Last 12 months
Inside the activity.
1 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Fox MarcChief Financial Officer
|
GrantClass A Common Stock | 201 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010910 · a4.xml · nonDerivative · entry 3 Fox Marc · CIK 0001473249 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,897 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Fox MarcChief Financial Officer
|
GrantClass A Common Stock | 43,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010910 · a4.xml · nonDerivative · entry 2 Fox Marc · CIK 0001473249 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,696 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Fox MarcChief Financial Officer
|
Tax withholdingClass A Common Stock | 15,223 | $13.85 | $210,838.55 |
DisclosureSEC source: 0001104659-17-010910 · a4.xml · nonDerivative · entry 1 Fox Marc · CIK 0001473249 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,375 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 776 | $13.85 | $10,747.60 |
DisclosureSEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 4 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,558 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
GrantClass A Common Stock | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 3 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,334 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
GrantClass A Common Stock | 339,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 2 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,732 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 175,003 | $13.85 | $2,423,791.55 |
DisclosureSEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 1 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,382 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:33 UTC |
McCormack PamelaChief Operating Officer
|
Tax withholdingClass A Common Stock | 201 | $13.85 | $2,783.85 |
DisclosureSEC source: 0001104659-17-010914 · a4.xml · nonDerivative · entry 4 McCormack Pamela · CIK 0001473250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,950 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:33 UTC |
McCormack PamelaChief Operating Officer
|
GrantClass A Common Stock | 429 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010914 · a4.xml · nonDerivative · entry 3 McCormack Pamela · CIK 0001473250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,151 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:33 UTC |
McCormack PamelaChief Operating Officer
|
GrantClass A Common Stock | 111,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010914 · a4.xml · nonDerivative · entry 2 McCormack Pamela · CIK 0001473250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,722 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:33 UTC |
McCormack PamelaChief Operating Officer
|
Tax withholdingClass A Common Stock | 47,060 | $13.85 | $651,781.00 |
DisclosureSEC source: 0001104659-17-010914 · a4.xml · nonDerivative · entry 1 McCormack Pamela · CIK 0001473250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,809 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:35 UTC |
Perelman RobertHead of Asset Management
|
GrantClass A Common Stock | 162 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010920 · a4.xml · nonDerivative · entry 2 Perelman Robert · CIK 0001473247 · Head of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,523 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:35 UTC |
Perelman RobertHead of Asset Management
|
GrantClass A Common Stock | 36,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010920 · a4.xml · nonDerivative · entry 1 Perelman Robert · CIK 0001473247 · Head of Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,361 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 878 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 18:35 UTC |
FISHMAN ALAN HDirector · Chairman
|
GrantClass A Common Stock | 5,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010919 · a4.xml · nonDerivative · entry 1 FISHMAN ALAN H · CIK 0001195156 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,136 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 1,034 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:34 UTC |
Alexander Mark DavidDirector
|
GrantClass A Common Stock | 5,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010918 · a4.xml · nonDerivative · entry 1 Alexander Mark David · CIK 0001642191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,937 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 505 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:34 UTC |
Durst DouglasDirector
|
GrantClass A Common Stock | 5,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010917 · a4.xml · nonDerivative · entry 1 Durst Douglas · CIK 0001598784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,984 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 397 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Harney ThomasHead-Merchant Banking & Cap Mk
|
Tax withholdingClass A Common Stock | 178 | $13.85 | $2,465.30 |
DisclosureSEC source: 0001104659-17-010911 · a4.xml · nonDerivative · entry 4 Harney Thomas · CIK 0001598521 · Head-Merchant Banking & Cap Mk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,029 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Harney ThomasHead-Merchant Banking & Cap Mk
|
GrantClass A Common Stock | 302 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010911 · a4.xml · nonDerivative · entry 3 Harney Thomas · CIK 0001598521 · Head-Merchant Banking & Cap Mk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,207 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Harney ThomasHead-Merchant Banking & Cap Mk
