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Harris Brian

Disclosed activity across 1 company

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65176
SEC CIK
0001473358

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ladder Capital CorpLADR · Entity 4818Director · Chief Executive OfficerFebruary 20, 2026February 23, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ladder Capital Corp

Report date February 20, 2026 · Filed February 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect528,768 Reported balance After 2026-02-20 transaction · row 1
1 source row

Row 1 · 2026-02-20 · Tax withholding · Disposed 333,278 · Balance 528,768

Class A Common StockSEC Table I · non-derivativeIndirectBy Shallow Alcove LLC1,048,394 Reported balance Holding disclosure · report date 2026-02-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,048,394

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Shallow Alcove II LLC917,324 Reported balance Holding disclosure · report date 2026-02-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 917,324

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBetsy A. Harris 2012 Family Trust4,793,623 Reported balance Holding disclosure · report date 2026-02-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 4,793,623

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Harris Investment Associates, L.P.400,540 Reported balance Holding disclosure · report date 2026-02-20 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 400,540

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Harris Investment Associates II, L.P.1,020,084 Reported balance Holding disclosure · report date 2026-02-20 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,020,084

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest, and this report should not be deemed an admission that the Reporting Person or any other person named herein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2026 Filed Feb 23, 2026 16:36 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 333,278 $10.41 $3,469,423.98
Disclosure

SEC source: 0001104659-26-018613 · tm266986-6_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 528,768

Read SEC document
February 18, 2026 Filed Feb 20, 2026 17:47 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 846,958 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-018240 · tm266873-4_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 862,046

Read SEC document
February 06, 2026 Filed Feb 10, 2026 16:30 UTC Ladder Capital Corp LADR · Entity 4818 PurchaseClass A Common Stock 5,000 $10.32 $51,600.00
Disclosure

SEC source: 0001104659-26-012667 · tm265729-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,088

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.27 to $10.35, inclusive. The Reporting Person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 25, 2025 Filed Feb 27, 2025 16:15 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 221,685 $11.68 $2,589,280.80
Disclosure

SEC source: 0001104659-25-018229 · tm257619-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 927,412

Read SEC document
February 18, 2025 Filed Feb 20, 2025 16:33 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 563,367 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-015693 · tm257001-9_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,149,097

Read SEC document
February 26, 2024 Filed Feb 28, 2024 16:08 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 212,565 $10.70 $2,274,445.50
Disclosure

SEC source: 0001104659-24-028714 · tm246703-14_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 585,730

Read SEC document
February 18, 2024 Filed Feb 21, 2024 16:54 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 540,190 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-026080 · tm246703-5_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,295

Read SEC document
February 28, 2023 Filed Mar 2, 2023 16:21 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 160,916 $11.58 $1,863,407.28
Disclosure

SEC source: 0001104659-23-027935 · tm238207-3_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,105

Read SEC document
February 18, 2023 Filed Feb 21, 2023 17:29 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 408,933 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-023871 · tm237332-8_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,021

F1 · balance_after: The reported amount gives effect to a transfer to Shallow Alcove LLC on September 7, 2022, of 1,048,394 shares of Class A Common Stock previously reported as directly held by the Reporting Person, which transfer constituted a non-reportable change in form.

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April 14, 2022 Filed Apr 14, 2022 19:52 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 30,000 $12.54 $376,200.00
Disclosure

SEC source: 0001104659-22-046154 · tm2212462-3_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,058,482

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2021.

Read SEC document
February 10, 2022 Filed Feb 11, 2022 16:53 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 315,643 $11.89 $3,752,995.27
Disclosure

SEC source: 0001104659-22-020621 · tm226321-3_4seq1.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,482

Read SEC document
January 31, 2022 Filed Feb 11, 2022 16:53 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 834,050 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020621 · tm226321-3_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,404,125

Read SEC document
June 09, 2021 Filed Jun 10, 2021 18:24 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 22,648 $12.46 $282,121.61
Disclosure

SEC source: 0001104659-21-079580 · tm2119281-1_4seq1.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,075

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.505, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 18:24 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 7,352 $12.45 $91,526.52
Disclosure

SEC source: 0001104659-21-079580 · tm2119281-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,723

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.44 to $12.46, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 17:31 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 7,026 $11.96 $84,031.66
Disclosure

SEC source: 0001104659-21-076476 · tm2118251-1_4seq1.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,075

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.960 to $11.965, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 01, 2021 Filed Jun 3, 2021 17:31 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 2,205 $11.96 $26,373.34
Disclosure

SEC source: 0001104659-21-076476 · tm2118251-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607,101

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.960 to $11.965, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 03, 2021 Filed May 5, 2021 17:46 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 4,223 $11.98 $50,594.92
Disclosure

