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Nasdaq · USD

LARK

LANDMARK BANCORP INC

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Tapewire entity
6353
SEC CIK
0001141688
Parsed reports
263

Last 12 months

Inside the activity.

3 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202503
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202613
Jun 202605
Jul 202600
Aug 202620
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2018 Filed Aug 3, 2018 19:17 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010919 · ownership.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,498

Read SEC document
August 01, 2018 Filed Aug 3, 2018 15:20 UTC
HERPICH MARK AChief Financial Officer
GrantCommon Stock 948 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010924 · ownership.xml · nonDerivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,935

Read SEC document
August 01, 2018 Filed Aug 3, 2018 15:30 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
GrantCommon Stock 1,724 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010933 · ownership.xml · nonDerivative · entry 2

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,350

Read SEC document
August 01, 2018 Filed Aug 3, 2018 15:18 UTC GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010922 · ownership.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,876

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:33 UTC
SNAPP DAVIDDirector
GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010935 · ownership.xml · nonDerivative · entry 1

SNAPP DAVID · CIK 0001260152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,086

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2017.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:28 UTC
OLIPHANT MARK JMarket President
GrantCommon Stock 431 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010932 · ownership.xml · nonDerivative · entry 1

OLIPHANT MARK J · CIK 0001260154 · Market President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,758

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:31 UTC GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010934 · ownership.xml · nonDerivative · entry 1

Sloan Wayne R · CIK 0001574043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:26 UTC GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010931 · ownership.xml · nonDerivative · entry 1

Moll Sandra J · CIK 0001390712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:22 UTC
LEWIS JIMDirector
GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010929 · ownership.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,428

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:18 UTC
BALL RICHARDDirector
GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010921 · ownership.xml · nonDerivative · entry 1

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,797

Read SEC document
August 01, 2018 Filed Aug 3, 2018 19:21 UTC GrantCommon Stock 345 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-010926 · ownership.xml · nonDerivative · entry 1

Hill-Nelson Sarah · CIK 0001510781 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,444

F1 · balance_after: As adjusted for the company's 5% stock dividend in December 2017.

Read SEC document
July 23, 2018 Filed Aug 3, 2018 15:30 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionOptions to Purchase Common Stock · Derivative 4,300 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001493152-18-010933 · ownership.xml · derivative · entry 3

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,209

Underlying: Common Stock · 4,300 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends.

F2 · shares: As adjusted for the Company's 5% stock dividends.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 20, 2012, 2013, 2014, 2015.

F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends.

F2 · balance_after: As adjusted for the Company's 5% stock dividends.

Read SEC document
July 23, 2018 Filed Aug 3, 2018 15:30 UTC
SCHEOPNER MICHAEL EDirector · President / CEO
Exercise / conversionCommon Stock 4,300 $11.54 $49,622.00
Disclosure

SEC source: 0001493152-18-010933 · ownership.xml · nonDerivative · entry 1

SCHEOPNER MICHAEL E · CIK 0001047511 · Director · President / CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: As adjusted for the Company's 5% stock dividends.

F2 · price: As adjusted for the Company's 5% stock dividends.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 16:31 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 400 $28.89 $11,556.00
Disclosure

SEC source: 0001493152-18-005750 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 21,472

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 12:25 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 18,273 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005746 · form4.xml · derivative · entry 4

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,273 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.

Read SEC document
April 23, 2018 Filed Apr 25, 2018 12:25 UTC
HERPICH MARK AChief Financial Officer
Tax withholdingCommon Stock 8,870 $29.05 $257,673.50
Disclosure

SEC source: 0001493152-18-005746 · form4.xml · nonDerivative · entry 3

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,987

Read SEC document
April 23, 2018 Filed Apr 25, 2018 12:25 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 18,273 $29.05 $530,830.65
Disclosure

SEC source: 0001493152-18-005746 · form4.xml · nonDerivative · entry 2

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:47 UTC
THIBAULT DEAN REVP Commercial Lending
Exercise / conversionOptions to Purchase Common Stock · Derivative 14,374 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005586 · form-4.xml · derivative · entry 4

THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,374 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F2 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

F2 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:47 UTC
THIBAULT DEAN REVP Commercial Lending
Tax withholdingCommon Stock 7,026 $28.85 $202,700.10
Disclosure

SEC source: 0001493152-18-005586 · form-4.xml · nonDerivative · entry 2

THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,099

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:47 UTC
THIBAULT DEAN REVP Commercial Lending
Exercise / conversionCommon Stock 14,374 $14.10 $202,673.40
Disclosure

SEC source: 0001493152-18-005586 · form-4.xml · nonDerivative · entry 1

THIBAULT DEAN R · CIK 0001074517 · EVP Commercial Lending

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F2 · price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F2 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 13:44 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 767 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005539 · form-4.xml · derivative · entry 4

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,273

Underlying: Common Stock · 767 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 13:44 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 767 $29.00 $22,243.00
Disclosure

SEC source: 0001493152-18-005539 · form-4.xml · nonDerivative · entry 3

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 13:44 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 767 $29.00 $22,243.00
Disclosure

SEC source: 0001493152-18-005539 · form-4.xml · nonDerivative · entry 2

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 18:29 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 200 $29.00 $5,800.00
Disclosure

SEC source: 0001493152-18-005600 · form4.xml · nonDerivative · entry 3

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 21,872

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 18:29 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 299 $28.85 $8,626.15
Disclosure

SEC source: 0001493152-18-005600 · form4.xml · nonDerivative · entry 2

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,072

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 18:35 UTC
LEWIS JIMDirector
Exercise / conversionOptions to Purchase Common Stock · Derivative 4,841 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005602 · form4.xml · derivative · entry 2

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the company 5% stock dividend in December 2017.

F1 · shares: As adjusted for the company 5% stock dividend in December 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.

F1 · derivative.underlying_shares: As adjusted for the company 5% stock dividend in December 2017.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 18:35 UTC
LEWIS JIMDirector
Exercise / conversionCommon Stock 4,841 $14.10 $68,258.10
Disclosure

SEC source: 0001493152-18-005602 · form4.xml · nonDerivative · entry 1

LEWIS JIM · CIK 0001260150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the company 5% stock dividend in December 2017.

F1 · price: As adjusted for the company 5% stock dividend in December 2017.

F1 · balance_after: As adjusted for the company 5% stock dividend in December 2017.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:43 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 4,841 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005584 · form-4.xml · derivative · entry 3

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company 5% stock dividend in December 2017.

F1 · shares: As adjusted for the Company 5% stock dividend in December 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

F1 · derivative.underlying_shares: As adjusted for the Company 5% stock dividend in December 2017.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:43 UTC Tax withholdingCommon Stock 2,378 $28.71 $68,272.38
Disclosure

SEC source: 0001493152-18-005584 · form-4.xml · nonDerivative · entry 2

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:43 UTC Exercise / conversionCommon Stock 4,871 $14.10 $68,681.10
Disclosure

SEC source: 0001493152-18-005584 · form-4.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company 5% stock dividend in December 2017.

F1 · price: As adjusted for the Company 5% stock dividend in December 2017.

F1 · balance_after: As adjusted for the Company 5% stock dividend in December 2017.

Read SEC document
April 18, 2018 Filed Apr 25, 2018 12:28 UTC Amendment Exercise / conversionOptions to Purchase Common Stock · Derivative 4,841 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005748 · form4a.xml · derivative · entry 3

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company 5% stock dividend in December 2017.

F1 · shares: As adjusted for the Company 5% stock dividend in December 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

F1 · derivative.underlying_shares: As adjusted for the Company 5% stock dividend in December 2017.

Read SEC document
April 18, 2018 Filed Apr 25, 2018 12:28 UTC Amendment Tax withholdingCommon Stock 2,378 $28.71 $68,272.38
Disclosure

SEC source: 0001493152-18-005748 · form4a.xml · nonDerivative · entry 2

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

Read SEC document
April 18, 2018 Filed Apr 25, 2018 12:28 UTC Amendment Exercise / conversionCommon Stock 4,841 $14.10 $68,258.10
Disclosure

SEC source: 0001493152-18-005748 · form4a.xml · nonDerivative · entry 1

BOWMAN BRENT A · CIK 0001047792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company 5% stock dividend in December 2017.