|
GrantClass A Common Stock | 36,101 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010911 · a4.xml · nonDerivative · entry 2 Harney Thomas · CIK 0001598521 · Head-Merchant Banking & Cap Mk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,905 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:31 UTC |
Harney ThomasHead-Merchant Banking & Cap Mk
|
Tax withholdingClass A Common Stock | 28,507 | $13.85 | $394,821.95 |
DisclosureSEC source: 0001104659-17-010911 · a4.xml · nonDerivative · entry 1 Harney Thomas · CIK 0001598521 · Head-Merchant Banking & Cap Mk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,804 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:32 UTC |
Mazzei MichaelPresident
|
Tax withholdingClass A Common Stock | 389 | $13.85 | $5,387.65 |
DisclosureSEC source: 0001104659-17-010913 · a4.xml · nonDerivative · entry 4 Mazzei Michael · CIK 0001598424 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,854 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:32 UTC |
Mazzei MichaelPresident
|
GrantClass A Common Stock | 804 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010913 · a4.xml · nonDerivative · entry 3 Mazzei Michael · CIK 0001598424 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,243 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:32 UTC |
Mazzei MichaelPresident
|
GrantClass A Common Stock | 169,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-010913 · a4.xml · nonDerivative · entry 2 Mazzei Michael · CIK 0001598424 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,439 Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 23:32 UTC |
Mazzei MichaelPresident
|
Tax withholdingClass A Common Stock | 92,233 | $13.85 | $1,277,427.05 |
DisclosureSEC source: 0001104659-17-010913 · a4.xml · nonDerivative · entry 1 Mazzei Michael · CIK 0001598424 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,764 Read SEC document |
| February 11, 2017 Filed Feb 14, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 285,842 | $13.70 | $3,916,035.40 |
DisclosureSEC source: 0001104659-17-009410 · a4.xml · nonDerivative · entry 2 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,385 Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 18:34 UTC |
Porcella Kelly AmandaGeneral Counsel
|
Tax withholdingClass A Common Stock | 1,325 | $13.90 | $18,417.50 |
DisclosureSEC source: 0001104659-17-009415 · a4.xml · nonDerivative · entry 1 Porcella Kelly Amanda · CIK 0001669322 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,137 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 70 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 23:34 UTC |
Fox MarcChief Financial Officer
|
Tax withholdingClass A Common Stock | 11,177 | $13.90 | $155,360.30 |
DisclosureSEC source: 0001104659-17-009416 · a4.xml · nonDerivative · entry 1 Fox Marc · CIK 0001473249 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,598 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 963 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 23:33 UTC |
McCormack PamelaChief Operating Officer
|
Tax withholdingClass A Common Stock | 29,884 | $13.90 | $415,387.60 |
DisclosureSEC source: 0001104659-17-009412 · a4.xml · nonDerivative · entry 1 McCormack Pamela · CIK 0001473250 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,869 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 2,637 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 18:32 UTC |
Harris BrianDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 108,319 | $13.90 | $1,505,634.10 |
DisclosureSEC source: 0001104659-17-009410 · a4.xml · nonDerivative · entry 1 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,227 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 6,732 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 18:33 UTC |
Moclair KevinChief Accounting Officer
|
Tax withholdingClass A Common Stock | 916 | $13.90 | $12,732.40 |
DisclosureSEC source: 0001104659-17-009414 · a4.xml · nonDerivative · entry 2 Moclair Kevin · CIK 0001473248 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,129 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 52 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 23:32 UTC |
Harney ThomasHead-Merchant Banking & Cap Mk
|
Tax withholdingClass A Common Stock | 17,668 | $13.90 | $245,585.20 |
DisclosureSEC source: 0001104659-17-009409 · a4.xml · nonDerivative · entry 1 Harney Thomas · CIK 0001598521 · Head-Merchant Banking & Cap Mk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,311 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 1,758 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| January 25, 2017 Filed Feb 14, 2017 23:32 UTC |
Mazzei MichaelPresident
|
Tax withholdingClass A Common Stock | 57,519 | $13.90 | $799,514.10 |
DisclosureSEC source: 0001104659-17-009411 · a4.xml · nonDerivative · entry 1 Mazzei Michael · CIK 0001598424 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,997 F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 8,517 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 16:46 UTC |
TowerBrook Investors, Ltd.10% owner
TI II Ladder Holdings, LLCSee remarks
TOWERBROOK INVESTOR II EXECUTIVE FUND L PSee remarks
TOWERBROOK INVESTORS II LPSee remarks
TowerBrook Investors II AIV, L.P.See remarks
TowerBrook Investors GP II, L.P.10% owner
MOSZKOWSKI NEAL10% owner
SOUSOU RAMEZ10% owner
|
SaleClass A Common Stock | 4,441,661 | $13.60 | $60,406,589.60 |
