organization · Reporting owner
Alberta Investment Management Corp
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Abacus Global Management, Inc.ABL · Entity 5026 | 10% owner | February 22, 2023 | February 13, 2024 |
| Barings Capital Investment CorpNONE · Entity 70260 | 10% owner | March 24, 2022 | March 28, 2022 |
| Papaya Growth Opportunity Corp. IPPYA · Entity 94034 | 10% owner | September 01, 2023 | September 08, 2023 |
| Screaming Eagle Acquisition Corp.SCRM · Entity 91822 | Former 10% Owner | April 19, 2024 | April 23, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Abacus Global Management, Inc.
Report date February 22, 2023 · Filed February 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-22 transaction · row 1
1 source rowRow 1 · 2023-02-22 · Other · Disposed 1,000,000 · Balance 0 F1: On February 22, 2023, the Issuer redeemed all 1,000,000 shares of Common Stock owned by the Reporting Person for cash. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 22, 2023, the Issuer redeemed all 1,000,000 shares of Common Stock owned by the Reporting Person for cash.
Barings Capital Investment Corp
Report date March 24, 2022 · Filed March 28, 2022
Jointly reported with PDL FL US Holdings LP
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 5,007,317.583 |
Reported balance
After 2022-03-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-03-24 · Purchase · Acquired 897,263.347 · Balance 5,007,317.583 F1: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients.
Papaya Growth Opportunity Corp. I
Report date September 01, 2023 · Filed September 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 250,000 |
Reported balance
Holding disclosure · report date 2023-09-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 250,000 |
Screaming Eagle Acquisition Corp.
Report date April 19, 2024 · Filed April 23, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 1,325,000 |
Reported balance
After 2024-04-19 transaction · row 1
1 source rowRow 1 · 2024-04-19 · Sale · Disposed 1,250,000 · Balance 1,325,000 |
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Bloom Energy Corp
Report date March 13, 2019 · Filed March 15, 2019
Section 16 reporting ended · disclosed 2019-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 5,360,549 |
Last balance in matching sequence
After 2019-03-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-03-13 · Sale · Disposed 212,412 · Balance 5,452,342 F1: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $13.25 to $14.02. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Following the sales reported in this Form 4, (i) 1,778,258 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,236,719 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F4: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Row 2 · 2019-03-14 · Sale · Disposed 91,793 · Balance 5,360,549 F2: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $12.56 to $13.175. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3: Following the sales reported in this Form 4, (i) 1,778,258 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,236,719 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F4: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $13.25 to $14.02. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $12.56 to $13.175. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Following the sales reported in this Form 4, (i) 1,778,258 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,236,719 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd.
F4: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein.
CIVITAS RESOURCES, INC.
Report date April 28, 2017 · Filed May 11, 2017
Section 16 reporting ended · disclosed 2017-05-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-28 transaction · row 1
1 source rowRow 1 · 2017-04-28 · Other · Disposed 7,587,859 · Balance 0 F1: Pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code, effective April 28, 2017, all outstanding shares of the Issuer's common stock, par value $0.001 per share, ("Old Common Stock") were cancelled and holders of the Issuer's Old Common Stock received 1 share of the Issuer's new common stock, par value $0.01 per share, for each approximately 111.5879 shares of Old Common Stock. The Reporting Person does not beneficially own more than 10% of the new common stock and thus is no longer subject to Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code, effective April 28, 2017, all outstanding shares of the Issuer's common stock, par value $0.001 per share, ("Old Common Stock") were cancelled and holders of the Issuer's Old Common Stock received 1 share of the Issuer's new common stock, par value $0.01 per share, for each approximately 111.5879 shares of Old Common Stock. The Reporting Person does not beneficially own more than 10% of the new common stock and thus is no longer subject to Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer.
Hayward Holdings, Inc.
Report date March 03, 2023 · Filed March 04, 2023
Section 16 reporting ended · disclosed 2023-03-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectSee footnote | 17,247,765 |
Reported balance
After 2023-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-03-03 · Sale · Disposed 5,653,871 · Balance 17,247,765 F1: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients.
