Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LANDMARK BANCORP INCLARK · Entity 6353 | EVP Commercial Lending | December 11, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LANDMARK BANCORP INC
Report date December 11, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,829 |
Last balance in matching sequence
After 2020-12-11 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
6 source rowsRow 1 · 2020-12-11 · Exercise / conversion · Acquired 6,664 · Balance 30,429 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Row 2 · 2020-12-11 · Tax withholding · Disposed 2,723 · Balance 27,706 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Row 3 · 2020-12-11 · Exercise / conversion · Acquired 1,451 · Balance 29,157 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Row 4 · 2020-12-11 · Tax withholding · Disposed 1,432 · Balance 27,725 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Row 5 · 2020-12-11 · Exercise / conversion · Acquired 814 · Balance 28,539 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Row 6 · 2020-12-11 · Tax withholding · Disposed 710 · Balance 27,829 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. |
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $9.97 · Expires 2021-04-20 | Direct | 0 |
Reported balance
After 2020-12-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-12-11 · Exercise / conversion · Disposed 6,664 · Balance 0 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F1: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015. |
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $24.07 · Expires 2027-08-01 | Direct | 483 |
Reported balance
After 2020-12-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-12-11 · Exercise / conversion · Disposed 1,451 · Balance 483 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F3: The options vest in 4 equal installments on August 1, 2018, 2019, 2020, and 2021. |
| Options to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $21.26 · Expires 2029-08-01 | Direct | 2,443 |
Reported balance
After 2020-12-11 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-12-11 · Exercise / conversion · Disposed 814 · Balance 2,443 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F4: The options vest in 4 equal installments on August 1, 2020, 2021, 2022, and 2023. |
| Common StockSEC Table I · non-derivative | IndirectIRA | 7,374 |
Reported balance
Holding disclosure · report date 2020-12-11 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 7,374 F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015.
F2: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020.
F3: The options vest in 4 equal installments on August 1, 2018, 2019, 2020, and 2021.
F4: The options vest in 4 equal installments on August 1, 2020, 2021, 2022, and 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionOptions to purchase Common Stock · Derivative | 814 | $0.00 Strike: $21.26 | $0.00 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · derivative · entry 10 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,443 Underlying: Common Stock · 814 shares Expires 2029-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F4 · derivative.exercise_date: The options vest in 4 equal installments on August 1, 2020, 2021, 2022, and 2023. F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionOptions to purchase Common Stock · Derivative | 1,451 | $0.00 Strike: $24.07 | $0.00 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · derivative · entry 9 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 483 Underlying: Common Stock · 1,451 shares Expires 2027-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F3 · derivative.exercise_date: The options vest in 4 equal installments on August 1, 2018, 2019, 2020, and 2021. F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionOptions to purchase Common Stock · Derivative | 6,664 | $0.00 Strike: $9.97 | $0.00 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · derivative · entry 8 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,664 shares Expires 2021-04-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F1 · derivative.exercise_date: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, and 2015. F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Tax withholdingCommon Stock | 710 | $24.40 | $17,324.00 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 6 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,829 F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionCommon Stock | 814 | $21.26 | $17,305.64 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 5 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,539 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Tax withholdingCommon Stock | 1,432 | $24.40 | $34,940.80 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 4 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,725 F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionCommon Stock | 1,451 | $24.07 | $34,925.57 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 3 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Tax withholdingCommon Stock | 2,723 | $24.40 | $66,441.20 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 2 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,706 F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| December 11, 2020 Filed Dec 14, 2020 18:46 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionCommon Stock | 6,664 | $9.97 | $66,440.08 |
DisclosureSEC source: 0001493152-20-023571 · ownership.xml · nonDerivative · entry 1 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · price: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2018, December 2019 and December 2020. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:01 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | GrantOption to Purchase Common Stock · Derivative | 2,954 | $0.00 Strike: $23.44 | $0.00 |
DisclosureSEC source: 0001493152-19-011672 · ownership.xml · derivative · entry 1 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,954 Underlying: Common Stock · 2,954 shares Expires 2029-08-01 F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2020. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:35 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | GrantCommon Stock | 431 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-18-010936 · ownership.xml · nonDerivative · entry 1 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,530 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:47 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionOptions to Purchase Common Stock · Derivative | 14,374 | $0.00 Strike: $14.10 | $0.00 |
DisclosureSEC source: 0001493152-18-005586 · form-4.xml · derivative · entry 4 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,374 shares Expires 2018-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012. F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:47 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Tax withholdingCommon Stock | 7,026 | $28.85 | $202,700.10 |
DisclosureSEC source: 0001493152-18-005586 · form-4.xml · nonDerivative · entry 2 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,099 Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 18:47 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | Exercise / conversionCommon Stock | 14,374 | $14.10 | $202,673.40 |
DisclosureSEC source: 0001493152-18-005586 · form-4.xml · nonDerivative · entry 1 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. F2 · price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:56 UTC | LANDMARK BANCORP INC LARK · Entity 6353 | GrantOption to Purchase Common Stock · Derivative | 1,590 | $0.00 Strike: $29.95 | $0.00 |
DisclosureSEC source: 0001493152-17-008477 · form4.xml · derivative · entry 1 THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: Common Stock · 1,590 shares Expires 2017-08-01 F1 · derivative.exercise_date: The options vest equally over the initial 4 years subsequent to grant date beginning August 1, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.