DisclosureSEC source: 0001104659-16-161681 · a4.xml · nonDerivative · entry 2 TowerBrook Investors, Ltd. · CIK 0001599448 · 10% owner TI II Ladder Holdings, LLC · CIK 0001598458 · See remarks TOWERBROOK INVESTOR II EXECUTIVE FUND L P · CIK 0001358353 · See remarks TOWERBROOK INVESTORS II LP · CIK 0001347287 · See remarks TowerBrook Investors II AIV, L.P. · CIK 0001598455 · See remarks TowerBrook Investors GP II, L.P. · CIK 0001599447 · 10% owner MOSZKOWSKI NEAL · CIK 0001041197 · 10% owner SOUSOU RAMEZ · CIK 0001270155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,942,979 F1 · ownership.nature: In addition to TowerBrook Investors Ltd., a Cayman Island company limited by shares ("TowerBrook"), this Form 4 is being filed jointly by TowerBrook Investors GP II, L.P. a Cayman Island exempt limited partnership ("Fund II GP"), TowerBrook Investors II, L.P., a Cayman Island exempt limited partnership ("Fund II"), TowerBrook Investors II AIV, L.P., a Cayman Island exempt limited partnership ("AIV II"), TowerBrook Investors II Executive Fund, L.P., a Cayman Island exempt limited partnership ("Executive Fund II"), TI II Ladder Holdings, LLC, a Delaware limited liability company ("TI Holdings" and together with TowerBrook, Fund II GP, Fund II, AIV II and Executive Fund II, the "TowerBrook Entities"), Neal Moszkowski, a citizen of the United States of America and Ramez Sousou, a citizen of the United Kingdom (collectively, the "Reporting Persons"). F2 · ownership.nature: The TowerBrook Entities and Neal Moszkowski have the same business address as TowerBrook. The business address of Ramez Sousou is Kinnaird House, 1 Pall Mall East London, SW1Y5HAU, U.K. F3 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F5 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with TI Holdings, AIV II, the other selling stockholders party thereto (collectively with TI Holdings and AIV II, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. In connection therewith, TI Holdings sold 2,769,150 shares of Class A Common Stock and AIV sold 1,672,511 shares of Class A Common Stock to the Underwriters on December 12, 2016. F6 · ownership.nature: Following the December 2016 Offering, AIV II directly owns 4,942,979 shares of Class A Common Stock and no other securities of LCC. AIV II is controlled by its general partner, Fund II GP, and Fund II GP is controlled by its sole general partner, TowerBrook. As a result, TowerBrook may be deemed to beneficially own the 4,942,979 shares of Class A Common Stock owned by AIV II. As directors and the joint controlling shareholders of TowerBrook, Neal Moszkowski and Ramez Sousou have exclusive decision making authority with respect to such shares and may be deemed to be the beneficial owner of the securities reported on this Form 4 (for purposes of Rule 16a-1(a)). Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:31 UTC |
Alberta Investment Management Corp10% owner
|
OtherClass A Common Stock | 3,089,491 | $13.60 | $42,017,077.60 |
DisclosureSEC source: 0000899243-16-035301 · doc4.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,130,756 F1 · kind: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Class A Common Stock of Ladder Capital Corp. (the "Issuer"), which closed on December 12, 2016, including full exercise of the underwriters' option to purchase additional shares. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(3) on December 7, 2016. F2 · ownership.nature: The securities are held directly by GP09 PX (LAPP) Ladder Capital Ltd. (1,625,073 shares sold in the offering, and 4,802,777 shares following the offering), GP09 PX Ladder Capital Ltd. (355,291 shares sold in the offering, and 1,050,037 shares following the offering), and GP09 GV Ladder Capital Ltd. (1,109,127 shares sold in the offering, and 3,277,942 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by GP09 PX (LAPP) Ladder Capital Ltd., GP09 PX Ladder Capital Ltd., and GP09 GV Ladder Capital Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:00 UTC |
GI PARTNERS FUND III LPDirector · 10% owner
GI Ladder Holdco, LLCDirector · 10% owner
GI PARTNERS FUND III-A LPDirector · 10% owner
GI Partners Fund III-B L.P.Director · 10% owner
GI GP III L.P.Director · 10% owner
GI Holdings III L.P.Director · 10% owner
GI GP III LLCDirector · 10% owner
|
SaleClass A Common Stock | 570,330 | $13.60 | $7,756,488.00 |
DisclosureSEC source: 0000899243-16-036144 · doc4.xml · nonDerivative · entry 4 GI PARTNERS FUND III LP · CIK 0001430639 · Director · 10% owner GI Ladder Holdco, LLC · CIK 0001599196 · Director · 10% owner GI PARTNERS FUND III-A LP · CIK 0001430651 · Director · 10% owner GI Partners Fund III-B L.P. · CIK 0001474562 · Director · 10% owner GI GP III L.P. · CIK 0001535645 · Director · 10% owner GI Holdings III L.P. · CIK 0001599197 · Director · 10% owner GI GP III LLC · CIK 0001599198 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,550,736 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). F4 · ownership.nature: (continued from footnote 3) On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Howard Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. GI III's principal business is to pursue investments, and GI III-A and GI III-B are affiliated funds in the same business. F6 · ownership.nature: Ladder Holdco, as an affiliated entity with GI III-A and GI III-B; GI III, as the sole owner of Ladder Holdco and an affiliated entity of GI III-A and GI III-B; GI III-A, as an affiliated entity of GI III-B and GI III; GI III-B, as an affiliated entity of GI III-A and GI III; GI GP III L.P. as the general partner of GI III, GI