Ladder Capital Corp
Report date December 12, 2016 · Filed December 12, 2016
Section 16 reporting ended · disclosed 2016-12-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 9,130,756 |
Reported balance
After 2016-12-12 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-12 · Other · Disposed 3,089,491 · Balance 9,130,756 F1: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Class A Common Stock of Ladder Capital Corp. (the "Issuer"), which closed on December 12, 2016, including full exercise of the underwriters' option to purchase additional shares. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(3) on December 7, 2016. F2: The securities are held directly by GP09 PX (LAPP) Ladder Capital Ltd. (1,625,073 shares sold in the offering, and 4,802,777 shares following the offering), GP09 PX Ladder Capital Ltd. (355,291 shares sold in the offering, and 1,050,037 shares following the offering), and GP09 GV Ladder Capital Ltd. (1,109,127 shares sold in the offering, and 3,277,942 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by GP09 PX (LAPP) Ladder Capital Ltd., GP09 PX Ladder Capital Ltd., and GP09 GV Ladder Capital Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Class A Common Stock of Ladder Capital Corp. (the "Issuer"), which closed on December 12, 2016, including full exercise of the underwriters' option to purchase additional shares. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(3) on December 7, 2016.
F2: The securities are held directly by GP09 PX (LAPP) Ladder Capital Ltd. (1,625,073 shares sold in the offering, and 4,802,777 shares following the offering), GP09 PX Ladder Capital Ltd. (355,291 shares sold in the offering, and 1,050,037 shares following the offering), and GP09 GV Ladder Capital Ltd. (1,109,127 shares sold in the offering, and 3,277,942 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by GP09 PX (LAPP) Ladder Capital Ltd., GP09 PX Ladder Capital Ltd., and GP09 GV Ladder Capital Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest.
Milacron Holdings Corp.
Report date February 06, 2017 · Filed February 07, 2017
Section 16 reporting ended · disclosed 2017-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 6,088,615 |
Reported balance
After 2017-02-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-06 · Other · Disposed 1,883,884 · Balance 6,088,615 F1: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Common Stock of Milacron Holdings Corp. (the "Issuer"), which closed on February 6, 2017. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(4) on February 1, 2017. F2: The securities are held directly by PE12GVPE (Talon) Ltd. (886,556 shares sold in the offering, and 2,865,302 shares following the offering) and PE12PXPE (Talon) Ltd. (997,328 shares sold in the offering, and 3,223,313 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by PE12GVPE (Talon) Ltd. and PE12PXPE (Talon) Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Common Stock of Milacron Holdings Corp. (the "Issuer"), which closed on February 6, 2017. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(4) on February 1, 2017.
F2: The securities are held directly by PE12GVPE (Talon) Ltd. (886,556 shares sold in the offering, and 2,865,302 shares following the offering) and PE12PXPE (Talon) Ltd. (997,328 shares sold in the offering, and 3,223,313 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by PE12GVPE (Talon) Ltd. and PE12PXPE (Talon) Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2024 Filed Apr 23, 2024 20:23 UTC | Screaming Eagle Acquisition Corp. SCRM · Entity 91822 | SaleClass A Ordinary Shares, par value $0.0001 per share | 1,250,000 | $10.78 | $13,475,000.00 |
DisclosureSEC source: 0001062993-24-008699 · form4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · Former 10% Owner 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,325,000 Read SEC document |
| March 03, 2023 Filed Mar 4, 2023 00:27 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 5,653,871 | $11.52 | $65,132,593.92 |
DisclosureSEC source: 0001104659-23-028583 · tm238397-1_4seq1.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 17,247,765 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| February 22, 2023 Filed Feb 13, 2024 14:24 UTC | Abacus Global Management, Inc. ABL · Entity 5026 | OtherCommon Stock, par value $0.001 per share | 1,000,000 | $10.19 | $10,190,000.00 |
DisclosureSEC source: 0001062993-24-002884 · form4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 22, 2023, the Issuer redeemed all 1,000,000 shares of Common Stock owned by the Reporting Person for cash. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 22:09 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 2,826,936 | $9.86 | $27,873,588.96 |
DisclosureSEC source: 0001104659-22-119935 · tm2214838-1_4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,901,636 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| May 17, 2022 Filed May 17, 2022 21:06 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 1,182,012 | $13.88 | $16,410,818.21 |
DisclosureSEC source: 0001104659-22-062037 · tm2215856-1_4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 25,728,572 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| May 05, 2022 Filed May 7, 2022 01:43 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 8,480,807 | $13.88 | $117,745,828.23 |
DisclosureSEC source: 0001104659-22-057129 · tm2214838-1_4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 26,910,584 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 22:09 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 897,263.347 | $22.29 | $20,000,000.00 |