SEC source: 0001104659-21-061866 · tm2114719-3_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,306

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.96 to $12.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 16:16 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 12,546 $11.97 $150,201.97
Disclosure

SEC source: 0001104659-21-059041 · tm2114719-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 613,529

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.96 to $12.02, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 26, 2021 Filed Apr 28, 2021 17:09 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 4,000 $11.96 $47,842.00
Disclosure

SEC source: 0001104659-21-056633 · tm2114367-1_4seq1.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,075

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.96 to $11.98, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 13, 2021 Filed Jan 13, 2021 16:31 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 19,355 $10.00 $193,550.00
Disclosure

SEC source: 0001104659-21-003879 · a4.xml · nonDerivative · entry 3

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,075

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

Read SEC document
January 12, 2021 Filed Jan 13, 2021 16:31 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 84,270 $10.00 $842,700.00
Disclosure

SEC source: 0001104659-21-003879 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,430

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 11, 2021 Filed Jan 13, 2021 16:31 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 3,108 $10.00 $31,083.11
Disclosure

SEC source: 0001104659-21-003879 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,700

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 08, 2021 Filed Jan 8, 2021 17:02 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 1,872 $10.00 $18,720.00
Disclosure

SEC source: 0001104659-21-002535 · a4.xml · nonDerivative · entry 3

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,808

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

Read SEC document
January 07, 2021 Filed Jan 8, 2021 17:02 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 2,101 $10.00 $21,010.00
Disclosure

SEC source: 0001104659-21-002535 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 738,680

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:02 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 15,630 $10.00 $156,362.52
Disclosure

SEC source: 0001104659-21-002535 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,781

F1 · kind: The sales reported in this row were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 28, 2020 Filed Dec 30, 2020 16:42 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 12,700 $10.00 $127,038.10
Disclosure

SEC source: 0001104659-20-140572 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,411

F1 · kind: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.02, inclusive. The reporting person undertakes to provide to Ladder Capital Corp, any security holder of Ladder Capital Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 21, 2020 Filed Dec 21, 2020 20:46 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 357,544 $9.93 $3,550,411.92
Disclosure

SEC source: 0001104659-20-138210 · a4.xml · nonDerivative · entry 3

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,111

Read SEC document
December 18, 2020 Filed Dec 21, 2020 20:46 UTC Ladder Capital Corp LADR · Entity 4818 SaleClass A Common Stock 60,964 $10.00 $609,640.00
Disclosure

SEC source: 0001104659-20-138210 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,126,655

F1 · kind: The sale reported in this row was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2020.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 20:46 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 908,624 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-138210 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,619

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC Ladder Capital Corp LADR · Entity 4818 ConversionUnits and Class B Common Stock · Derivative 4,793,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-080590 · a4.xml · derivative · entry 5

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,793,623 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The reporting person converted 4,793,623 shares of Class B Common Stock and an equal number of Ladder Capital Finance Holdings LLLP ("LCFH") units into 4,793,623 shares of Class A Common Stock.

F2 · derivative.exercise_price: Holders of LCFH units and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.

F1 · price: The reporting person converted 4,793,623 shares of Class B Common Stock and an equal number of Ladder Capital Finance Holdings LLLP ("LCFH") units into 4,793,623 shares of Class A Common Stock.

F2 · price: Holders of LCFH units and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.

F1 · derivative.exercise_date: The reporting person converted 4,793,623 shares of Class B Common Stock and an equal number of Ladder Capital Finance Holdings LLLP ("LCFH") units into 4,793,623 shares of Class A Common Stock.

F2 · derivative.exercise_date: Holders of LCFH units and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.

F1 · derivative.expiration_date: The reporting person converted 4,793,623 shares of Class B Common Stock and an equal number of Ladder Capital Finance Holdings LLLP ("LCFH") units into 4,793,623 shares of Class A Common Stock.

F2 · derivative.expiration_date: Holders of LCFH units and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.

F4 · ownership.nature: Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 16:31 UTC Ladder Capital Corp LADR · Entity 4818 ConversionClass A Common Stock 4,793,623 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-080590 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,793,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reporting person converted 4,793,623 shares of Class B Common Stock and an equal number of Ladder Capital Finance Holdings LLLP ("LCFH") units into 4,793,623 shares of Class A Common Stock.

F2 · price: Holders of LCFH units and Class B Common Stock may from time to time exchange such units paired with an equal number of shares of Class B Common Stock for shares of Class A Common Stock on a one-for-one basis, subject to customary conversion rate adjustments for stock splits, stock dividends, and reclassifications. The units and Class B Common Stock together are convertible at the holder's election at any time, and the conversion right has no expiration date.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.

F4 · ownership.nature: Shares held directly by the Betsy A. Harris 2012 Family Trust, of which Mr. Harris is the trustee.