III-A, and GI III-B; GI Holdings III L.P., as the limited partner of GI III, GI III-A, and GI III-B; and GI GP III LLC, as the general partner of each of GI GP LP and GI Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934 F7 · ownership.nature: (continued from footnote 6), as amended, to be the indirect beneficial owners of the Equity Interests (in the case of Ladder Holdco, the Shares (as defined herein), in the case of GI III-A, GI III-B's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units, and in the case of GI III-B, GI III-A's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units) owned by GI III, GI III-A, or GI III-B and therefore, a "ten percent holder" thereunder. F8 · ownership.nature: Each of Ladder Holdco, GI III-B, GI III, GI GP LP, GI Holdings, and GI GP LLC disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. F11 · ownership.nature: Following the December 2016 Offering, GI III-B holds 2,230,423 shares of Class A Common Stock and no other securities of LCC (collectively with the Ladder Holdco Shares and the GI III-A Shares, the "Shares"). Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:00 UTC |
GI PARTNERS FUND III LPDirector · 10% owner
GI Ladder Holdco, LLCDirector · 10% owner
GI PARTNERS FUND III-A LPDirector · 10% owner
GI Partners Fund III-B L.P.Director · 10% owner
GI GP III L.P.Director · 10% owner
GI Holdings III L.P.Director · 10% owner
GI GP III LLCDirector · 10% owner
|
SaleClass A Common Stock | 81,905 | $13.60 | $1,113,908.00 |
DisclosureSEC source: 0000899243-16-036144 · doc4.xml · nonDerivative · entry 3 GI PARTNERS FUND III LP · CIK 0001430639 · Director · 10% owner GI Ladder Holdco, LLC · CIK 0001599196 · Director · 10% owner GI PARTNERS FUND III-A LP · CIK 0001430651 · Director · 10% owner GI Partners Fund III-B L.P. · CIK 0001474562 · Director · 10% owner GI GP III L.P. · CIK 0001535645 · Director · 10% owner GI Holdings III L.P. · CIK 0001599197 · Director · 10% owner GI GP III LLC · CIK 0001599198 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,121,066 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). F4 · ownership.nature: (continued from footnote 3) On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Howard Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. GI III's principal business is to pursue investments, and GI III-A and GI III-B are affiliated funds in the same business. F6 · ownership.nature: Ladder Holdco, as an affiliated entity with GI III-A and GI III-B; GI III, as the sole owner of Ladder Holdco and an affiliated entity of GI III-A and GI III-B; GI III-A, as an affiliated entity of GI III-B and GI III; GI III-B, as an affiliated entity of GI III-A and GI III; GI GP III L.P. as the general partner of GI III, GI III-A, and GI III-B; GI Holdings III L.P., as the limited partner of GI III, GI III-A, and GI III-B; and GI GP III LLC, as the general partner of each of GI GP LP and GI Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934 F7 · ownership.nature: (continued from footnote 6), as amended, to be the indirect beneficial owners of the Equity Interests (in the case of Ladder Holdco, the Shares (as defined herein), in the case of GI III-A, GI III-B's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units, and in the case of GI III-B, GI III-A's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units) owned by GI III, GI III-A, or GI III-B and therefore, a "ten percent holder" thereunder. F8 · ownership.nature: Each of Ladder Holdco, GI III-B, GI III, GI GP LP, GI Holdings, and GI GP LLC disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. F10 · ownership.nature: Following the December 2016 Offering, GI III-A holds 320,313 shares of Class A Common Stock and no other securities of LCC (the "GI III-A Shares"). Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:00 UTC |
GI PARTNERS FUND III LPDirector · 10% owner
GI Ladder Holdco, LLCDirector · 10% owner
GI PARTNERS FUND III-A LPDirector · 10% owner
GI Partners Fund III-B L.P.Director · 10% owner
GI GP III L.P.Director · 10% owner
GI Holdings III L.P.Director · 10% owner
GI GP III LLCDirector · 10% owner
|
SaleClass A Common Stock | 3,137,211 | $13.60 | $42,666,069.60 |
DisclosureSEC source: 0000899243-16-036144 · doc4.xml · nonDerivative · entry 2 GI PARTNERS FUND III LP · CIK 0001430639 · Director · 10% owner GI Ladder Holdco, LLC · CIK 0001599196 · Director · 10% owner GI PARTNERS FUND III-A LP · CIK 0001430651 · Director · 10% owner GI Partners Fund III-B L.P. · CIK 0001474562 · Director · 10% owner GI GP III L.P. · CIK 0001535645 · Director · 10% owner GI Holdings III L.P. · CIK 0001599197 · Director · 10% owner GI GP III LLC · CIK 0001599198 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,202,971 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). F4 · ownership.nature: (continued from footnote 3) On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Howard Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. GI III's principal business is to pursue investments, and GI III-A and GI III-B are affiliated funds in the same business. F6 · ownership.nature: Ladder Holdco, as an affiliated entity with GI III-A and GI III-B; GI III, as the sole owner of Ladder Holdco and an affiliated entity of GI III-A and GI III-B; GI III-A, as an affiliated entity of GI III-B and GI III; GI III-B, as an affiliated entity of GI III-A and GI III; GI GP III L.P. as the general partner of GI III, GI III-A, and GI III-B; GI Holdings III L.P., as the limited partner of GI III, GI III-A, and GI III-B; and GI GP III LLC, as the general partner of each of