DisclosureSEC source: 0001062993-22-008756 · form4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007,317.583 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| January 24, 2022 Filed Jan 27, 2022 22:24 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 1,385,304 | $19.80 | $27,429,019.20 |
DisclosureSEC source: 0001104659-22-008345 · tm224704-1_4seq1.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 35,391,391 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| December 20, 2021 Filed Dec 22, 2021 21:13 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 450,653.447 | $22.19 | $9,999,999.99 |
DisclosureSEC source: 0001062993-21-013369 · form4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,018,679.883 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:44 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 359,712.23 | $22.24 | $8,000,000.00 |
DisclosureSEC source: 0001123292-21-001378 · edgar.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,489,573.788 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:05 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 540,784.137 | $22.19 | $12,000,000.00 |
DisclosureSEC source: 0001123292-21-001143 · edgar.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,060,891.493 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 19:22 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 512,301.046 | $21.99 | $11,265,500.00 |
DisclosureSEC source: 0001123292-21-000613 · edgar.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435,701.483 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| April 13, 2021 Filed Apr 16, 2021 01:42 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 575,799 | $17.00 | $9,788,583.00 |
DisclosureSEC source: 0001104659-21-050990 · tm2113196d1_4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 36,776,695 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| March 16, 2021 Filed Mar 16, 2021 21:33 UTC | Hayward Holdings, Inc. HAYW · Entity 768 | SaleCommon Stock, par value $0.001 per share | 3,696,582 | $17.00 | $62,841,894.00 |
DisclosureSEC source: 0001104659-21-037247 · tm219968d1_4.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 37,352,494 F1 · ownership.nature: These shares are owned directly by PE16PX Rocky Mountain Ltd. and PE16GV Rocky Mountain Ltd. All of the interests of these two entities are held by the reporting person as bare trustee on behalf of its clients. Read SEC document |
| January 25, 2021 Filed Jan 26, 2021 21:27 UTC | Barings Capital Investment Corp NONE · Entity 70260 | PurchaseCommon Stock, par value $0.001 per share | 56,974.05 | $21.58 | $1,229,500.00 |
DisclosureSEC source: 0001123292-21-000129 · edgar.xml · nonDerivative · entry 1 Alberta Investment Management Corp · CIK 0001463559 · 10% owner PDL FL US Holdings LP · CIK 0001822343 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,923,400.437 F1 · ownership.direct: These shares are owned directly by PDL FL US Holdings LP ("PDL Holdings"). PDL FL US GP Ltd. ("PDL GP") is the general partner of PDL Holdings. All of the interests in PDL Holdings and PDL GP are held by Alberta Investment Management Corporation as bare trustee on behalf of its clients. Read SEC document |
| March 14, 2019 Filed Mar 15, 2019 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 91,793 | $12.69 | $1,164,853.17 |
DisclosureSEC source: 0001123292-19-000523 · edgar.xml · nonDerivative · entry 2 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,360,549 F2 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $12.56 to $13.175. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Following the sales reported in this Form 4, (i) 1,778,258 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,236,719 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F4 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 20:32 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 212,412 | $13.45 | $2,856,941.40 |
DisclosureSEC source: 0001123292-19-000523 · edgar.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,452,342 F1 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $13.25 to $14.02. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Following the sales reported in this Form 4, (i) 1,778,258 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,236,719 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F4 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 21:25 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 374,231 | $14.10 | $5,276,507.41 |
DisclosureSEC source: 0001123292-19-000521 · edgar.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,664,754 F1 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $13.88 to $14.74. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Following the sales reported in this Form 4, (i) 1,887,468 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,431,714 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv)182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F3 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| March 11, 2019 Filed Mar 13, 2019 21:13 UTC | Bloom Energy Corp BE · Entity 2659 | SaleClass A Common Stock | 178,429 | $14.62 | $2,608,453.55 |