F1 · price: As adjusted for the Company 5% stock dividend in December 2017.

F1 · balance_after: As adjusted for the Company 5% stock dividend in December 2017.

Read SEC document
April 13, 2018 Filed Apr 23, 2018 18:29 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 100 $28.85 $2,885.00
Disclosure

SEC source: 0001493152-18-005600 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,371

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 22:41 UTC
BALL RICHARDDirector
Exercise / conversionOptions to purchase Common Stock · Derivative 4,841 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-005007 · form4.xml · derivative · entry 6

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company's 5% stock dividend in December 2017.

F1 · shares: As adjusted for the Company's 5% stock dividend in December 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 22:41 UTC
BALL RICHARDDirector
Exercise / conversionCommon Stock 4,841 $14.10 $68,258.10
Disclosure

SEC source: 0001493152-18-005007 · form4.xml · nonDerivative · entry 1

BALL RICHARD · CIK 0001260149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As adjusted for the Company's 5% stock dividend in December 2017.

F1 · balance_after: As adjusted for the Company's 5% stock dividend in December 2017.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 22:35 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 300 $28.85 $8,655.00
Disclosure

SEC source: 0001493152-18-004847 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,471

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 200 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · derivative · entry 7

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,040

Underlying: Common Stock · 200 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 200 $29.00 $5,800.00
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · nonDerivative · entry 5

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 200 $29.00 $5,800.00
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · nonDerivative · entry 4

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 00:31 UTC
ALEXANDER PATRICK LDirector · Executive Chairman
SaleCommon Stock 1,231 $29.11 $35,836.75
Disclosure

SEC source: 0001493152-18-004604 · form4.xml · nonDerivative · entry 1

ALEXANDER PATRICK L · CIK 0000942698 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · IRA

Disclosed balance after: 22,772

F1 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionOptions to Purchase Common Stock · Derivative 1,200 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · derivative · entry 6

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,240

Underlying: Common Stock · 1,200 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011, and 2012.

Read SEC document
March 29, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
SaleCommon Stock 1,200 $29.12 $34,941.48
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · nonDerivative · entry 2

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,584

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b 5-1 trading plan adopted by the reporting person on March 15, 2018.

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March 29, 2018 Filed Apr 2, 2018 20:33 UTC
HERPICH MARK AChief Financial Officer
Exercise / conversionCommon Stock 1,200 $29.12 $34,941.48
Disclosure

SEC source: 0001493152-18-004606 · form-4.xml · nonDerivative · entry 1

HERPICH MARK A · CIK 0001074516 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 1,937 $0.00 Strike: $11.54 $0.00
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · derivative · entry 6

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,937 shares

Expires 2021-04-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F3 · derivative.exercise_date: The options vested in 4 equal installments on April 20, 2012, 2013, 2014 and 2015.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Exercise / conversionOptions to Purchase Common Stock · Derivative 4,841 $0.00 Strike: $14.10 $0.00
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · derivative · entry 5

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,841 shares

Expires 2018-04-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F2 · derivative.exercise_date: The options vested in 4 equal installments on April 23, 2009, 2010, 2011 and 2012.

F1 · derivative.underlying_shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Tax withholdingCommon Stock 766 $29.21 $22,374.86
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · nonDerivative · entry 4

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,013

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Exercise / conversionCommon Stock 1,937 $11.54 $22,352.98
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · nonDerivative · entry 3

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Tax withholdingCommon Stock 2,337 $29.21 $68,263.77
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · nonDerivative · entry 2

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,842

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March 20, 2018 Filed Mar 21, 2018 17:19 UTC Exercise / conversionCommon Stock 4,841 $14.10 $68,258.10
Disclosure

SEC source: 0001493152-18-003725 · form-4.xml · nonDerivative · entry 1

ROEPKE SUSAN E · CIK 0000923741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,179

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · price: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

F1 · balance_after: As adjusted for the Company's 5% stock dividends in December 2016 and December 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.