GI GP LP and GI Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934 F7 · ownership.nature: (continued from footnote 6), as amended, to be the indirect beneficial owners of the Equity Interests (in the case of Ladder Holdco, the Shares (as defined herein), in the case of GI III-A, GI III-B's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units, and in the case of GI III-B, GI III-A's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units) owned by GI III, GI III-A, or GI III-B and therefore, a "ten percent holder" thereunder. F8 · ownership.nature: Each of Ladder Holdco, GI III-B, GI III, GI GP LP, GI Holdings, and GI GP LLC disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. F9 · ownership.nature: Following the December 2016 Offering, Ladder Holdco holds 12,268,870 Units and shares of Class B Common Stock and no other securities of LCC (the "Ladder Holdco Shares"). Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:01 UTC |
Park HowardDirector
|
SaleClass A Common Stock | 570,330 | $13.60 | $7,756,488.00 |
DisclosureSEC source: 0000899243-16-036145 · doc4.xml · nonDerivative · entry 4 Park Howard · CIK 0001473359 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 2,550,736 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. F4 · ownership.nature: (Continued from Footnote 3) In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. F6 · ownership.nature: Mr. Park directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and the shares of Units and Class B Common Stock reported herein. Mr. Park disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F9 · ownership.nature: Following the December 2016 Offering, GI III-B holds 2,230,423 shares of Class A Common Stock and no other securities of LCC. Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:01 UTC |
Park HowardDirector
|
SaleClass A Common Stock | 81,905 | $13.60 | $1,113,908.00 |
DisclosureSEC source: 0000899243-16-036145 · doc4.xml · nonDerivative · entry 3 Park Howard · CIK 0001473359 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,121,066 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. F4 · ownership.nature: (Continued from Footnote 3) In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. F6 · ownership.nature: Mr. Park directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and the shares of Units and Class B Common Stock reported herein. Mr. Park disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Following the December 2016 Offering, GI III-A holds 320,313 shares of Class A Common Stock and no other securities of LCC. Read SEC document |
| December 12, 2016 Filed Dec 21, 2016 12:01 UTC |
Park HowardDirector
|
SaleClass A Common Stock | 3,137,211 | $13.60 | $42,666,069.60 |
DisclosureSEC source: 0000899243-16-036145 · doc4.xml · nonDerivative · entry 2 Park Howard · CIK 0001473359 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,202,971 F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. F4 · ownership.nature: (Continued from Footnote 3) In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. F6 · ownership.nature: Mr. Park directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and the shares of Units and Class B Common Stock reported herein. Mr. Park disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Following the December 2016 Offering, Ladder Holdco holds 12,268,870 Units and shares of Class B Common Stock and no other securities of LCC. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:46 UTC |
TowerBrook Investors, Ltd.10% owner
TI II Ladder Holdings, LLCSee remarks
TOWERBROOK INVESTOR II EXECUTIVE FUND L PSee remarks
TOWERBROOK INVESTORS II LPSee remarks
TowerBrook Investors II AIV, L.P.See remarks
TowerBrook Investors GP II, L.P.10% owner
MOSZKOWSKI NEAL10% owner
SOUSOU RAMEZ10% owner
|
ConversionUnits and Class B Common Stock · Derivative | 2,769,150 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001104659-16-161681 · a4.xml · derivative · entry 3 TowerBrook Investors, Ltd. · CIK 0001599448 · 10% owner TI II Ladder Holdings, LLC · CIK 0001598458 · See remarks TOWERBROOK INVESTOR II EXECUTIVE FUND L P · CIK 0001358353 · See remarks TOWERBROOK INVESTORS II LP · CIK 0001347287 · See remarks TowerBrook Investors II AIV, L.P. · CIK 0001598455 · See remarks TowerBrook Investors GP II, L.P. · CIK 0001599447 · 10% owner MOSZKOWSKI NEAL · CIK 0001041197 · 10% owner SOUSOU RAMEZ · CIK 0001270155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 8,184,016 Underlying: Class A Common Stock · 2,769,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F3 · derivative.exercise_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F3 · derivative.expiration_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In addition to TowerBrook Investors Ltd., a Cayman Island company limited by shares ("TowerBrook"), this Form 4 is being filed jointly by TowerBrook Investors GP II, L.P. a Cayman Island exempt limited partnership ("Fund II GP"), TowerBrook Investors II, L.P., a Cayman Island exempt limited partnership ("Fund II"), TowerBrook Investors II AIV, L.P., a Cayman Island exempt limited partnership ("AIV II"), TowerBrook Investors II Executive Fund, L.P., a Cayman Island exempt limited partnership ("Executive Fund II"), TI II Ladder Holdings, LLC, a Delaware limited liability company ("TI Holdings" and together with TowerBrook, Fund II GP, Fund II, AIV II and Executive Fund II, the "TowerBrook Entities"), Neal Moszkowski, a citizen of the United States of America and Ramez Sousou, a citizen of the United Kingdom (collectively, the "Reporting Persons"). F2 · ownership.nature: The TowerBrook Entities and Neal Moszkowski have the same business address as TowerBrook. The business address of Ramez Sousou is Kinnaird House, 1 Pall Mall East London, SW1Y5HAU, U.K. F3 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F4 · ownership.nature: Includes 2,769,150 shares of Class A Common Stock held by TI Holdings and 6,615,490 shares of Class A Common Stock held by AIV II, in each case following the Exchange. F7 · ownership.nature: Following the December 2016 Offering, TI Holdings directly owns 8,184,016 Units and shares of Class B Common Stock and no other securities of LCC. TI Holdings is jointly controlled by Fund II and Executive Fund II, each of which is controlled by its general partner, Fund II GP, which is controlled by its sole general partner, TowerBrook. As a result, TowerBrook may be deemed to beneficially own the 8,184,016 Units and shares of Class B Common Stock owned by TI Holdings. As directors and the joint controlling shareholders of TowerBrook, Neal Moszkowski and Ramez Sousou have exclusive decision making authority with respect to such shares and may be deemed to be the beneficial owner of the securities reported on this Form 4 (for purposes of Rule 16a-1(a)). Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:46 UTC |
TowerBrook Investors, Ltd.10% owner
TI II Ladder Holdings, LLCSee remarks
TOWERBROOK INVESTOR II EXECUTIVE FUND L PSee remarks
TOWERBROOK INVESTORS II LPSee remarks
TowerBrook Investors II AIV, L.P.See remarks
TowerBrook Investors GP II, L.P.10% owner
MOSZKOWSKI NEAL10% owner
SOUSOU RAMEZ10% owner
|
ConversionClass A Common Stock | 2,769,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-16-161681 · a4.xml · nonDerivative · entry 1 TowerBrook Investors, Ltd. · CIK 0001599448 · 10% owner TI II Ladder Holdings, LLC · CIK 0001598458 · See remarks TOWERBROOK INVESTOR II EXECUTIVE FUND L P · CIK 0001358353 · See remarks TOWERBROOK INVESTORS II LP · CIK 0001347287 · See remarks TowerBrook Investors II AIV, L.P. · CIK 0001598455 · See remarks TowerBrook Investors GP II, L.P. · CIK 0001599447 · 10% owner MOSZKOWSKI NEAL · CIK 0001041197 · 10% owner SOUSOU RAMEZ · CIK 0001270155 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,384,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In addition to TowerBrook Investors Ltd., a Cayman Island company limited by shares ("TowerBrook"), this Form 4 is being filed jointly by TowerBrook Investors GP II, L.P. a Cayman Island exempt limited partnership ("Fund II GP"), TowerBrook Investors II, L.P., a Cayman Island exempt limited partnership ("Fund II"), TowerBrook Investors II AIV, L.P., a Cayman Island exempt limited partnership ("AIV II"), TowerBrook Investors II Executive Fund, L.P., a Cayman Island exempt limited partnership ("Executive Fund II"), TI II Ladder Holdings, LLC, a Delaware limited liability company ("TI Holdings" and together with TowerBrook, Fund II GP, Fund II, AIV II and Executive Fund II, the "TowerBrook Entities"), Neal Moszkowski, a citizen of the United States of America and Ramez Sousou, a citizen of the United Kingdom (collectively, the "Reporting Persons"). F2 · price: The TowerBrook Entities and Neal Moszkowski have the same business address as TowerBrook. The business address of Ramez Sousou is Kinnaird House, 1 Pall Mall East London, SW1Y5HAU, U.K. F3 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In addition to TowerBrook Investors Ltd., a Cayman Island company limited by shares ("TowerBrook"), this Form 4 is being filed jointly by TowerBrook Investors GP II, L.P. a Cayman Island exempt limited partnership ("Fund II GP"), TowerBrook Investors II, L.P., a Cayman Island exempt limited partnership ("Fund II"), TowerBrook Investors II AIV, L.P., a Cayman Island exempt limited partnership ("AIV II"), TowerBrook Investors II Executive Fund, L.P., a Cayman Island exempt limited partnership ("Executive Fund II"), TI II Ladder Holdings, LLC, a Delaware limited liability company ("TI Holdings" and together with TowerBrook, Fund II GP, Fund II, AIV II and Executive Fund II, the "TowerBrook Entities"), Neal Moszkowski, a citizen of the United States of America and Ramez Sousou, a citizen of the United Kingdom (collectively, the "Reporting Persons"). F2 · ownership.nature: The TowerBrook Entities and Neal Moszkowski have the same business address as TowerBrook. The business address of Ramez Sousou is Kinnaird House, 1 Pall Mall East London, SW1Y5HAU, U.K. F3 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, TI Holdings exchanged 2,769,150 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 2,769,150 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F4 · ownership.nature: Includes 2,769,150 shares of Class A Common Stock held by TI Holdings and 6,615,490 shares of Class A Common Stock held by AIV II, in each case following the Exchange. Read SEC document |
| December 08, 2016 Filed Dec 21, 2016 12:00 UTC |
GI PARTNERS FUND III LPDirector · 10% owner
GI Ladder Holdco, LLCDirector · 10% owner
GI PARTNERS FUND III-A LPDirector · 10% owner
GI Partners Fund III-B L.P.Director · 10% owner
GI GP III L.P.Director · 10% owner
GI Holdings III L.P.Director · 10% owner
GI GP III LLCDirector · 10% owner
|
