Read SEC document
March 14, 2018 Filed Mar 16, 2018 20:01 UTC
OLIPHANT MARK JMarket President
Exercise / conversionCommon Stock 712 $14.10 $10,039.20
Disclosure

SEC source: 0001493152-18-003490 · form4.xml · nonDerivative · entry 1

OLIPHANT MARK J · CIK 0001260154 · Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

F1 · price: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

F1 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 3,780 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · derivative · entry 6

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,143

Underlying: Common Stock · 3,285 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 3,780 $28.72 $108,561.60
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · nonDerivative · entry 2

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

Read SEC document
March 13, 2018 Filed Mar 15, 2018 18:48 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 3,780 $28.72 $108,561.60
Disclosure

SEC source: 0001493152-18-003434 · form-4.xml · nonDerivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2018 Filed Mar 9, 2018 22:18 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 500 $28.90 $14,450.00
Disclosure

SEC source: 0001493152-18-003178 · form4.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 24,003

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:24 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 3,825 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-003296 · form4.xml · derivative · entry 4

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,923

Underlying: Common Stock · 3,825 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:24 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 3,825 $28.90 $110,542.50
Disclosure

SEC source: 0001493152-18-003296 · form4.xml · nonDerivative · entry 2

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

F1 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:24 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 3,825 $28.90 $110,542.50
Disclosure

SEC source: 0001493152-18-003296 · form4.xml · nonDerivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,409

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and 2017.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 22:18 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 100 $29.00 $2,900.00
Disclosure

SEC source: 0001493152-18-003178 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 24,503

Read SEC document
March 07, 2018 Filed Apr 10, 2018 22:41 UTC
BALL RICHARDDirector
PurchaseCommon Stock 4 $28.95 $115.82
Disclosure

SEC source: 0001493152-18-005007 · form4.xml · nonDerivative · entry 4

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As Trustee

Disclosed balance after: 619

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
March 07, 2018 Filed Apr 10, 2018 22:41 UTC
BALL RICHARDDirector
PurchaseCommon Stock 7 $28.95 $202.68
Disclosure

SEC source: 0001493152-18-005007 · form4.xml · nonDerivative · entry 3

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse IRA

Disclosed balance after: 1,046

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
March 07, 2018 Filed Apr 10, 2018 22:41 UTC
BALL RICHARDDirector
PurchaseCommon Stock 171 $28.95 $4,951.22
Disclosure

SEC source: 0001493152-18-005007 · form4.xml · nonDerivative · entry 2

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA/Pension

Disclosed balance after: 24,902

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 20:37 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 5,000 $29.25 $146,250.00
Disclosure

SEC source: 0001141688-18-000003 · primary_doc.xml · nonDerivative · entry 3

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 24,603

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 20:37 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 4,419 $29.00 $128,151.00
Disclosure

SEC source: 0001141688-18-000003 · primary_doc.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 29,603

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 17:41 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 14,176 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001141688-18-000002 · primary_doc.xml · derivative · entry 3

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,176 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 29, 2009, 2010, 2011, and 2012.

Read SEC document
January 03, 2018 Filed Jan 3, 2018 17:41 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 14,176 $14.10 $199,881.60
Disclosure

SEC source: 0001141688-18-000002 · primary_doc.xml · nonDerivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 22:21 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 46 $29.00 $1,334.00
Disclosure

SEC source: 0001141688-18-000001 · primary_doc.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 34,446

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 22:21 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 111 $29.00 $3,219.00
Disclosure

SEC source: 0001141688-18-000001 · primary_doc.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 34,492

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 14:47 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 13,363 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001141688-17-000011 · primary_doc.xml · derivative · entry 4

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,176

Underlying: Common Stock · 13,363 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 29, 2009, 2010, 2011, and 2012.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 14:47 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
SaleCommon Stock 13,363 $28.75 $384,186.25
Disclosure

SEC source: 0001141688-17-000011 · primary_doc.xml · nonDerivative · entry 2

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 13, 2017.

Read SEC document
December 27, 2017 Filed Dec 29, 2017 14:47 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 13,363 $14.10 $188,418.30
Disclosure

SEC source: 0001141688-17-000011 · primary_doc.xml · nonDerivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2017 Filed Jan 22, 2018 20:37 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 424 $29.00 $12,296.00
Disclosure

SEC source: 0001141688-18-000003 · primary_doc.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 34,022

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 20:08 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 5,000 $28.75 $143,750.00
Disclosure

SEC source: 0001141688-17-000010 · primary_doc.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 34,603

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on December 7, 2017.