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February 25, 2020 Filed Feb 26, 2020 16:16 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 174,469 $18.72 $3,266,059.68
Disclosure

SEC source: 0001104659-20-025393 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,995

F1 · shares: These shares were withheld by Ladder Capital Corp to satisfy the Reporting Person's tax withholding obligations.

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February 18, 2020 Filed Feb 20, 2020 17:51 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 443,376 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-023495 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,464

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 6

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harris Investment Associates LP II

Disclosed balance after: 1,020,084

F3 · kind: This transaction involved a gift of securities by the reporting person's spouse to Harris Investment Associates LP II, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of the shares held by Harris Investment Associates LP II, and this report should not be deemed an admission that the reporting person is the beneficial owner of shares held by Harris Investment Associates LP II for purposes of Section 16 or for any other purpose.

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 5

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 0

F3 · kind: This transaction involved a gift of securities by the reporting person's spouse to Harris Investment Associates LP II, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of the shares held by Harris Investment Associates LP II, and this report should not be deemed an admission that the reporting person is the beneficial owner of shares held by Harris Investment Associates LP II for purposes of Section 16 or for any other purpose.

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 4

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Harris Investment Associates LP II

Disclosed balance after: 510,042

F2 · kind: This transaction involved a gift of securities by the reporting person to Harris Investment Associates LP II, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of the shares held by Harris Investment Associates LP II, and this report should not be deemed an admission that the reporting person is the beneficial owner of shares held by Harris Investment Associates LP II for purposes of Section 16 or for any other purpose.

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 3

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,088

F2 · kind: This transaction involved a gift of securities by the reporting person to Harris Investment Associates LP II, of which the reporting person is the general partner. The reporting person disclaims beneficial ownership of the shares held by Harris Investment Associates LP II, and this report should not be deemed an admission that the reporting person is the beneficial owner of shares held by Harris Investment Associates LP II for purposes of Section 16 or for any other purpose.

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 510,042

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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September 20, 2019 Filed Dec 26, 2019 16:16 UTC Ladder Capital Corp LADR · Entity 4818 GiftClass A Common Stock 510,042 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-076132 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,130

F1 · kind: This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

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March 07, 2019 Filed Mar 11, 2019 20:21 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 163,586 $17.56 $2,872,570.16
Disclosure

SEC source: 0001104659-19-013953 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,427,211

F1 · shares: These shares were withheld by Ladder Capital Corp to satisfy the Reporting Person's tax withholding obligations.

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February 18, 2019 Filed Feb 20, 2019 18:35 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 415,718 $0.00 $0.00
Disclosure

SEC source: 0001104659-19-009616 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,590,797

F1 · balance_after: On November 1, 2018, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 10, 2018. Total includes shares of Class A Common Stock received as a result of this dividend payment.

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December 21, 2017 Filed Dec 26, 2017 16:31 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 241,450 $13.43 $3,242,673.50
Disclosure

SEC source: 0001104659-17-075048 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,239

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December 21, 2017 Filed Dec 26, 2017 16:31 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 468,131 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-075048 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,689

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August 21, 2017 Filed Aug 22, 2017 16:46 UTC Ladder Capital Corp LADR · Entity 4818 PurchaseClass A Common Stock 10,000 $13.41 $134,100.00
Disclosure

SEC source: 0001577670-17-000018 · wf-form4_150343479949026.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,558

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February 18, 2017 Filed Feb 22, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 776 $13.85 $10,747.60
Disclosure

SEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 4

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,558

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February 18, 2017 Filed Feb 22, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 3

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,334

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February 18, 2017 Filed Feb 22, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 GrantClass A Common Stock 339,350 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,732

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February 18, 2017 Filed Feb 22, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 175,003 $13.85 $2,423,791.55
Disclosure

SEC source: 0001104659-17-010912 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,382

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February 11, 2017 Filed Feb 14, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 285,842 $13.70 $3,916,035.40
Disclosure

SEC source: 0001104659-17-009410 · a4.xml · nonDerivative · entry 2

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,385

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January 25, 2017 Filed Feb 14, 2017 18:32 UTC Ladder Capital Corp LADR · Entity 4818 Tax withholdingClass A Common Stock 108,319 $13.90 $1,505,634.10
Disclosure

SEC source: 0001104659-17-009410 · a4.xml · nonDerivative · entry 1

Harris Brian · CIK 0001473358 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,227

F1 · balance_after: On December 2, 2016, Ladder Capital Corp ("Ladder") declared a dividend payable in a combination of cash and Class A Common Stock to all holders of record of Ladder's Class A Common Stock on December 27, 2016. The Reporting Person received 6,732 shares of Class A Common Stock on January 24, 2017 as a result of this dividend payment.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.