ConversionUnits and Class B Common Stock · Derivative | 3,137,211 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-036144 · doc4.xml · derivative · entry 5 GI PARTNERS FUND III LP · CIK 0001430639 · Director · 10% owner GI Ladder Holdco, LLC · CIK 0001599196 · Director · 10% owner GI PARTNERS FUND III-A LP · CIK 0001430651 · Director · 10% owner GI Partners Fund III-B L.P. · CIK 0001474562 · Director · 10% owner GI GP III L.P. · CIK 0001535645 · Director · 10% owner GI Holdings III L.P. · CIK 0001599197 · Director · 10% owner GI GP III LLC · CIK 0001599198 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,268,870 Underlying: Class A Common Stock · 3,137,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · derivative.exercise_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · derivative.expiration_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F2 · ownership.nature: Includes 402,218 shares of Class A Common Stock held by GI Partners Fund III-A L.P. ("GI III-A") and 2,800,753 shares of Class A Common Stock held by GI Partners Fund III-B L.P. ("GI III-B"), in each case following the Exchange. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Howard Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. GI III's principal business is to pursue investments, and GI III-A and GI III-B are affiliated funds in the same business. F6 · ownership.nature: Ladder Holdco, as an affiliated entity with GI III-A and GI III-B; GI III, as the sole owner of Ladder Holdco and an affiliated entity of GI III-A and GI III-B; GI III-A, as an affiliated entity of GI III-B and GI III; GI III-B, as an affiliated entity of GI III-A and GI III; GI GP III L.P. as the general partner of GI III, GI III-A, and GI III-B; GI Holdings III L.P., as the limited partner of GI III, GI III-A, and GI III-B; and GI GP III LLC, as the general partner of each of GI GP LP and GI Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934 F7 · ownership.nature: (continued from footnote 6), as amended, to be the indirect beneficial owners of the Equity Interests (in the case of Ladder Holdco, the Shares (as defined herein), in the case of GI III-A, GI III-B's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units, and in the case of GI III-B, GI III-A's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units) owned by GI III, GI III-A, or GI III-B and therefore, a "ten percent holder" thereunder. F9 · ownership.nature: Following the December 2016 Offering, Ladder Holdco holds 12,268,870 Units and shares of Class B Common Stock and no other securities of LCC (the "Ladder Holdco Shares"). F12 · ownership.nature: Each of GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC disclaims beneficial ownership of the Equity Interests reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2016 Filed Dec 21, 2016 12:00 UTC |
GI PARTNERS FUND III LPDirector · 10% owner
GI Ladder Holdco, LLCDirector · 10% owner
GI PARTNERS FUND III-A LPDirector · 10% owner
GI Partners Fund III-B L.P.Director · 10% owner
GI GP III L.P.Director · 10% owner
GI Holdings III L.P.Director · 10% owner
GI GP III LLCDirector · 10% owner
|
ConversionClass A Common Stock | 3,137,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-036144 · doc4.xml · nonDerivative · entry 1 GI PARTNERS FUND III LP · CIK 0001430639 · Director · 10% owner GI Ladder Holdco, LLC · CIK 0001599196 · Director · 10% owner GI PARTNERS FUND III-A LP · CIK 0001430651 · Director · 10% owner GI Partners Fund III-B L.P. · CIK 0001474562 · Director · 10% owner GI GP III L.P. · CIK 0001535645 · Director · 10% owner GI Holdings III L.P. · CIK 0001599197 · Director · 10% owner GI GP III LLC · CIK 0001599198 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,340,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock" and collectively with the Class B Common Stock and the Units, the "Equity Interests") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F2 · ownership.nature: Includes 402,218 shares of Class A Common Stock held by GI Partners Fund III-A L.P. ("GI III-A") and 2,800,753 shares of Class A Common Stock held by GI Partners Fund III-B L.P. ("GI III-B"), in each case following the Exchange. F3 · ownership.nature: On December 6, 2016, LCC entered into an Equity Underwriting Agreement with Ladder Holdco, GI III-A, GI III-B, the other selling stockholders party thereto (collectively with Ladder Holdco, GI III-A and GI III-B, the "Selling Stockholders"), and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc. and Wells Fargo Securities, as representative of the several underwriters (the "Underwriters"), pursuant to which the Selling Stockholders agreed to (i) sell 10,000,000 shares of Class A Common Stock and (ii) provide the Underwriters an option to purchase an additional 1,500,000 shares of Class A Common Stock (the "Option Shares"), in an underwritten offering (the "December 2016 Offering"). F4 · ownership.nature: (continued from footnote 3) On December 7, 2016, the Underwriters elected their option to purchase the Option Shares. In connection therewith, GI III-A sold 81,905 shares of Class A Common Stock, GI III-B sold 570,330 shares of Class A Common Stock and Ladder Holdco sold 3,137,211 shares of Class A Common Stock to the Underwriters on December 12, 2016. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Howard Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. GI III's principal business is to pursue investments, and GI III-A and GI III-B are affiliated funds in the same business. F6 · ownership.nature: Ladder Holdco, as an affiliated entity with GI III-A and GI III-B; GI III, as the sole owner of Ladder Holdco and an affiliated entity of GI III-A and GI III-B; GI III-A, as an affiliated entity of GI III-B and GI III; GI III-B, as an affiliated entity of GI III-A and GI III; GI GP III L.P. as the general partner of GI III, GI III-A, and GI III-B; GI Holdings III L.P., as the limited partner of GI III, GI III-A, and GI III-B; and GI GP III LLC, as the general partner of each of GI GP LP and GI Holdings, directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934 F7 · ownership.nature: (continued from footnote 6), as amended, to be the indirect beneficial owners of the Equity Interests (in the case of Ladder Holdco, the Shares (as defined herein), in the case of GI III-A, GI III-B's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units, and in the case of GI III-B, GI III-A's Class A Common Stock and Ladder Holdco's Class B Common Stock and Units) owned by GI III, GI III-A, or GI III-B and therefore, a "ten percent holder" thereunder. F8 · ownership.nature: Each of Ladder Holdco, GI III-B, GI III, GI GP LP, GI Holdings, and GI GP LLC disclaims beneficial ownership of the Shares reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting persons are the beneficial owners of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| December 08, 2016 Filed Dec 21, 2016 12:01 UTC |
Park HowardDirector
|
ConversionUnits and Class B Common Stock · Derivative | 3,137,211 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-16-036145 · doc4.xml · derivative · entry 5 Park Howard · CIK 0001473359 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 12,268,870 Underlying: Class A Common Stock · 3,137,211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · derivative.exercise_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · derivative.expiration_date: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F2 · ownership.nature: Includes 402,218 shares of Class A Common Stock held by GI Partners Fund III-A L.P. ("GI III-A") and 2,800,753 shares of Class A Common Stock held by GI Partners Fund III-B L.P. ("GI III-B"), in each case following the Exchange. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. F6 · ownership.nature: Mr. Park directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and the shares of Units and Class B Common Stock reported herein. Mr. Park disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F7 · ownership.nature: Following the December 2016 Offering, Ladder Holdco holds 12,268,870 Units and shares of Class B Common Stock and no other securities of LCC. Read SEC document |
| December 08, 2016 Filed Dec 21, 2016 12:01 UTC |
Park HowardDirector
|
ConversionClass A Common Stock | 3,137,211 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-036145 · doc4.xml · nonDerivative · entry 1 Park Howard · CIK 0001473359 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,340,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F1 · ownership.nature: In connection with the December 2016 Offering (as defined herein), on December 8, 2016, GI Ladder Holdco, LLC ("Ladder Holdco") exchanged 3,137,211 shares of Class B Common Stock (the "Class B Common Stock") of Ladder Capital Corp. ("LCC") and Series REIT and Series TRS of Ladder Capital Finance Holdings LLLP (the "Units") into 3,137,211 shares of Class A Common Stock (the "Class A Common Stock") of LCC (the "Exchange"). No cash or other consideration was exchanged in connection with the Exchange. The exchange right has no expiration date. F2 · ownership.nature: Includes 402,218 shares of Class A Common Stock held by GI Partners Fund III-A L.P. ("GI III-A") and 2,800,753 shares of Class A Common Stock held by GI Partners Fund III-B L.P. ("GI III-B"), in each case following the Exchange. F5 · ownership.nature: GI Partners Fund III L.P. ("GI III") owns Ladder Holdco. GI GP III L.P. ("GI GP LP") is the general partner of GI III, GI III-A, and GI III-B. GI Holdings III L.P. ("GI Holdings") is the limited partner of GI III, GI III-A, and GI III-B. GI GP III LLC ("GI GP LLC") is the general partner of each of GI GP LP and GI Holdings. Mr. Park is a member of the general partner of GI International L.P. ("GI Partners"), which is an affiliated entity of Ladder Holdco, GI III, GI III-A, GI III-B, GI GP LP, GI Holdings, and GI GP LLC. F6 · ownership.nature: Mr. Park directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares of Class A Common Stock and the shares of Units and Class B Common Stock reported herein. Mr. Park disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| March 16, 2016 Filed Feb 14, 2017 18:33 UTC |
Moclair KevinChief Accounting Officer
|
SaleClass A Common Stock | 2,638 | $11.75 | $30,996.50 |
DisclosureSEC source: 0001104659-17-009414 · a4.xml · nonDerivative · entry 1 Moclair Kevin · CIK 0001473248 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,993 Read SEC document |
| March 07, 2016 Filed Jan 3, 2017 20:00 UTC |
Harris BrianDirector · Chief Executive Officer
|
GiftClass A Common Stock | 384,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000323 · a5.xml · nonDerivative · entry 6 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Harris Investment Associates LP Disclosed balance after: 768,930 F1 · ownership.direct: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 07, 2016 Filed Jan 3, 2017 20:00 UTC |
Harris BrianDirector · Chief Executive Officer
|
GiftClass A Common Stock | 384,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000323 · a5.xml · nonDerivative · entry 5 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Read SEC document |
| March 02, 2016 Filed Jan 3, 2017 20:00 UTC |
Harris BrianDirector · Chief Executive Officer
|
GiftClass A Common Stock | 7,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-000323 · a5.xml · nonDerivative · entry 4 Harris Brian · CIK 0001473358 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 384,465 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.