F2 · balance_after: On November 1, 2017, Landmark Bancorp, Inc. declared a stock dividend, payable to all holders of record of common stock as of the record date of December 1, 2017, to be issued on December 15, 2017, of 0.05 shares of common stock for each share of common stock outstanding. As a result, the reporting person received 6,531 shares of Landmark common stock, and his IRA received 1,886 shares of common stock, on December 15, 2017.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 14:38 UTC PurchaseCommon Stock 700 $28.75 $20,125.00
Disclosure

SEC source: 0001141688-17-000009 · primary_doc.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,682

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 9 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · derivative · entry 10

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,539

Underlying: Common Stock · 9 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 29, 2009, 2010, 2011, and 2012.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
SaleCommon Stock 9 $29.10 $261.90
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 6

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 08, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 9 $14.10 $126.90
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 5

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 600 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · derivative · entry 9

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,548

Underlying: Common Stock · 600 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 29, 2009, 2010, 2011, and 2012.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
SaleCommon Stock 600 $28.75 $17,250.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 4

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 07, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 600 $14.10 $8,460.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 3

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 600 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · derivative · entry 8

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,148

Underlying: Common Stock · 600 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 29, 2009, 2010, 2011, and 2012.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
SaleCommon Stock 600 $28.75 $17,250.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 2

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,150

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
December 06, 2017 Filed Dec 8, 2017 18:12 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 600 $14.10 $8,460.00
Disclosure

SEC source: 0001141688-17-000008 · primary_doc.xml · nonDerivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

F2 · balance_after: As adjusted for the Company's 5% stock dividend in December 2016 and 2017.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:56 UTC
THIBAULT DEAN REVP Commercial Lending
GrantOption to Purchase Common Stock · Derivative 1,590 $0.00 Strike: $29.95 $0.00
Disclosure

SEC source: 0001493152-17-008477 · form4.xml · derivative · entry 1

THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 1,590 shares

Expires 2017-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2018.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 19:27 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008501 · form4.xml · nonDerivative · entry 1

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,607

F1 · balance_after: As adjusted for the company 5% stock dividend in December 2016

Read SEC document
August 01, 2017 Filed Aug 3, 2017 23:27 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008500 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,622

Read SEC document
August 01, 2017 Filed Aug 3, 2017 16:49 UTC
HERPICH MARK AChief Financial Officer
GrantOption to Purchase Common Stock · Derivative 3,497 $0.00 Strike: $29.25 $0.00
Disclosure

SEC source: 0001493152-17-008473 · form4.xml · derivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

Underlying: Common Stock · 3,497 shares

Expires 2027-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2018.

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August 01, 2017 Filed Aug 3, 2017 16:46 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
GrantOption to Purchase Common Stock · Derivative 6,359 $0.00 Strike: $29.25 $0.00
Disclosure

SEC source: 0001493152-17-008470 · form4.xml · derivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,359

Underlying: Common Stock · 6,359 shares

Expires 2027-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2018.

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August 01, 2017 Filed Aug 3, 2017 19:29 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008503 · form4.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,588

F1 · balance_after: As adjusted for the company 5% stock dividend in December 2016

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August 01, 2017 Filed Aug 3, 2017 23:31 UTC
BALL RICHARDDirector
GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008506 · form4.xml · nonDerivative · entry 1

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,464

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August 01, 2017 Filed Aug 3, 2017 23:31 UTC
LEWIS JIMDirector
GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008505 · form4.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,040

F1 · balance_after: As adjusted for the company 5% stock dividend in December 2016

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August 01, 2017 Filed Aug 3, 2017 23:30 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008504 · form4.xml · nonDerivative · entry 1

Hill-Nelson Sarah · CIK 0001510781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,047

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August 01, 2017 Filed Aug 3, 2017 23:28 UTC GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008502 · form4.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,650

F1 · balance_after: As adjusted for the company 5% stock dividend in December 2016

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August 01, 2017 Filed Aug 3, 2017 23:26 UTC
SNAPP DAVIDDirector
GrantCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001493152-17-008499 · form-4.xml · nonDerivative · entry 1

SNAPP DAVID · CIK 0001260152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,422

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August 01, 2017 Filed Aug 3, 2017 20:59 UTC
OLIPHANT MARK JMarket President
GrantOption to Purchase Common Stock · Derivative 1,590 $0.00 Strike: $29.25 $0.00
Disclosure

SEC source: 0001493152-17-008480 · form4.xml · derivative · entry 1

OLIPHANT MARK J · CIK 0001260154 · Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 1,590 shares

Expires 2017-08-01

F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.