DisclosureSEC source: 0001123292-19-000518 · edgar.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,038,985 F1 · price: The price reported represents the weighted average sale price of the shares disposed of. The actual sale prices ranged from $14.25 to $15.13. The Reporting Persons hereby undertake to provide upon request by the U.S. Securities and Exchange Commission staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Following the sales reported in this Form 4, (i) 2,021,817 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,671,596 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv) 182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F3 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 345,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000361 · edgar.xml · derivative · entry 4 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 345,572 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each outstanding share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · derivative.exercise_price: Each outstanding share of Class B common stock will convert mandatorily into one share of Class A common stock upon (i) any transfer, except for certain distributions and permitted transfers described in the issuer's restated certificate of incorporation, and (ii) the earliest of the following: (a) immediately prior to the close of business on the fifth anniversary of the consummation of the issuer's initial public offering (the "IPO"), which closed on July 27, 2018, (b) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than 5% of all shares of Class A and Class B common stock outstanding, (c) as specified in an election notice of KR Sridhar, the issuer's current chief executive officer and chairman, to convert all shares of Class B common stock, or (d) immediately following the date of KR Sridhar's death. F3 · derivative.exercise_date: Each outstanding share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · derivative.expiration_date: Each outstanding share of Class B common stock will convert mandatorily into one share of Class A common stock upon (i) any transfer, except for certain distributions and permitted transfers described in the issuer's restated certificate of incorporation, and (ii) the earliest of the following: (a) immediately prior to the close of business on the fifth anniversary of the consummation of the issuer's initial public offering (the "IPO"), which closed on July 27, 2018, (b) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than 5% of all shares of Class A and Class B common stock outstanding, (c) as specified in an election notice of KR Sridhar, the issuer's current chief executive officer and chairman, to convert all shares of Class B common stock, or (d) immediately following the date of KR Sridhar's death. F2 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. F5 · ownership.nature: Prior to the conversions reported in this Form 4, (i) 2,107,990 shares of Class B common stock were held by 1536053 Alberta Ltd., (ii) 3,763,852 shares of Class B common stock were held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class B common stock were held by PE12GVVC (US Direct) Ltd. and (iv) 182,946 shares of Class B common stock were held by PE12PXVC (US Direct) Ltd. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 345,572 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000361 · edgar.xml · nonDerivative · entry 2 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,217,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the conversions reported in this Form 4, (i) 2,107,990 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,763,852 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv) 182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F2 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 5,871,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000361 · edgar.xml · derivative · entry 3 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 345,572 Underlying: Class A Common Stock · 5,871,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each outstanding share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · derivative.exercise_price: Each outstanding share of Class B common stock will convert mandatorily into one share of Class A common stock upon (i) any transfer, except for certain distributions and permitted transfers described in the issuer's restated certificate of incorporation, and (ii) the earliest of the following: (a) immediately prior to the close of business on the fifth anniversary of the consummation of the issuer's initial public offering (the "IPO"), which closed on July 27, 2018, (b) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than 5% of all shares of Class A and Class B common stock outstanding, (c) as specified in an election notice of KR Sridhar, the issuer's current chief executive officer and chairman, to convert all shares of Class B common stock, or (d) immediately following the date of KR Sridhar's death. F3 · derivative.exercise_date: Each outstanding share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock. F4 · derivative.expiration_date: Each outstanding share of Class B common stock will convert mandatorily into one share of Class A common stock upon (i) any transfer, except for certain distributions and permitted transfers described in the issuer's restated certificate of incorporation, and (ii) the earliest of the following: (a) immediately prior to the close of business on the fifth anniversary of the consummation of the issuer's initial public offering (the "IPO"), which closed on July 27, 2018, (b) immediately prior to the close of business on the date on which the outstanding shares of Class B common stock represent less than 5% of all shares of Class A and Class B common stock outstanding, (c) as specified in an election notice of KR Sridhar, the issuer's current chief executive officer and chairman, to convert all shares of Class B common stock, or (d) immediately following the date of KR Sridhar's death. F2 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. F5 · ownership.nature: Prior to the conversions reported in this Form 4, (i) 2,107,990 shares of Class B common stock were held by 1536053 Alberta Ltd., (ii) 3,763,852 shares of Class B common stock were held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class B common stock were held by PE12GVVC (US Direct) Ltd. and (iv) 182,946 shares of Class B common stock were held by PE12PXVC (US Direct) Ltd. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 5,871,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-19-000361 · edgar.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 5,871,842 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Following the conversions reported in this Form 4, (i) 2,107,990 shares of Class A common stock are held by 1536053 Alberta Ltd., (ii) 3,763,852 shares of Class A common stock are held by 1536057 Alberta Ltd., (iii) 162,626 shares of Class A common stock are held by PE12GVVC (US Direct) Ltd. and (iv) 182,946 shares of Class A common stock are held by PE12PXVC (US Direct) Ltd. F2 · ownership.nature: Each of 1536053 Alberta Ltd., 1536057 Alberta Ltd., PE12GVVC (US Direct) Ltd. and PE12PXVC (US Direct) Ltd. (the "AIMCo Funds") is advised by the reporting person, Alberta Investment Management Corporation, which is empowered by the Alberta Investment Management Corporation Act to act on behalf of Her Majesty the Queen in Right of Alberta as its agent. As the investment manager of the AIMCo Funds, the reporting person may be deemed an indirect beneficial owner of the securities directly owned by the AIMCo Funds. The reporting person disclaims beneficial ownership of the securities reported, except to the extent of its pecuniary interest therein. Read SEC document |
| April 28, 2017 Filed May 11, 2017 20:34 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | OtherCommon Stock, par value $0.001 per share | 7,587,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-019784 · form4.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code, effective April 28, 2017, all outstanding shares of the Issuer's common stock, par value $0.001 per share, ("Old Common Stock") were cancelled and holders of the Issuer's Old Common Stock received 1 share of the Issuer's new common stock, par value $0.01 per share, for each approximately 111.5879 shares of Old Common Stock. The Reporting Person does not beneficially own more than 10% of the new common stock and thus is no longer subject to Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer. F1 · price: Pursuant to the Issuer's Third Amended Joint Prepackaged Plan of Reorganization Under Chapter 11 of the Bankruptcy Code, effective April 28, 2017, all outstanding shares of the Issuer's common stock, par value $0.001 per share, ("Old Common Stock") were cancelled and holders of the Issuer's Old Common Stock received 1 share of the Issuer's new common stock, par value $0.01 per share, for each approximately 111.5879 shares of Old Common Stock. The Reporting Person does not beneficially own more than 10% of the new common stock and thus is no longer subject to Section 16 of the Securities Exchange Act of 1934 with respect to the Issuer. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:04 UTC | Milacron Holdings Corp. MCRN · Entity 153592 | OtherCommon Stock | 1,883,884 | $16.25 | $30,613,115.00 |
DisclosureSEC source: 0000899243-17-002931 · doc4.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6,088,615 F1 · kind: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Common Stock of Milacron Holdings Corp. (the "Issuer"), which closed on February 6, 2017. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(4) on February 1, 2017. F2 · ownership.nature: The securities are held directly by PE12GVPE (Talon) Ltd. (886,556 shares sold in the offering, and 2,865,302 shares following the offering) and PE12PXPE (Talon) Ltd. (997,328 shares sold in the offering, and 3,223,313 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by PE12GVPE (Talon) Ltd. and PE12PXPE (Talon) Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:31 UTC | Ladder Capital Corp LADR · Entity 4818 | OtherClass A Common Stock | 3,089,491 | $13.60 | $42,017,077.60 |
DisclosureSEC source: 0000899243-16-035301 · doc4.xml · nonDerivative · entry 1 Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp · CIK 0001463559 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 9,130,756 F1 · kind: Sold in connection with the registered, underwritten public offering by selling stockholders of shares of Class A Common Stock of Ladder Capital Corp. (the "Issuer"), which closed on December 12, 2016, including full exercise of the underwriters' option to purchase additional shares. For more information, see the Issuer's final prospectus filed pursuant to Rule 424(b)(3) on December 7, 2016. F2 · ownership.nature: The securities are held directly by GP09 PX (LAPP) Ladder Capital Ltd. (1,625,073 shares sold in the offering, and 4,802,777 shares following the offering), GP09 PX Ladder Capital Ltd. (355,291 shares sold in the offering, and 1,050,037 shares following the offering), and GP09 GV Ladder Capital Ltd. (1,109,127 shares sold in the offering, and 3,277,942 shares following the offering). Alberta Investment Management Corporation ("AIMCo") may be deemed to have voting and investment power with respect to shares held by GP09 PX (LAPP) Ladder Capital Ltd., GP09 PX Ladder Capital Ltd., and GP09 GV Ladder Capital Ltd. AIMCo disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of the Issuer's shares reported herein in which AIMCo has no actual pecuniary interest. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.